Mechanics Bank and Ford Financial Settle Litigation Seeking to Enjoin Ford Financial Tender Offer
February 18 2015 - 9:16PM
Business Wire
Mechanics Bank (OTCMKTS: MCHB) (the “Bank”) and Ford Financial
Fund II, L.P. (“Ford Financial”) today announced that they have
signed a memorandum of understanding to settle a lawsuit pending in
the Superior Court of the State of California and seeking to enjoin
Ford Financial’s tender offer to acquire up to 65% of the
outstanding shares of the Bank’s common stock.
The terms of the memorandum of understanding provide that:
- for the three calendar years following
the completion of the tender offer, the Bank will include the
following information in each of its annual reports to shareholders
(and post this information on the Bank’s website): (a) audited
consolidated financial statements; (b) a management discussion and
analysis of financial results; and (c) a description of each
transaction between the Bank and Ford Financial or its subsidiaries
that is valued at $120,000 or more, or is otherwise considered a
material transaction by the Bank;
- for the three calendar years following
the completion of the tender offer, the Bank will not take steps
solely intended to prevent its common stock from being traded on
the OTC Bulletin Board;
- the Bank will, no later than February
23, 2015, make available on its website, until the completion or
earlier termination of the tender offer: (a) the fairness opinion
rendered by the Bank’s financial advisor, River Branch Capital LLC
(“River Branch”), to the Bank in connection with the tender offer;
(b) selected portions of the presentation made to the Bank’s board
of directors by River Branch in connection with its fairness
opinion; and (c) a copy of the transaction agreement, the amended
and restated offer to purchase and the Bank’s recommendation
statement regarding the tender offer;
- the termination fee payable by the Bank
in certain circumstances under the transaction agreement between
the Bank and Ford Financial will be reduced from $20 million to $10
million; and
- the plaintiff will withdraw his
application to enjoin the tender offer and release the Bank, Ford
Financial and the Bank’s board of directors from liability relating
to the tender offer.
This press release is for information purposes only and is not
an offer to purchase or a solicitation of an offer to purchase with
respect to any securities. The tender offer is being made solely
pursuant to the amended and restated offer to purchase and related
letter of transmittal, which set forth the complete terms of the
tender offer. Shareholders should read these materials carefully
because they contain important information, including the terms and
conditions of the tender offer. Shareholders may obtain a free copy
of these documents by contacting D.F. King & Co., Inc. at (877)
361-7972 (toll-free) or (212) 269-5550 (collect).
About Mechanics Bank
For more than a century, Mechanics Bank has been committed to
helping people build prosperous communities through forging lasting
relationships through teamwork, respect and integrity. The $3
billion independent bank, based in Northern California, offers
personal banking, business banking, trust, brokerage and wealth
management services. For more information, please visit
www.mechanicsbank.com.
About Ford Financial
Ford Financial Fund II, L.P. is a private equity fund with
approximately $755 million in commitments that is focused on
investments in financial services companies. Ford Financial’s
Co-Managing Members, Gerald J. Ford and Carl B. Webb, possess a
rare combination of investment skill, deep industry expertise and
decades of operational experience. Ford Financial invests in a
variety of opportunities, from healthy companies in need of growth
equity to troubled banks that need to be recapitalized. Unlike most
private equity funds, Ford Financial is structured and prepared to
become a bank holding company under applicable banking
regulations.
Forward-Looking Statements
This press release contains forward-looking statements as
defined by the federal securities law that are based on our current
expectations and assumptions and that are subject to a number of
risks and uncertainties that could cause actual results to differ
materially from those anticipated, projected or implied, including,
among other things, risks relating to the expected timing of the
completion of the tender offer. Except as required by law, neither
Ford Financial nor the Bank undertakes any obligation to publicly
update any forward-looking statements, whether as a result of new
information, future events or otherwise.
Contact for Mechanics BankICR, Inc.Phil Denning or Jason
Chudoba, 203-682-8200Phil.Denning@icrinc.com,
Jason.Chudoba@icrinc.comorContact for Ford FinancialFord
Financial Fund II, L.P.James H. Dunavant,
214-871-5134jdunavant@fordfundlp.com
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