Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
March 31 2014 - 4:39PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number
811-06400
The Advisors Inner Circle Fund
(Exact name of registrant as specified in charter)
101 Federal
Street
Boston, MA 02110
(Address of principal executive offices) (Zip code)
SEI
Corporation
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
Registrants telephone number, including area code: 1-877-446-3863
Date of fiscal year end: October 31, 2014
Date of reporting period: January 31, 2014
Item 1.
|
Schedule of Investments
|
|
|
|
THE ADVISORS INNER CIRCLE FUND
|
|
ICM SMALL COMPANY
|
|
|
PORTFOLIO
|
|
|
JANUARY 31, 2014
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
SCHEDULE OF INVESTMENTS
COMMON STOCK 92.8%
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
Value
|
|
CONSUMER DISCRETIONARY 11.3%
|
|
|
|
|
|
|
|
|
|
|
ANN INC*
|
|
|
316,474
|
|
|
|
|
$
|
10,234,769
|
|
Black Diamond*
|
|
|
458,800
|
|
|
|
|
|
4,886,220
|
|
Bob Evans Farms
|
|
|
264,100
|
|
|
|
|
|
13,271,025
|
|
Childrens Place Retail Stores*
|
|
|
244,600
|
|
|
|
|
|
12,883,082
|
|
Crocs*
|
|
|
669,800
|
|
|
|
|
|
10,281,430
|
|
Finish Line, Cl A
|
|
|
468,600
|
|
|
|
|
|
12,019,590
|
|
Group 1 Automotive
|
|
|
230,900
|
|
|
|
|
|
14,114,917
|
|
Hillenbrand
|
|
|
464,900
|
|
|
|
|
|
12,584,843
|
|
Insight Enterprises*
|
|
|
420,900
|
|
|
|
|
|
8,880,990
|
|
Jos A Bank Clothiers*
|
|
|
141,050
|
|
|
|
|
|
7,929,831
|
|
Matthews International, Cl A
|
|
|
239,400
|
|
|
|
|
|
10,179,288
|
|
MDC Holdings
|
|
|
352,700
|
|
|
|
|
|
10,894,903
|
|
Mens Wearhouse
|
|
|
247,800
|
|
|
|
|
|
11,904,312
|
|
Regis
|
|
|
850,529
|
|
|
|
|
|
10,487,023
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
150,552,223
|
|
|
|
|
|
|
|
|
|
|
|
|
CONSUMER STAPLES 0.7%
|
|
|
|
|
|
|
|
|
|
|
Snyders-Lance
|
|
|
362,300
|
|
|
|
|
|
9,677,033
|
|
|
|
|
|
|
|
|
|
|
|
|
ENERGY 5.0%
|
|
|
|
|
|
|
|
|
|
|
Bonanza Creek Energy*
|
|
|
301,600
|
|
|
|
|
|
12,278,136
|
|
C&J Energy Services*
|
|
|
94,914
|
|
|
|
|
|
2,219,089
|
|
Carrizo Oil & Gas*
|
|
|
130,100
|
|
|
|
|
|
5,347,110
|
|
EPL Oil & Gas*
|
|
|
539,501
|
|
|
|
|
|
14,496,392
|
|
Key Energy Services*
|
|
|
1,814,400
|
|
|
|
|
|
13,226,976
|
|
Natural Gas Services Group*
|
|
|
152,947
|
|
|
|
|
|
4,420,168
|
|
SAExploration Holdings*
|
|
|
475,395
|
|
|
|
|
|
3,960,041
|
|
Unit*
|
|
|
227,700
|
|
|
|
|
|
11,378,169
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
67,326,081
|
|
|
|
|
|
|
|
|
|
|
|
|
FINANCIAL SERVICES 21.2%
|
|
|
|
|
|
|
|
|
|
|
Ameris Bancorp*
|
|
|
847,304
|
|
|
|
|
|
17,344,313
|
|
Bank of Kentucky Financial
|
|
|
98,200
|
|
|
|
|
|
3,528,326
|
|
Berkshire Hills Bancorp
|
|
|
206,300
|
|
|
|
|
|
