Notification That Quarterly Report Will Be Submitted Late (nt 10-q)
June 14 2019 - 4:02PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
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FORM
12b-25
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SEC. FILE NUMBER
333-146934
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CUSIP NUMBER
665416 103
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NOTIFICATION OF LATE FILING
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(Check one):
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☐ Form 10-K
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☐ Form 20-F
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☐ Form 11-K
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☒ Form 10-Q
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☐Form 10-D
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☐Form N-SAR
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☐ Form N-CSR
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For Period Ended
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April 30
,
2019
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☐
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Transition Report on
Form 10-K
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☐
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Transition Report on
Form 20-F
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☐
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Transition Report on
Form 11-K
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☐
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Transition Report on
Form 10-Q
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☐
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Transition Report on
Form N-SAR
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For the Transition Period Ended
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Nothing in this form shall be construed to
imply that the Commission has verified any information contained
herein.
If the notification
relates to a portion of the filing checked above, identify the
Item(s) to which the notification relates:
PART I - REGISTRANT
INFORMATION
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NORTHERN MINERALS & EXPLORATION
LTD.
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Full Name of Registrant
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Former Name if Applicable
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10 West Broadway, Suite 700
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Address of Principal Executive Office
(Street and
Number)
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Salt Lake City, Utah 84101
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City, State and Zip Code
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PART 11 - RULES 12b-25(b) AND
(c)
If the subject
report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if
appropriate).
☒
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(a)
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The reasons described in reasonable detail in
Part III of this form could not be eliminated without unreasonable
effort or expense;
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(b)
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The subject annual report, semi-annual
report, transition report on Form 10-K, Form 20-F, 11-K Form N-SAR
or Form N-CSR, or portion thereof, will be filed on or before the
fifteenth calendar day following the prescribed due date; or the
subject quarterly report of transition report on Form 10-Q or
subject distribution report on Form 10-D, or portion thereof will
be filed on or before the fifth calendar day following the
prescribed due date; and
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(c)
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The accountant’s statement or other
exhibit required by Rule 12b-25(c) has been attached if
applicable.
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PART III - NARRATIVE
State below in
reasonable detail the reasons why Forms 10-K, 20-F, 11-K, 10-Q,
N-SAR, N-CSR, or the transition report or portion thereof, could
not be filed within the prescribed time period.
The Registrant is
unable to file, without unreasonable effort and expense, its Form
10-Q Quarterly Report for the quarter ended April 30, 2019 because
the Registrant’s management has not completed their review of
the Form 10-Q. It is anticipated that the Form 10-Q Quarterly
Report, along with its financial statements, will be filed on or
before the 5th calendar day following the prescribed due date of
the Registrant's Form 10-Q.
PART IV - OTHER
INFORMATION
(1)
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Name and telephone number of person to
contact in regard to this notification
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Ivan Webb
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(254)
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631-2093
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(Name)
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(Area Code)
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(Telephone Number)
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(2)
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Have all other periodic reports required
under Section 13 or 15(d) of the Securities Exchange Act of 1934 or
Section 30 of the Investment Company Act of 1940 during the
preceding 12 months or for such shorter period that the registrant
was required to file such report(s) been filed? If
answer is no, identify report(s).
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☒ Yes ☐ No
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(3)
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Is it anticipated that any significant change
in results of operations from the corresponding period for the last
fiscal year will be reflected by the earnings statements to be
included in the subject report or portion thereof?
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☐ Yes ☒ No
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If so, attach an explanation of the
anticipated change, both narratively and quantitatively, and, if
appropriate, state the reasons why a reasonable estimate of the
results cannot be made
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1
NORTHERN MINERALS & EXPLORATION
LTD.
(Name of Registrant as Specified in Charter)
has caused this
notification to be signed on its behalf by the undersigned hereunto
duly authorized.
Date
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June 14,
2019
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By
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/s/IVAN WEBB
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Ivan Webb
CEO
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INSTRUCTION: The
form may be signed by an executive officer of the registrant or by
any other duly authorized representative. The name and title of the
person signing the form shall be typed or printed beneath the
signature. If the statement is signed on behalf of the registrant
by an authorized representative (other than an executive officer),
evidence of the representative’s authority to sign on behalf
of the registrant shall be filed with the form.
2
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