Securities Registration: Employee Benefit Plan (s-8)
May 25 2018 - 4:23PM
Edgar (US Regulatory)
REGISTRATION
NO:333
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
S-8
REGISTRATION
STATEMENT UNDER THE SECURITIES ACT OF 1933
Viva
Entertainment Group Inc.
(Exact
name of Registrant as specified in its charter)
Nevada
(State
or other jurisdiction of organization)
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98-0642409
(IRS
Employer Identification No.)
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143-41
84 Drive
Briarwood,
NY 11435
(Address of Principal Executive Offices, including ZIP Code)
2017
Non-Qualified Stock Compensation Plan
(Full
title of the plan)
Business Filing Incorporated
6100
Neil Road, Suite 500
Reno,
NV 89511
(Name
and address of agent for service)
(608)-827-5300
(Telephone
number, including area code, of agent for service)
Greg
Chonillo, Esq.
Chonillo Law Group, LLC
2525
Ponce de Leon Blvd, Suite 300
Coral Gables, Florida 33134
Office:
786-441-5234
(Communications To)
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller
reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (check one):
Large
Accelerated filer ☐
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Accelerated
filer ☐
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Non-accelerated
filer ☐
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Smaller reporting
company ☒
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Emerging
growth company ☐
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(Do not check if a
smaller reporting company)
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If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
CALCULATION
OF REGISTRATION FEE
Title
of Securities to be Registered
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Amount
of Shares to be Registered
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Proposed
Maximum Offering Price Per Share
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Proposed
Maximum Aggregate Offering Price
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Amount
of Registration Fee
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|
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$.00001
par value common stock
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|
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750,000,000
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|
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$
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0.0007
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(1)
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$
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525,000
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$
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65.36
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TOTALS
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750,000,000
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$
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0.0007
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(1)
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$
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525,000
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|
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$
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65.36
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|
|
|
|
|
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|
|
|
|
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(1)
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This calculation is made solely for the purposes of determining
the registration fee pursuant to the provisions of Rule 457(c) under the Securities Act of 1933, as amended, and is calculated
on the basis of the average of the high and low prices reported on the OTC Bulletin Board as or May
21,
2018.
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EXPLANATORY NOTE
This Registration Statement has been prepared in accordance
with General Instruction E to Form S-8 and relates to an increase or replenishment of 750,000,000 shares, of common stock of the
Registrant reserved for issuance under the Registrant's 2017 Equity Incentive Plan, as amended (the "Plan"), which increase
was approved by the Registrant's board of directors on May 22, 2018. 500,000,000 of the Registrant's common stock have previously
been registered for issuance under the Plan pursuant to the initial Registration Statements on Form S-8 filed with the Securities
and Exchange Commission on December 11, 2017 (File No. 333-163815). Those shares have been depleted and Registrant seeks to add
750,000,000 shares to the existing S-8. The contents of the earlier registration statement, identified by File No.: 333-163815,
are incorporated by reference in this filing.
Risks Relating to the Registrant's Common Stock
:
The Registrant's common stock is subject to the penny
stock regulations and restrictions, which could make it difficult for stockholders to sell their shares of the Registrant's stock.
The Securities and Exchange Commission's (the "SEC")
regulations generally define "penny stocks" as equity securities that have a market price of less than $5.00 per share
or an exercise price of less than $5.00 per share, subject to certain exemptions. If the Registrant does not fall within any exemptions
from the "penny stock" definition, it will be subject to Rule 15g-9 under the Securities Exchange Act of 1934 (the "Exchange
Act"), which regulations are commonly referred to as the "Penny Stock Rules."
The Penny Stock Rules impose additional sales practice
requirements on broker-dealers prior to selling penny stocks, which may make it burdensome to conduct transactions in the Registrant's
shares. If the Registrant's shares are subject to the Penny Stock Rules, it may be difficult to sell shares of the Registrant's
stock, and because it may be difficult to find quotations for shares of the Registrant's stock, it may be impossible to accurately
price an investment in the Registrant's shares.
In addition to the Penny Stock Rules, the Registrant
is unable to utilize the safe harbor provisions of the Forward Looking Statements sections of the Exchange Act. There can be no
assurance that the Registrant's common stock will qualify for an exemption from the Penny Stock Rules, or that if an exemption
currently exists, that the Registrant will continue to qualify for such exemption. In any event, the Registrant is subject to
Section 15(b){6) of the Exchange Act, which gives the SEC the authority to restrict any person from participating in a distribution
of a penny stock if the SEC determines that such a restriction would be in the public interest.
STATEMENT Incorporation
of Documents
by
Reference.
The following documents filed with the Securities and
Exchange Commission (the "Commission") by Viva Entertainment Group Inc., a Nevada corporation (the "Company"),
are incorporated herein by reference:
|
a.
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The Company's latest Annual Report on Form
I
0-K
for the year ended October
31,
2017, filed with the Securities and Exchange Commission;
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b.
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The reports of the Company filed pursuant to Section 13(a) or 15(d) of the
Securities Exchange Act of 1934,
as
amended (the "Exchange Act") since the fiscal
year ended October
31,
2017; and
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c.
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All other documents filed by the Company after the date of this registration
statement pursuant to Sections 13(a), 13(c),
14
and
I
S(d)
of the Exchange Act, prior to the filing of a post-effective amendment to this registration statement which de-registers
all securities then remaining unsold, shall be deemed to be incorporated by reference in this registration statement and to
be
a part hereof from the date of filing such documents.
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Item 1. Interests of Named Experts and Counsel.
The audited balance sheet of OTTV as of October 31, 2017
and 2016, and the related statements of operations, shareholders' equity and cash flows for the year then ended are incorporated
by reference in this prospectus and have been audited by M&K CPAS, PLLC, an independent registered public accounting
firm.
The incorporation by reference herein of such financial statements is in reliance upon the authority of said firm as experts
in auditing and accounting.
The Bauman & Associates Law Firm has rendered an
opinion on the validity of the securities being registered. Neither Mr. Bauman nor the Bauman & Associates Law Firm are affiliates
of OTTV.
Item 2. Exhibits.
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(a)
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The following exhibits are filed as part of this registration statement pursuant
to Item
60 I
of the Regulation S-K and are specifically incorporated
herein by reference:
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SIGNATURES
Pursuant to the requirements of the Securities Act
of 1933, the Registrant certifies it has reasonable grounds to believe that it meets
all
of
the requirements for filing on Form S-8 and has duly caused this registration statement to
be
signed
on its behalf by the undersigned, duly authorized in the city of Briarwood, NY on May 22, 2018.
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VIVA ENTERTIANMENT GROUP INC.
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/s/ Johnny Falcones
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Johnny Falcones
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Chairman
and President
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Pursuant
to the requirements of the Securities Act of 1933, this registration statement
has
been
signed
by
the
following persons in the capacities and on the
date
indicated.
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VIVA ENTERTIANMENT GROUP INC.
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/s/ Johnny Falcones
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Johnny Falcones
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Chairman, Chief
Executive Officer, President, Principal Accounting Officer and Director
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/s/ Anthony
Hernandez
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Anthony Hernandez
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Director
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