5,046,098
|
|
Boston Private Financial Holdings
|
|
|
837,000
|
|
|
|
|
|
10,286,730
|
|
|
|
|
THE ADVISORS INNER CIRCLE FUND
|
|
ICM SMALL COMPANY
|
|
|
PORTFOLIO
|
|
|
JANUARY 31, 2014
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK continued
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
Value
|
|
FINANCIAL SERVICES (continued)
|
|
|
|
|
|
|
|
|
|
|
Brandywine Realty Trust
|
|
|
461,730
|
|
|
|
|
$
|
6,579,652
|
|
Bryn Mawr Bank
|
|
|
388,274
|
|
|
|
|
|
10,821,196
|
|
Campus Crest Communities
|
|
|
1,032,100
|
|
|
|
|
|
9,113,443
|
|
CubeSmart
|
|
|
537,400
|
|
|
|
|
|
8,856,352
|
|
CVB Financial
|
|
|
228,848
|
|
|
|
|
|
3,414,412
|
|
DuPont Fabros Technology
|
|
|
541,800
|
|
|
|
|
|
14,081,382
|
|
Enterprise Financial Services
|
|
|
587,780
|
|
|
|
|
|
10,944,464
|
|
Excel Trust
|
|
|
833,100
|
|
|
|
|
|
9,505,671
|
|
Financial Institutions
|
|
|
169,000
|
|
|
|
|
|
3,528,720
|
|
First Financial Holdings
|
|
|
77,700
|
|
|
|
|
|
4,782,435
|
|
First of Long Island
|
|
|
151,900
|
|
|
|
|
|
6,010,683
|
|
Flushing Financial
|
|
|
510,600
|
|
|
|
|
|
10,487,724
|
|
FNB
|
|
|
1,062,500
|
|
|
|
|
|
12,580,000
|
|
Fortegra Financial*
|
|
|
392,800
|
|
|
|
|
|
2,894,936
|
|
Hancock Holding
|
|
|
222,300
|
|
|
|
|
|
7,691,580
|
|
Hanmi Financial
|
|
|
353,862
|
|
|
|
|
|
7,632,803
|
|
Hanover Insurance Group
|
|
|
131,900
|
|
|
|
|
|
7,324,407
|
|
Heritage Financial
|
|
|
636,847
|
|
|
|
|
|
10,845,505
|
|
HFF, Cl A
|
|
|
236,918
|
|
|
|
|
|
7,008,034
|
|
Jack Henry & Associates
|
|
|
137,266
|
|
|
|
|
|
7,656,698
|
|
Kite Realty Group Trust
|
|
|
1,518,150
|
|
|
|
|
|
9,792,068
|
|
Lexington Realty Trust
|
|
|
533,541
|
|
|
|
|
|
5,767,578
|
|
Navigators Group*
|
|
|
115,800
|
|
|
|
|
|
6,905,154
|
|
Parkway Properties
|
|
|
207,900
|
|
|
|
|
|
3,688,146
|
|
Pebblebrook Hotel Trust
|
|
|
368,900
|
|
|
|
|
|
11,114,957
|
|
ProAssurance
|
|
|
157,200
|
|
|
|
|
|
7,303,512
|
|
Prosperity Bancshares
|
|
|
224,900
|
|
|
|
|
|
14,069,744
|
|
Selective Insurance Group
|
|
|
165,700
|
|
|
|
|
|
3,897,264
|
|
Susquehanna Bancshares
|
|
|
486,804
|
|
|
|
|
|
5,272,087
|
|
Trico Bancshares
|
|
|
277,100
|
|
|
|
|
|
6,860,996
|
|
United Financial Bancorp
|
|
|
570,960
|
|
|
|
|
|
10,123,121
|
|
Univest Corp of Pennsylvania
|
|
|
6,287
|
|
|
|
|
|
118,070
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
282,878,261
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
THE ADVISORS INNER CIRCLE FUND
|
|
ICM SMALL COMPANY
|
|
|
PORTFOLIO
|
|
|
JANUARY 31, 2014
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK continued
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
Value
|
|
HEALTH CARE 6.3%
|
|
|
|
|
|
|
|
|
|
|
Bio-Rad Laboratories, Cl A*
|
|
|
103,700
|
|
|
|
