UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 28 th , 2018

 

 

 

REGI U.S., Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Oregon   000-23920   91-1580146
(State or Other Jurisdiction   (Commission   (I.R.S. Employer
of Incorporation)   File Number)   Identification No.)

 

7520 N. Market Street, Suite 10, Spokane, Wa 99217

(Address of Principal Executive Offices) (Zip Code)

 

509-470-1040

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

     
 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Effective September 30, 2018, Jeffrey S. White resigned as Chief Financial Officer of our company. Mr. White’s departure is not related to any issues regarding the integrity of the company’s financial statements or accounting policies and practices.

 

Effective immediately Paul W. Chute is appointed by the Board of Directors to serve as Chief Financial Officer. Mr. Chute, 68, currently serves as Chairman of the Board for the company and has served as both the CEO and CFO of Acadia National Health Systems. Mr. Chute has over 45 years of executive experience with numerous public and private companies. He has an MBA in Business Management from from Husson University and a BS in Accounting from the University of Maine.

 

I tem 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

REGI U.S., Inc. press release dated September 28, 2018

 

     
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

  REGI U.S., Inc.
   
  By /s/ Michael Urso
 

Name:

Title:

Michael Urso

Chief Executive Officer

 

Date: September 28, 2018

 

     
 

 

INDEX TO EXHIBITS

 

Exhibit No.   Description
     
99. 1   REGI U.S., Inc. press releasee dated September 28, 2018.

 

     
 

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