Statement of Ownership (sc 13g)
February 03 2020 - 6:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
mPhase
Technologies, Inc.,
(Name
of Issuer)
Common
Stock $0.01 Par Value
(Title
of Class of Securities)
62472C
10 2
(CUSIP
Number)
January
31, 2020
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
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[ ]
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Rule
13d-1(b)
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[X]
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Rule
13d-1(c)
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[ ]
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Rule
13d-1(d)
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*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1
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NAMES
OF REPORTING PERSONS
I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Karen
Durando.
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2
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CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
[ ]
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(b)
[ ]
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3
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SEC
USE ONLY
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4
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CITIZENSHIP
OR PLACE OF ORGANIZATION
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United
States of America
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NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
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5
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SOLE
VOTING POWER
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2,508,788
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6
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SHARED
VOTING POWER
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7
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SOLE
DISPOSITIVE POWER
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2,508,788
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8
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SHARED
DISPOSITIVE POWER
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19.76%
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9
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AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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2,508,788
shares of common stock
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10
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CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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[ ]
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11
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PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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19.76%
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12
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TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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Item
1.
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(a)
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Name
of Issuer
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mPhase
Technologies, Inc.
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(b)
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Address
of Issuer’s Principal Executive Offices
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9841
Washingtonian Boulevard.
Gaithersburg, Md. 20878
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Item
2.
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(a)
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Name
of Person Filing
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Karen
Durando
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(b)
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Address
of Principal Business Office or, if none, Residence
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43
Alexander Avenue, Nutley, New Jersey 07110
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(c)
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Citizenship
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United
States of America
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(d)
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Title
of Class of Securities
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Common
Stock, $0.01 par value
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(e)
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CUSIP
Number
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62472C102
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Item
3.
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If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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[ ]
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Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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[ ]
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Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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[ ]
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Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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[ ]
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Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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[ ]
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An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An
employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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[ ]
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A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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[ ]
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A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ]
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A
church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
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(j)
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[ ]
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A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
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(k)
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A
group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
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Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
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(a)
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Amount
beneficially owned: 2,508,788 shares of common stock
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(b)
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Percent
of class: 19.76%
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(c)
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Number
of shares as to which the person has:
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(i)
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Sole
power to vote or to direct the vote: 2,508,788
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(ii)
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Shared
power to vote or to direct the vote: 0
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(iii)
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Sole
power to dispose or to direct the disposition of 2,508,788
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(iv)
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Shared
power to dispose or to direct the disposition of: 0
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Item
5.
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Ownership
of Five Percent or Less of a Class
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If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [ ].
N/A
Item
6.
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Ownership
of More than Five Percent on Behalf of Another Person.
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N/A
Item
7.
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Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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N/A
Item
8.
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Identification
and Classification of Members of the Group
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N/A
Item
9.
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Notice
of Dissolution of Group
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N/A
Item
10.
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Certification
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By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as
a participant in any transaction having that purpose or effect.
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date:
January 31, 2020
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By:
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/s/
Karen Durando
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Name:
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Karen
Durando
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Title:
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Footnotes:
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Attention:
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Intentional
misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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