|
$
|
13,182,344
|
|
Charles River Laboratories International*
|
|
|
207,500
|
|
|
|
|
|
11,729,975
|
|
CONMED
|
|
|
314,600
|
|
|
|
|
|
13,197,470
|
|
Hanger Orthopedic Group*
|
|
|
479,417
|
|
|
|
|
|
16,209,089
|
|
Hill-Rom Holdings
|
|
|
284,800
|
|
|
|
|
|
10,329,696
|
|
Owens & Minor
|
|
|
135,600
|
|
|
|
|
|
4,697,184
|
|
WellCare Health Plans*
|
|
|
224,100
|
|
|
|
|
|
14,591,151
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
83,936,909
|
|
|
|
|
|
|
|
|
|
|
|
|
INDUSTRIALS 4.3%
|
|
|
|
|
|
|
|
|
|
|
Altra Holdings
|
|
|
521,900
|
|
|
|
|
|
16,366,784
|
|
McDermott International*
|
|
|
1,134,300
|
|
|
|
|
|
9,460,062
|
|
MYR Group*
|
|
|
470,100
|
|
|
|
|
|
11,785,407
|
|
SP Plus*
|
|
|
533,902
|
|
|
|
|
|
13,486,364
|
|
TAL International Group
|
|
|
152,100
|
|
|
|
|
|
6,544,863
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
57,643,480
|
|
|
|
|
|
|
|
|
|
|
|
|
INFORMATION TECHNOLOGY 2.7%
|
|
|
|
|
|
|
|
|
|
|
Electro Scientific Industries
|
|
|
1,060,550
|
|
|
|
|
|
11,496,362
|
|
NETGEAR*
|
|
|
383,100
|
|
|
|
|
|
12,224,721
|
|
WEX*
|
|
|
147,100
|
|
|
|
|
|
12,115,156
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
35,836,239
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS 0.4%
|
|
|
|
|
|
|
|
|
|
|
Innospec
|
|
|
108,552
|
|
|
|
|
|
4,650,367
|
|
|
|
|
|
|
|
|
|
|
|
|
MATERIALS & PROCESSING 13.4%
|
|
|
|
|
|
|
|
|
|
|
ABM Industries
|
|
|
432,400
|
|
|
|
|
|
11,527,784
|
|
Aptargroup
|
|
|
200,100
|
|
|
|
|
|
12,766,380
|
|
Belden CDT
|
|
|
239,600
|
|
|
|
|
|
15,504,516
|
|
Brady, Cl A
|
|
|
458,900
|
|
|
|
|
|
12,555,504
|
|
Carpenter Technology
|
|
|
275,400
|
|
|
|
|
|
16,003,494
|
|
HB Fuller
|
|
|
322,266
|
|
|
|
|
|
15,011,151
|
|
Innophos Holdings
|
|
|
352,800
|
|
|
|
|
|
16,465,176
|
|
Koppers Holdings
|
|
|
208,000
|
|
|
|
|
|
8,216,000
|
|
Kraton Performance Polymers*
|
|
|
407,604
|
|
|
|
|
|
10,194,176
|
|
OM Group*
|
|
|
394,400
|
|
|
|
|
|
12,754,896
|
|
|
|
|
THE ADVISORS INNER CIRCLE FUND
|
|
ICM SMALL COMPANY
|
|
|
PORTFOLIO
|
|
|
JANUARY 31, 2014
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK continued
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
Value
|
|
MATERIALS & PROCESSING (continued)
|
|
|
|
|
|
|
|
|
|
|
OMNOVA Solutions*
|
|
|
1,390,100
|
|
|
|
|
$
|
12,566,504
|
|
Rogers*
|
|
|
206,300
|
|
|
|
|
|
12,522,410
|
|
United Stationers
|
|
|
363,703
|
|
|
|
|
|
15,068,215
|
|
US Silica Holdings
|
|
|
277,115
|
|
|
|
|
|
8,208,146
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
179,364,352
|
|
|
|
|
|
|
|
|
|
|
|
|
PRODUCER DURABLES 16.5%
|
|
|
|
|
|
|
|
|
|
|
Actuant, Cl A
|
|
|
450,200
|
|
|
|
|
|
15,405,844
|
|
Albany International, Cl A
|
|
|
376,600
|
|
|
|
|
|
13,019,062
|
|
