Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
September 12 2024 - 7:02AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the
month of September, 2024
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation
of registrant's name into English)
13/F, One International Finance Centre,
1 Harbour View Street, Central,
Hong Kong, China
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover Form 20-F or Form 40-F.
Form
20-F X
Form 40-F
Indicate
by check mark whether the registrant by furnishing the
information
contained
in this Form is also thereby furnishing the information to
the
Commission
pursuant to Rule 12g3-2(b) under the Securities Exchange Act of
1934.
Yes
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant
in
connection with Rule 12g3-2(b): 82-
TR-1:
Standard form for notification of major
holdings
1. Issuer Details
ISIN
Issuer Name
|
Prudential Public Limited Company
|
UK or Non-UK Issuer
2. Reason for Notification
|
An acquisition or disposal of voting rights; Other
|
Comments
|
UBS trading book holdings in Prudential PLC fell below 5% and are
therefore exempt from reporting.
|
3. Details of person subject to the notification
obligation
Name
|
UBS Group AG - Investment Bank & Global Wealth
Management
|
City of registered office (if applicable)
Country of registered office (if applicable)
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject
to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
6. Date on which Issuer notified
7. Total positions of person(s) subject to the notification
obligation
|
|
% of voting rights attached to shares (total of 8.A)
|
% of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights held in issuer
|
|
Resulting
situation on the date on which threshold was crossed or
reached
|
0.000000
|
0.000000
|
0.000000
|
0
|
|
Position
of previous notification (if applicable)
|
5.239558
|
0.175611
|
5.415169
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
|
GB0007099541
|
|
0
|
|
0.000000
|
|
Sub
Total 8.A
|
0
|
0.000000%
|
8B1. Financial Instruments according to (DTR5.3.1R.(1)
(a))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
|
|
|
|
|
|
|
Sub
Total 8.B1
|
|
|
|
8B2. Financial Instruments with similar economic effect according
to (DTR5.3.1R.(1) (b))
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
|
|
|
|
|
|
|
|
Sub
Total 8.B2
|
|
|
|
9. Information in relation to the person subject to the
notification obligation
|
2. Full chain of controlled undertakings through which the voting
rights and/or the financial instruments are effectively held
starting with the ultimate controlling natural person or legal
entities (please add additional rows as necessary)
|
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
|
UBS
Group AG (Chain 1)
|
|
|
|
|
|
UBS
Group AG (Chain 1)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 2)
|
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 2)
|
UBS
Switzerland AG
|
|
|
|
|
UBS
Group AG (Chain 3)
|
|
|
|
|
|
UBS
Group AG (Chain 3)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 3)
|
UBS
Bank (Canada)
|
|
|
|
|
UBS
Group AG (Chain 4)
|
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
Americas Holding LLC
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
Americas Inc.
|
|
|
|
|
UBS
Group AG (Chain 4)
|
UBS
Securities LLC
|
|
|
|
|
UBS
Group AG (Chain 5)
|
|
|
|
|
|
UBS
Group AG (Chain 5)
|
UBS
AG
|
|
|
|
|
UBS
Group AG (Chain 5)
|
Credit
Suisse International
|
|
|
|
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
|
UBS trading book holdings in Prudential PLC fell below 5% and are
therefore exempt from reporting.
|
12. Date of Completion
13. Place Of Completion
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
Date: 12
September 2024
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
|
|
By: /s/ Tom Clarkson
|
|
|
|
|
|
Tom
Clarkson
|
|
|
Company
Secretary
|
Prudential (PK) (USOTC:PUKPF)
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