false 0000811212 0000811212 2024-07-15 2024-07-15
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 15, 2024
 
THERMOGENESIS HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
         
   
Delaware
  
333-82900
  
94-3018487
         
(State or Other Jurisdiction
  
(Commission
  
(IRS Employer
of Incorporation)
  
File Number)
  
Identification No.)
 
   
2711 Citrus Road, Rancho Cordova, California
  
95742
     
(Address of Principal Executive Offices)
  
(Zip Code)
 
Registrant’s telephone number, including area code: (916) 858-5100
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
Securities registered pursuant to Section 12(b) of the Act: None
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
 
Emerging growth company          ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.          ☐
 
 
 
 
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
 
On June 15, 2024, Jeffery Cauble, the Chief Financial Officer of ThermoGenesis Holdings, Inc. (the “Company”), resigned as an employee and officer of the Company. Such resignation was effective immediately. The Company intends to seek to obtain a replacement to serve as the Company’s principal financial and accounting officer as soon as practicable.
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
   
THERMOGENESIS HOLDINGS, INC.
   
(Registrant)
Dated: July 16, 2024
  
/s/ Xiaochun “Chris” Xu
   
Xiaochun “Chris” Xu
Chief Executive Officer
 
 
 
v3.24.2
Document And Entity Information
Jul. 15, 2024
Document Information [Line Items]  
Entity, Registrant Name THERMOGENESIS HOLDINGS, INC.
Document, Type 8-K
Document, Period End Date Jul. 15, 2024
Entity, Incorporation, State or Country Code DE
Entity, File Number 333-82900
Entity, Tax Identification Number 94-3018487
Entity, Address, Address Line One 2711 Citrus Road
Entity, Address, City or Town Rancho Cordova
Entity, Address, State or Province CA
Entity, Address, Postal Zip Code 95742
City Area Code 916
Local Phone Number 858-5100
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company false
Amendment Flag false
Entity, Central Index Key 0000811212
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