Briggs & Stratton
|
|
|
553,300
|
|
|
|
|
|
11,658,031
|
|
CBIZ*
|
|
|
1,205,300
|
|
|
|
|
|
10,365,580
|
|
Celadon Group
|
|
|
483,900
|
|
|
|
|
|
10,055,442
|
|
Compass Diversified Holdings (B)
|
|
|
698,329
|
|
|
|
|
|
12,535,006
|
|
ESCO Technologies
|
|
|
450,722
|
|
|
|
|
|
15,730,198
|
|
Esterline Technologies*
|
|
|
120,158
|
|
|
|
|
|
12,370,266
|
|
Granite Construction
|
|
|
357,193
|
|
|
|
|
|
11,890,955
|
|
Heartland Express
|
|
|
404,200
|
|
|
|
|
|
8,512,452
|
|
II-VI*
|
|
|
761,900
|
|
|
|
|
|
11,634,213
|
|
Kaman
|
|
|
171,800
|
|
|
|
|
|
6,658,968
|
|
Littelfuse
|
|
|
138,700
|
|
|
|
|
|
12,413,650
|
|
Methode Electronics
|
|
|
464,778
|
|
|
|
|
|
15,644,427
|
|
Moog, Cl A*
|
|
|
122,608
|
|
|
|
|
|
7,363,836
|
|
Orbital Sciences*
|
|
|
684,015
|
|
|
|
|
|
16,724,167
|
|
Regal-Beloit
|
|
|
183,400
|
|
|
|
|
|
13,588,106
|
|
Triumph Group
|
|
|
203,600
|
|
|
|
|
|
13,930,312
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
219,500,515
|
|
|
|
|
|
|
|
|
|
|
|
|
TECHNOLOGY 9.8%
|
|
|
|
|
|
|
|
|
|
|
ATMI*
|
|
|
617,521
|
|
|
|
|
|
17,092,982
|
|
Coherent*
|
|
|
194,835
|
|
|
|
|
|
13,022,771
|
|
Emulex*
|
|
|
1,248,300
|
|
|
|
|
|
9,187,488
|
|
FormFactor*
|
|
|
895,000
|
|
|
|
|
|
5,763,800
|
|
GSI Group*
|
|
|
989,700
|
|
|
|
|
|
10,678,863
|
|
Harmonic*
|
|
|
1,308,395
|
|
|
|
|
|
8,583,071
|
|
Integrated Device Technology*
|
|
|
1,896,800
|
|
|
|
|
|
18,304,120
|
|
|
|
|
THE ADVISORS INNER CIRCLE FUND
|
|
ICM SMALL COMPANY
|
|
|
PORTFOLIO
|
|
|
JANUARY 31, 2014
|
|
|
(Unaudited)
|
|
|
|
|
|
|
|
|
|
|
|
COMMON STOCK continued
|
|
|
|
|
|
|
|
|
|
|
Shares
|
|
|
|
|
Value
|
|
TECHNOLOGY (continued)
|
|
|
|
|
|
|
|
|
|
|
IXYS
|
|
|
1,044,203
|
|
|
|
|
$
|
13,250,936
|
|
Jabil Circuit
|
|
|
328,700
|
|
|
|
|
|
5,906,739
|
|
ON Semiconductor*
|
|
|
666,120
|
|
|
|
|
|
5,568,763
|
|
Oplink Communications*
|
|
|
643,632
|
|
|
|
|
|
10,896,690
|
|
Plantronics
|
|
|
283,400
|
|
|
|
|
|
12,166,362
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
130,422,585
|
|
|
|
|
|
|
|
|
|
|
|
|
UTILITIES 1.2%
|
|
|
|
|
|
|
|
|
|
|
IDACORP
|
|
|
314,700
|
|
|
|
|
|
16,594,131
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL COMMON STOCK
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(Cost $918,009,834)
|
|
|
|
|
|
|
|
|
1,238,382,176
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CASH EQUIVALENT 1.0%
|
|
|
|
|
|
|
|
|
Dreyfus Treasury Prime Cash Management, 0.000%, (A)
(Cost $13,608,149)
|
|
|
13,608,149
|
|
|
|
|
|
13,608,149
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS 93.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(Cost $931,617,983)
|
|
|
|
|
|
|
|
$
|
1,251,990,325
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Percentages are based on Net Assets of $1,334,301,317.
