Current Report Filing (8-k)
November 21 2019 - 3:43PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13
OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF
EARLIEST EVENT REPORTED): November 19, 2019
IEH
Corporation
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER: 0-5278
New York
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13-5549348
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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140 58th Street, Suite 8E
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Brooklyn, New York 11220
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(Address and zip code of principal executive offices)
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(718) 492-4440
(Registrant's telephone number, including area code
CHECK THE APPROPRIATE BOX BELOW IF THE FORM
8-K FILING IS INTENDED TO SIMULTANEOUSLY SATISFY THE FILING OBLIGATION OF THE REGISTRANT UNDER ANY OF THE FOLLOWING PROVISIONS:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02
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Results of Operations and Financial Conditions
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On November 19, 2019, IEH Corporation announced by press
release its financial results for its fiscal quarter ended September 27, 2019. A copy of the press release is attached hereto as
Exhibit 99.1.
The information in Item 2.02 of this Current Report shall
not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise
subject to the liabilities of that section. The information in Item 2.02 of this Current Report shall not be incorporated by reference
into any registration statement or other document pursuant to the Securities Act of 1933, except as shall be expressly set forth
by specific reference in such filing.
Item 5.07
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Submission of Matters to a Vote of Security Holders.
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The Company held its 2019 Annual
Meeting of Shareholders on November 19, 2019 at the offices of OTC Markets Group in New York, New York. The results of the matters
voted on by the shareholders are set forth below. Only shareholders of record as of the close of business on October 21, 2019 were
entitled to vote at the 2019 Annual Meeting. As of the record date, 2,331,751 shares of common stock of the Company were issued
and outstanding and entitled to vote at the 2019 Annual Meeting. At the 2019 Annual Meeting, 2,097,602 shares of common stock of
the Company were represented, in person or by proxy, constituting a quorum.
The proposals presented to the Company’s shareholders
at the 2019 Annual Meeting are described in detail in the Company’s Proxy Statement. The final results for the votes regarding
each proposal are set forth below.
Proposal 1 – Election of three Class II directors nominated
by the Board to serve until the Company’s 2021 Annual Meeting and until their respective successors are duly elected and
qualified
The three nominees who received the highest number of
votes (all of the below individuals) were elected to the board of directors to hold office for a two-year term and until their
respective successors are elected and qualified. The shareholders voted to elect the following three directors by the votes indicated
below:
Nominee
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For
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Withheld
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Broker Non-Votes
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Gerald E. Chafetz
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1,121,044
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107,244
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869,334
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Allen Gottlieb
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1,121,054
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107,214
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869,334
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David Offerman
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1,215,834
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12,434
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869,334
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Proposal 2 – Advisory Vote on the
Compensation of the Company’s Named Executive Officers
The shareholders approved, on an
advisory basis, the compensation paid to the Company’s named executive officers, as disclosed pursuant to Item 402 of
Regulation S-K and contained in the Company’s Proxy Statement, by the following votes:
For
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Against
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Abstain
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Broker Non-Votes
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1,122,139
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95,605
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10,524
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869,334
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Proposal 3 – Ratification
of Selection of Independent Registered Public Accounting Firm
The shareholders voted to ratify
the selection of Marcum LLP, as the Company’s independent registered public accounting firm for the fiscal year ending March
27, 2020, by the following votes:
For
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Against
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Abstain
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1,838,967
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3,272
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255,363
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Item 9
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Financial Statements and Exhibits
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(d) Exhibits
Exhibit 99.1 – Press Release, dated November
19, 2019
SIGNATURE
Pursuant to the
requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned, hereunto duly authorized.
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IEH Corporation
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By: /s/ Robert Knoth
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Name: Robert Knoth
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Title: Chief Financial Officer
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Date: November 21, 2019
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