Amended Statement of Ownership (sc 13g/a)
February 14 2014 - 2:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
iShares FTSE
EPRA/NAREIT Asia IX
(Name of Issuer)
Common Stock
(Title of
Class of Securities)
464288463
(CUSIP Number)
December
31, 2013
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x
Rule 13d-1(b)
¨
Rule 13d-1(c)
¨
Rule 13d-1(d)
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*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover
page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions
of the Act (however, see the Notes).
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1
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Names of
reporting persons
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Fifth Third Bancorp. IRS Identification Number 31-0854434
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2
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Check the appropriate box if a member
of a group (see instructions)
(a)
¨
(b)
¨
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3
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SEC use only
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4
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Citizenship or place of
organization
Ohio
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Number of
shares
beneficially
owned by
each
reporting
person
with
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5
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Sole voting power
74,745
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6
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Shared voting power
2,247
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7
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Sole dispositive power
74,576
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8
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Shared dispositive power
2,962
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9
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Aggregate amount beneficially owned by each reporting person
77,538
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10
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Check if the aggregate amount in Row
(9) excludes certain shares (see instructions)
¨
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11
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Percent of class represented by amount
in Row (9)
7.75%
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12
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Type of reporting person (see
instructions)
HC
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Item 1.
iShares FTSE EPRA/NAREIT Asia IX
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(b)
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Address of Issuer’s Principal Executive Offices:
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Black Rock Fund Advisors
400 Howard St.
San Francisco, CA 94105
Item 2.
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(a)
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Name of Person Filing:
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Fifth Third Bancorp.
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(b)
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Address of Principal Business Office, or if None, Residence:
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Fifth Third
Center, Cincinnati, Ohio 45263
Ohio
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(d)
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Title of Class of Securities:
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Exchange Traded Fund
464288463
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Item 3.
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If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
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(b)
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¨
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Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c)
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¨
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Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
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(e)
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¨
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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x
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940
(15 U.S.C. 80a-3); or
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(j)
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¨
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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a.
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Amount beneficially owned:
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77,538
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b.
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Percent of class
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7.75%
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c.
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Number of shares as to which such person has:
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i.
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Sole power to vote or to direct the vote:
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74,795
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ii.
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Shared power to vote or to direct the vote:
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2,247
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iii.
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Sole power to dispose or to direct the disposition of:
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74,576
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iv.
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Shared power to dispose or to direct the disposition of:
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2,962
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to report the
fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:
¨
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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The securities covered by
this Schedule are held in trust, agency or custodial capacities by Fifth Third Bank. These trust, agency or custodial accounts receive the dividends from, or the proceeds from the sale of, such securities.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
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Subsidiary
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Item 3 Classification
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Fifth Third Bank – an Ohio Banking Corporation
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Bank
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Item 8.
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Identification and Classification of Members of the Group.
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Not applicable.
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Item 9.
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Notice of Dissolution of Group.
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Not applicable.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2014
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FIFTH THIRD BANCORP
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/s/ Richard W. Holmes, Jr.
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By:
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Richard W. Holmes Jr.
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Title:
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Counsel
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