|
(A)
|
The rate shown is the 7-day effective yield as of January 31, 2014.
|
(B)
|
Security considered to be a Master Limited Partnership. The total value of such security as of January 31, 2014 was $12,535,006 or 0.9% of Net
Assets.
|
*
|
Non-income producing security.
|
|
Real Estate Investment Trust
|
|
At January 31, 2014, the tax basis cost of the Portfolios investments was $931,617,983, and the unrealized appreciation and depreciation
were $353,982,696 and $(33,610,354), respectively.
|
Cl Class
As of January 31, 2014, all of the Portfolios investments were considered Level 1, in accordance with the authoritative guidance on fair
value measurements and disclosure under U.S. GAAP.
For the period ended January 31, 2014, there were no transfers between Level 1
and Level 2 assets and liabilities. For the period ended January 31, 2014, there were no Level 3 securities.
For information on
the Portfolios policy regarding valuation of investments and other significant accounting policies, please refer to the Portfolios most recent semi-annual and annual financial statements.
ICM-QH-001-2000
Item 2.
|
Controls and Procedures
|
(a) The
registrants principal executive and principal financial officers, or persons performing similar functions, have concluded that the Registrants disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company
Act of 1940 (the 1940 Act)) are effective, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 as of a date
within 90 days of the filing date of this report.
(b) There were no significant changes in the registrants internal control over
financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrants internal control
over financial reporting.
(a) A separate certification
for the principal executive officer and the principal financial officer of the registrant as required by Rule 30a-2(a) under the Investment Company Act of 1940, as amended (17 CFR 270.30a-2(a)), are filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
|
|
|
|
|
|
(Registrant)
|
|
|
|
|
|
The Advisors Inner Circle Fund
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
President
|
Date: March 31, 2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in
the capacities and on the dates indicated.
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Beattie
|
|
|
|
|
|
|
Michael Beattie
|
|
|
|
|
|
|
President
|
Date: March 31, 2014
|
|
|
|
|
|
|
By (Signature and Title)
|
|
|
|
|
|
/s/ Michael Lawson
|
|
|
|
|
|
|
Michael Lawson
|
|
|
|
|
|
|
Treasurer, Controller & CFO
|
Date: March 31, 2014
ULURU (CE) (USOTC:ULUR)
Historical Stock Chart
From Jun 2024 to Jul 2024
ULURU (CE) (USOTC:ULUR)
Historical Stock Chart
From Jul 2023 to Jul 2024