Current Report Filing (8-k)
May 09 2014 - 11:16AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC
20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event
reported): May 8, 2014
MORGAN GROUP HOLDING CO.
(Exact name of Registrant as specified in its
charter)
Delaware |
333-73996 |
13-4196940 |
(State or other jurisdiction of |
Commission file number |
(I.R.S. Employer |
incorporation or organization) |
|
Identification No.) |
401 Theodore Fremd Avenue, Rye, New York
10580
(Address of principal executive offices)
(Zip Code)
(914) 921-1877
(Registrant's telephone number including area code)
N/A
(Former
name or former address, if changed since last report.)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
[ ] |
|
Written communication pursuant to
Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
|
[ ] |
|
Soliciting material to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
|
[ ] |
|
Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
|
[ ] |
|
Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item 5.07. Submission of Matters to
a Vote of Security Holders.
On May 8, 2014, Morgan Group Holding Co. (the Company) held its Annual
Meeting of Stockholders (the Annual Meeting). The total number of shares of
the Companys common stock, par value $0.01 per share, voted in person or by
proxy at the Annual Meeting was 1,962,489, representing approximately 58.42% of
the 3,359,055 shares outstanding and entitled to vote at the Annual Meeting. All
matters voted upon at the Annual Meeting were approved with the required votes.
The matters that were voted upon at the Annual Meeting, and the number of votes
cast for, against or withheld, as well as the number of the abstentions and
broker non-votes, as to each such matter, where applicable, are set forth below.
Proposal 1 Election of
Directors
The Companys shareholders elected three directors to each serve until
the next annual meeting of stockholders and until their successors have been
duly elected and qualify. The voting results were as follows:
|
|
VOTES FOR |
|
WITHHELD |
|
BROKER NON-VOTES |
Robert E. Dolan |
|
1,948,327 |
|
14,612 |
|
0 |
Jonathan P. Evans |
|
1,948,657 |
|
13,832 |
|
0 |
Mario J. Gabelli |
|
1,947,592 |
|
14,897 |
|
0 |
Proposal 2 Ratification of
the Amendment to Certificate of Incorporation to Increase Number of
Authorized Shares of Common
Stock
The Companys shareholders ratified the Amendment to Certificate of
Incorporation to Increase Number of Authorized Shares of Common Stock from
10,000,000 shares to 100,000,000 shares. The voting results were as follows:
VOTES FOR |
|
VOTES AGAINST |
|
ABSTENTIONS |
|
BROKER NON-VOTES |
1,946,522 |
|
15,297 |
|
670 |
|
0 |
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned thereunto duly authorized.
|
|
MORGAN GROUP HOLDING
CO. |
|
|
Registrant |
|
|
|
|
Date:
May 9,
2014 |
|
By:
/S/ Robert E. Dolan |
|
|
|
Robert E.
Dolan |
|
|
Chief Financial
Officer |
- 2 -
Morgan (PK) (USOTC:MGHL)
Historical Stock Chart
From Jun 2024 to Jul 2024
Morgan (PK) (USOTC:MGHL)
Historical Stock Chart
From Jul 2023 to Jul 2024