Securities Registration (section 12(b)) (8-a12b)
January 24 2022 - 11:51AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
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Washington, D.C. 20549
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FORM 8-A
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FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Sonic Foundry, Inc.
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(Exact name of registrant as specified in its charter)
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Maryland
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39-1783372
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(State of incorporation or organization)
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(I.R.S. Employer Identification No.)
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222 West Washington Ave., Madison, WI
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53703
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(Address of principal executive offices)
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(Zip Code)
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Securities to be registered pursuant to Section 12(b) of the Act:
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Title of each class
to be so registered
Common Stock, par value $.01 per share
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Name of each exchange on which
each class is to be registered
The Nasdaq Stock Market LLC
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If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]
Securities Act registration statement file number to which this form relates:
Securities to be registered pursuant to Section 12(g) of the Act:
None
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1
This registration statement is filed with the Securities and Exchange Commission (the “SEC”) in connection with the application of Sonic Foundry, Inc. to list its Common Stock on The Nasdaq Stock Market LLC.
Item 1. Description of Registrant’s Securities to be Registered
Registrant’s authorized capital stock consists of 15,000,000 shares of Common Stock. The outstanding shares of Common Stock are fully paid and nonassessable. Holders of Common Stock are entitled to one vote for each share held of record on all matters submitted to a vote of the shareholders, may cumulate votes in the election of directors and have no preemptive rights. The Common Stock is neither redeemable nor convertible into other securities, and there are no sinking fund provisions.
Holders of Common Stock are entitled to dividends when and as declared by the Board of Directors from funds legally available therefore and are entitled, in the event of liquidation, to share ratably in all assets remaining after payment of liabilities.
Item 2. Exhibits
Pursuant to the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934.
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: January 24, 2022
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Sonic Foundry, Inc
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By: /s/ Kenneth A. Minor
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Kenneth A. Minor
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Chief Financial Officer and Secretary
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