Post-effective Amendment to an S-8 Filing (s-8 Pos)
January 31 2019 - 6:13AM
Edgar (US Regulatory)
As
filed with the Securities and Exchange Commission on January 31, 2019
Registration
No. 333-146749
Registration
No. 333-198765
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-146749
Post-Effective
Amendment No. 1 to Form S-8 Registration Statement No. 333-198765
Under
the Securities Act of 1933
VICON
INDUSTRIES, INC.
(Exact name of registrant as specified
in its charter)
New
York
(State
or other jurisdiction of
incorporation
or organization)
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11-2160665
(I.R.S.
Employer
Identification
No.)
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|
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135
Fell Court
Hauppauge, NY
(Address
of Principal Executive Offices)
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11788
(Zip Code)
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2007
Stock Incentive Plan
IQinVision,
Inc. 2011 Stock Incentive Plan and the IQinVision, Inc. 2001 Stock Incentive Plan
(Full
title of the plan)
Saagar
Govil
Chairman and Chief Executive Officer
Vicon Industries, Inc.
135 Fell Court
Hauppauge, NY 11788
(Name
and address of agent for service)
(631)
952-2288
(Telephone
number, including area code, of agent for service)
Copy
to:
Spencer
G. Feldman, Esq.
Olshan Frome Wolosky LLP
1325 Avenue of the Americas
New York, NY 10019
(212) 451-2300
Indicate
by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller
reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller
reporting company” in Rule 12b2 of the Exchange Act. (Check one):
|
Large
Accelerated Filer [ ]
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Accelerated
Filer [ ]
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Non-Accelerated
Filer [ ]
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Smaller
reporting company [X]
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DEREGISTRATION
OF UNSOLD SECURITIES
Vicon
Industries, Inc., a New York corporation (the “Company”), previously registered shares of its common stock, par value
$0.01 per share (“Common Stock”) under the following registration statements (each, a “Registration Statement”
and collectively, the “Registration Statements”) concerning shares issuable or issued under certain employee benefit
and equity plans and agreements. The Company is filing this post-effective amendment to each of the Registration Statements to
deregister any and all securities that remain unsold under such Registration Statements.
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(1)
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Registration
Statement No. 333-146749, filed with the Securities and Exchange Commission (the “Commission”) on October 16,
2007, registering the offer and sale of 500,000 shares of the Company’s Common Stock issuable pursuant to the Company’s
2007 Stock Incentive Plan.
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(2)
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Registration
Statement No. 333-198765, filed with the Commission on September 16, 2014, registering the offer and sale of 607,016 shares
of the Company’s Common Stock issuable pursuant to the IQinVision, Inc. 2011 Stock Incentive Plan and the IQinVision,
Inc. 2001 Stock Incentive Plan.
|
The
shares of Common Stock noted in the immediately preceding paragraphs do not take into account corporate actions, such as stock
splits, taken since the filing of the referenced Registration Statement.
The
Company is terminating all offers and sales of its securities registered pursuant to its existing registration statements under
the Securities Act of 1933, as amended, including the Registration Statements. In accordance with undertakings made by the Company
to remove from registration, by means of a post-effective amendment, any of the securities which remain unsold at the termination
of the offerings, the Company hereby removes from registration any and all securities registered but unsold under the Registration
Statements as of the date hereof.
SIGNATURES
Pursuant
to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing on Form S-8 and has duly caused these Post-Effective Amendments to its Registration Statements
on Form S-8 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Hauppauge, State of New York
on the 31st day of January 2019.
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VICON
INDUSTRIES, INC.
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By:
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/s/
Saagar Govil
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Saagar
Govil
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Chief
Executive Officer and President
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Pursuant
to the requirements of the Securities Act of 1933, these Post-Effective Amendments to the registrant’s Registration Statements
on Form S-8 have been signed by the following persons in the capacities and on the date indicated.
Signature
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Title
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Date
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/s/ Saagar
Govil
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Chairman and
Chief Executive Officer
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January 31, 2019
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Saagar Govil
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(Principal Executive
Officer)
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/s/ John M.
Badke
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Chief Operating
Officer and Chief Financial
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January 31, 2019
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John M. Badke
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Officer
(Principal Financial and Accounting Officer)
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/s/ Aron Govil
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Director
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January 31, 2019
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Aron Govil
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