Current Report Filing (8-k)
February 10 2022 - 4:07PM
Edgar (US Regulatory)
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2022-02-10
2022-02-10
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2022-02-10
2022-02-10
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
February
10, 2022
Date
of Report (Date of earliest event reported)
PETVIVO
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
000-55167
|
|
99-0363559
|
(State
or other jurisdiction of incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
5251
Edina Industrial Blvd.
Edina,
Minnesota
|
|
55349
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(952)
405-6216
Registrant’s
telephone number, including area code
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
Common
Stock, par value $0.001
|
|
PETV
|
|
The
Nasdaq Stock Market LLC
|
Warrants
to purchase Common Stock
|
|
PETVW
|
|
The
Nasdaq Stock Market LLC
|
Item
2.02
|
Results
of Operations and Financial Condition.
|
On
February 10, 2022, PetVivo Holdings, Inc. (the “Company”) issued a press release announcing financial results for the third
quarter ended December 31, 2021. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and incorporated
in this Item 2.02 by reference.
The
information contained under this Item 2.02 in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished and shall not
be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject
to the liabilities of that Section. Furthermore, the information contained under this Item 2.02 in this Current Report on Form 8-K, including
Exhibit 99.1, shall not be deemed to be incorporated by reference into any registration statement or other document filed pursuant to
the Securities Act of 1933, as amended, unless specifically identified therein as being incorporated therein by reference.
Item
9.01
|
Financial
Statements and Exhibits.
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
|
PETVIVO
HOLDINGS, INC.
|
|
|
|
Date:
February 10, 2022
|
By:
|
/s/
John Lai
|
|
Name:
|
John
Lai
|
|
Title:
|
Chief
Executive Officer
|
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