Current Report Filing (8-k)
February 28 2022 - 5:06PM
Edgar (US Regulatory)
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2022-02-28
2022-02-28
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 28, 2022
MINIM,
INC.
(Exact
Name of Registrant as Specified in Charter)
| Delaware |
|
001-37649 |
|
04-2621506 |
(State
or Other Jurisdiction
of
Incorporation) |
|
(Commission
File
Number) |
|
(IRS
Employer
Identification
No.) |
848
Elm Street
Manchester,
NH 03101
(Address
of principal executive offices, including zip code)
(833)
966-4646
(Registrant’s
Telephone Number, Including Area Code)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act
| Title
of Each Class |
|
Trading
Symbol |
|
Name
of Each Exchange On Which Registered |
| Common
Stock, $.01 par value per share |
|
MINM |
|
The
Nasdaq Capital Market |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
2.02 Results of Operations and Financial Condition
On
February 28, 2022, Minim, Inc. (the “Company”) issued a press release providing certain unaudited financial trend
information and an overall business update. A copy of the press release is furnished as Exhibit 99.1 to this current report.
Item
7.01 Regulation FD Disclosure.
The
Company issued a press release on February 28, 2022 announcing postponement of the Company’s Investor Day, originally scheduled
for February 28, 2022, and providing certain business updates of the Company. A copy of the press release is attached as Exhibit 99.1
hereto and is incorporated by reference herein.
Item
9.01(d) Exhibits.
The
following exhibit is furnished as a part of this report:
The
information furnished by this Current Report on Form 8-K under Items 2.02, 9.01 and Exhibit 99.1 attached hereto shall be deemed furnished
and not “filed” for purposes of Section 18 of the Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise
subject to the liabilities of that Section, and shall not be incorporated by reference in any filing under the Securities Act of 1933,
as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Dated:
February 28, 2022 |
MINIM,
INC. |
| |
|
|
| |
By: |
/s/
Graham Chynoweth |
| |
Name:
|
Graham
Chynoweth |
| |
Title: |
Chief
Executive Officer |
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