Statement of Changes in Beneficial Ownership (4)
January 14 2022 - 4:32PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Leatt Christopher James |
2. Issuer Name and Ticker or Trading Symbol
Leatt Corp
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LEAT
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
12 KIEPERSOL DRIVE, ATLAS GARDENS, CONTERMANSKLOOF ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/8/2021 |
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(Street)
DURBANVILLE, WESTERN CAPE, T3 7441
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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| Common Stock, par value $0.001 per share | 12/8/2021 | | S(1) | | 500 (1) | D | $32.00 | 2029614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/8/2021 | | S(1) | | 250 (1) | D | $32.00 | 2029364 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/9/2021 | | S(1) | | 400 (1) | D | $29.57 | 2028964 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/9/2021 | | S(1) | | 350 (1) | D | $29.90 | 2028614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/13/2021 | | S(1) | | 750 (1) | D | $28.01 | 2027864 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/14/2021 | | S(1) | | 300 (1) | D | $28.72 | 2027564 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/15/2021 | | S(1) | | 500 (1) | D | $29.26 | 2027064 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/15/2021 | | S(1) | | 500 (1) | D | $30.00 | 2026564 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/16/2021 | | S(1) | | 490 (1) | D | $29.42 | 2026074 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/16/2021 | | S(1) | | 10 (1) | D | $30.00 | 2026064 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/20/2021 | | S(1) | | 500 (1) | D | $29.60 | 2025564 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/21/2021 | | S(1) | | 500 (1) | D | $30.01 | 2025064 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/21/2021 | | S(1) | | 350 (1) | D | $29.64 | 2024714 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/22/2021 | | A(3) | | 8500 (3) | A | $30.06 | 2033214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/23/2021 | | S(1) | | 500 (1) | D | $30.60 | 2032714 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/23/2021 | | S(1) | | 500 (1) | D | $30.60 | 2032214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/27/2021 | | S(1) | | 600 (1) | D | $31.39 | 2031614 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/28/2021 | | S(1) | | 300 (1) | D | $31.36 | 2031314 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/29/2021 | | S(1) | | 500 (1) | D | $31.02 | 2030814 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/30/2021 | | S(1) | | 500 (1) | D | $30.68 | 2030314 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/30/2021 | | S(1) | | 200 (1) | D | $30.55 | 2030114 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 12/31/2021 | | S(1) | | 400 (1) | D | $30.50 | 2029714 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/3/2022 | | S(1) | | 1500 (1) | D | $31.53 | 2028214 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/4/2022 | | S(1) | | 700 (1) | D | $31.10 | 2027514 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/5/2022 | | S(1) | | 1100 (1) | D | $30.05 | 2026414 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/5/2022 | | S(1) | | 300 (1) | D | $30.27 | 2026114 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/7/2022 | | S(1) | | 300 (1) | D | $30.09 | 2025814 (1)(2) | I (2) | See footnote (2) |
| Common Stock, par value $0.001 per share | 1/11/2022 | | S(1) | | 1200 (1) | D | $31.10 | 2024614 (1)(2) | I (2) | See footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Explanation of Responses: |
| (1) | Represents sales effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2021. |
| (2) | Total common stock includes 2,025,107 shares of the Issuer's common stock directly held by the Reporting Person prior to the reporting date, and 5,007 shares of the Issuer's common stock held by members of the Reporting Person's immediate family prior to the reporting date. |
| (3) | On December 22, 2021, the Issuer's Board approved the award of 8,500 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 5,100 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 3,400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Leatt Christopher James
12 KIEPERSOL DRIVE, ATLAS GARDENS
CONTERMANSKLOOF ROAD
DURBANVILLE, WESTERN CAPE, T3 7441 | X | X |
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Signatures
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| /s/ Christopher J. Leatt | | 1/14/2022 |
| **Signature of Reporting Person | Date |
Leatt (QB) (USOTC:LEAT)
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