SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Senter Brooke L
(Last) (First) (Middle)
PO BOX 338
(Street)
ALBEMARLE NC 28002-0338
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12 I Held by Mother-in-Law Custodian for Daughter
Common Stock(3) 1,488 D
Common Stock(4) 7,754 D
Common Stock(2) 2,348 I Held by Roth IRA FBO Spouse of Reporting Person Soley
Common Stock(9) 10/01/2024 J(5) 35,162 A $0.00(6) 35,162 D
Common Stock(1) 979 I Held by Mother-in-Law Custodian for Daughter
Common Stock (Held by Self TOD Spouse) 6,748 D
Common Stock(7) 10/01/2024 J(5) 35,162 D $0.00(8) 0 I Held by Company with Reporting Person as Officer
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
2. Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
3. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
4. Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
5. Transfer of shares from a company brokerage safekeeper account to a sole-name TOD spouse brokerage safekeeper account.
6. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a transfer of shares from a company brokerage safekeeper account to a sole-name TOD spouse brokerage safekeeper account.
7. Held by Depository for Pershing LLC Safekeeper for Custom Doors Inc.
8. No money was paid by the shareholder(s) for the disposed shares. The shares were disposed of as a result of a transfer of shares from a company brokerage safekeeper account to a sole-name TOD spouse brokerage safekeeper account.
9. Held by Depository for Pershing LLC Safekeeper for Brooke Laton Senter TOD 08/18/2017.
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp 10/02/2024
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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