Statement of Changes in Beneficial Ownership (4)
November 13 2019 - 5:32PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BUSCH PATRICK F |
2. Issuer Name and Ticker or Trading Symbol
HBT Financial, Inc.
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HBT
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
EVP & Chief Lending Officer |
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(Last)
(First)
(Middle)
C/O HBT FINANCIAL, INC., 401 N. HERSHEY ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
11/8/2019 |
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(Street)
BLOOMINGTON, IL 61704
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, $0.01 par value | 11/8/2019 | | P | | 8228 | A | $17.0502 (1) | 18228 | D | |
| Common Stock, $0.01 par value | 11/11/2019 | | P | | 5000 | A | $16.7219 (2) | 23228 | D | |
| Common Stock, $0.01 par value | | | | | | | | 181772 | I | Patrick F. Busch Declaration of Trust dated 5/6/14 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.95 to $17.13, inclusive. The reporting undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| (2) | The price reported in column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $16.60 to $16.87, inclusive. The reporting undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
BUSCH PATRICK F
C/O HBT FINANCIAL, INC.
401 N. HERSHEY ROAD
BLOOMINGTON, IL 61704 | X |
| EVP & Chief Lending Officer |
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Signatures
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| /s/ Andrea E. Zurkamer, attorney-in-fact | | 11/13/2019 |
| **Signature of Reporting Person | Date |
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