Amended Statement of Ownership (sc 13g/a)
February 12 2015 - 4:55PM
Edgar (US Regulatory)
United
states
Securities
and exchange commission
WashinGton,
d.c. 20549
Schedule
13g
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CEREPLAST, INC.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
156732307
(CUSIP Number)
December
31, 2014
(Date of Event which requires filing of
this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page. |
| | The information required in the remainder of this cover page shall not be deemed to be “filed” for purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes). |
| 1. | NAME OF REPORTING PERSON |
Ironridge Global IV, Ltd.
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES
ONLY)
| 1. | NAME OF REPORTING PERSON |
Ironridge Global Partners, LLC
IRS IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES
ONLY)
27-4741201
| 1. | NAME OF REPORTING PERSON |
Brendan T. O’Neil
| 1. | NAME OF REPORTING PERSON |
Richard H. Kreger
| 1. | NAME OF REPORTING PERSON |
John C. Kirkland
| 1. | NAME OF REPORTING PERSON |
Keith Coulston
ITEM 5: Ownership of Five Percent or Less of a Class.
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the
class of securities check the following box: þ
ITEM 10: Certifications.
By signing below, I certify that, to the
best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business
and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer
of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such
purpose or effect.
SIGNATURES
After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: |
February 12, 2015 |
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IRONRIDGE GLOBAL IV, LTD. |
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By: |
/s/ David Sims |
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Name: |
David Sims |
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Its: |
Director |
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Dated: |
February 12, 2015 |
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IRONRIDGE GLOBAL PARTNERS, LLC |
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By: |
/s/ John Kirkland |
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Name: |
John Kirkland |
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Dated: |
February 12, 2015 |
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/s/ John C. Kirkland |
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John C. Kirkland |
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Dated: |
February 12, 2015 |
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/s/ Brendan T. O’Neil |
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Brendan T. O’Neil |
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Dated: |
February 12, 2015 |
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/s/ Richard H. Kreger |
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Richard H. Kreger |
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Dated: |
February 12, 2015 |
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/s/ Keith R. Coulston |
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Keith R. Coulston |
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