Report of Foreign Issuer (6-k)
December 28 2015 - 9:28AM
Edgar (US Regulatory)
For
the Period of December 3, 2015 December 24, 2015
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT
TO RULE
13a-16 OR 15d-16
UNDER
THE SECURITIES ACT OF 1934
____________________
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NATCORE TECHNOLOGY, INC. |
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(Exact Name of
Registrant as Specified in its Charter) |
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British Columbia,
Canada |
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3674 |
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Not Applicable |
(State or Other
Jurisdiction
of Incorporation or
Organization) |
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(Primary
Standard Industrial
Classification Code Number) |
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(I.R.S. Employer
Identification No.) |
189
N. Water Street
Rochester, NY 14604-1163
(585) 286-9180
(Address,
Including Zip Code, and Telephone Number, Including Area Code, of Registrants
Principal
Executive Offices)
LoPresti
Law Group, P.C.
45 Broadway, Suite 610
New York, New York 10006
(212) 732-4029
(Name,
Address, Including Zip Code, and Telephone Number, Including Area Code, of
Agent for Service)
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Copies of
Communications to: |
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Marc X. LoPresti,
Esq. |
Shauna Hartman |
LoPresti Law Group,
P.C. |
Armstrong Simpson |
45 Broadway, Suite
610 |
2080-777 Hornby
Street |
New York, NY 10006 |
Vancouver, B.C. |
Tel: 212-732-4029 |
Canada V6Z 1S4 |
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Tel: 604-683-7361 |
Indicate by check mark whether the
registrant files or will file annual reports under cover of Form 20-F or 40-F.
Form 20-F x Form
40-F o
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(1): ____
Indicate by check mark if the
registrant is submitting the Form 6-K in paper as permitted by Regulation S-T
Rule 101(b)(7): ____
Indicate by check mark whether the
registrant by furnishing the information contained in this Form is also thereby
furnishing the information to the Commission pursuant to Rule 12g3-2(b) under
the Securities Exchange Act of 1934.Yes o No
x
The
information herein and in the attached exhibits is intended to be furnished and
shall not be deemed filed for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the Exchange Act), or otherwise subject to
the liabilities of that Section, nor shall it be deemed incorporated by
reference in any filing under the Securities Act of 1933, as amended, or the
Exchange Acct, except as expressly set forth by specific reference in such
filing.
The
following exhibits are filed herewith:
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Exhibit |
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Description |
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99.1 |
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Material Change Report dated December 21, 2015 - Natcore Technology Closes Second Tranche of Private Placement |
99.2 |
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Press Release via CNW dated December 23, 2015 - Natcore Technology Closes Second Tranche of Private Placement |
SIGNATURES
Pursuant to the requirements of the
Securities Act of 1934, the registrant certifies that it has reasonable grounds
to believe that it meets all of the requirements for filing on Form 6-K and has
duly caused this registration statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in Rochester, NY on December 24, 2015.
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NATCORE TECHNOLOGY, INC. |
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By: |
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Name: |
Charles R. Provini |
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Title: |
President & CEO |
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Authorized Representative in the United States |
Form 51-102F3
Material Change
Report
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PART 1
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GENERAL
INSTRUCTIONS AND INTERPRETATION
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(a) Confidentiality
If
this Report is filed on a confidential basis, state in block capitals
CONFIDENTIAL at the beginning of the Report.
(b) Use of Company
Wherever
this Form uses the word company the term includes other types of business
organizations such as partnerships, trusts and other unincorporated business
entities.
(c) Numbering and Headings
The
numbering, headings and ordering of the items included in this Form are
guidelines only. You do not need to include the headings or numbering or follow
the order of items in this Form. Disclosure provided in response to any item
need not be repeated elsewhere.
(d) Defined Terms
If
a term is used but not defined in this Form, refer to Part 1 of National
Instrument 51-102 and to National Instrument 14-101 Definitions. If a term is used in this Form and is defined
in both the securities statute of a local jurisdiction and in National
Instrument 51-102, refer to section 1.4 of Companion Policy 51-102CP.
(e) Plain Language
Write
the Report so that readers are able to understand it. Consider both the level
of detail provided and the language used in the document. Refer to the plain
language principles listed in section 1.5 of Companion Policy 51-102CP. If you
use technical terms, explain them in a clear and concise manner.
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PART 2
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CONTENT
OF MATERIAL CHANGE REPORT
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Item 1
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Name and
Address of Company
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Natcore
Technology Inc.
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189 N. Water
Street, Suite 700
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Rochester,
NY 14604
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Item 2
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Date of
Material Change
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December 21, 2015
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Item 3 |
News
Release |
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A news release was disseminated on December 21, 2015 through the facilities of Marketwire. |
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Item 4 |
Summary
of Material Change |
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The Company has completed the second tranche of its proposed non-brokered private placement, as announced on November 26, 2015. Gross proceeds of $605,228.04 were raised through the sale of 1,681,189 units at a price of $0.36 per unit. |
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Item 5 |
Full
Description of Material Change |
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Gross proceeds of $605,228.04 were raised through the sale of 1,681,189 units at a price of $0.36 per unit. Each unit comprised one common share and one share purchase warrant. Each warrant entitles the holder to purchase of a further common share at $0.55 for a period of three years. |
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All securities issued in the initial tranche are subject to a hold period in Canada expiring on April 19, 2016. Proceeds of the placement will be applied to further development of the Companys technologies and general working capital. |
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Item 6
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Reliance
on subsection 7.1(2) or (3) of National Instrument 51-102
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This
Report is not being filed on a confidential basis in reliance on subsection
7.1(2) or (3) of National Instrument 51-102.
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Item 7
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Omitted Information
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No
information has been omitted on the basis that it is confidential
information.
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Item 8
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Executive Officer
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Charles
Provini is knowledgeable about the material change and the Report and may be
contacted (585) 286-9180
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Item 9
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Date of Report
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December 21, 2015
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Natcore Technology
closes second tranche of private placement
ROCHESTER,
N.Y., Dec. 23, 2015 /CNW/ -- Natcore Technology Inc. (TSX-V: NXT; OTCQB: NTCXF) has
completed the second tranche of its proposed non-brokered private placement, as
announced on November 26, 2015. Gross proceeds of $605,228.04 were raised
through the sale of 1,681,189 units at a price of $0.36 per unit. Each unit
comprised one common share and one share purchase warrant. Each warrant
entitles the holder to purchase of a further common share at $0.55 for a period
of three years.
All
securities issued in the initial tranche are subject to a hold period in Canada
expiring on April 19, 2016. Proceeds of the placement will be applied to
further development of Natcores technologies and general working capital. A third and final tranche of the placement is expected to close on or before January 5, 2016.
This press release
shall not constitute an offer to sell or solicitation of an offer to buy the
securities in any jurisdiction. The Company has not authorized nor consented to
third party publication of the information contained in the press release.
Neither the United States Securities and Exchange Commission (SEC), the TSX
Venture Exchange nor its Regulation Services Provider (as that term is defined
in the policies of the TSX Venture Exchange) opines as to, nor accepts
responsibility for, the adequacy or accuracy of this release.
Contact:
Chuck Provini
(585)286-9180
Info@NatcoreSolar.com
SOURCE
Natcore Technology Inc.
%SEDAR: 00026055E
CO: Natcore Technology Inc.
CNW 17:00e 23-DEC-15
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