NFT Investments PLC TR-1: Standard notification of major holdings (9748S)
March 14 2023 - 2:11PM
UK Regulatory
TIDMNFT
RNS Number : 9748S
NFT Investments PLC
14 March 2023
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and
to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or the NFT Investments PLC
underlying issuer of existing shares LEI: 984500E15WF052FFEB19
to which voting rights are attached
(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify) (iii) : At market transfers of all shares X
held to ultimate beneficiaries
----
3. Details of person subject to the notification obligation (iv)
Name Res Privata N.V.
City and country of registered office Amsterdam, Netherlands
(if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name Morgan Stanley & CO. International
PLC
--------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
--------------------------------------------
5. Date on which the threshold was 14 March 2023
crossed or reached (vi) :
--------------------------------------------
6. Date on which issuer notified 14 March 2023
(DD/MM/YYYY):
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) held in issuer
of 8. A) (total of 8.B (8.A + 8.B)
1 + 8.B 2) (vii)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date
on which threshold
was crossed
or reached 0% 0% 0% 0
------------------ --------------------- -------------- --------------------
Position of
previous notification
(if
applicable) 3.83% 0% 3.83%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
---------------------
GB00BMW34204 0 0
--------------------- --------------------- -------------------- ----------------
SUBTOTAL 8.
A 0 0
-------------------------------------------- --------------------------------------
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
----------- ------------------------- -------------------------- ----------------
SUBTOTAL 8. B
1
------------------------- -------------------------- ----------------
B 2: Financial Instruments with similar economic effect according to
DTR5.3.1R (1) (b)
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) Settlement
(xii)
---------------- ---------------- ----------------- ----------------
SUBTOTAL
8.B.2
----------------- ----------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled
by any natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting rights X
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity (please add additional
rows as necessary) (xiv)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than the instruments if it higher than the
notifiable threshold equals or is higher notifiable threshold
than the notifiable
threshold
---------------------- --------------------- ------------------------
Lennard Christian
Zwart
---------------------- --------------------- ------------------------
Lenhold B.V.
---------------------- --------------------- ------------------------
Res Privata N.V.
---------------------- --------------------- ------------------------
Cowen International
Limited
---------------------- --------------------- ------------------------
Morgan Stanley & N/A N/A N/A
CO. International
PLC
---------------------- --------------------- ------------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights
held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information (xvi)
This notification is submitted in accordance with the disclosure obligations
stipulated in the articles of association of the company.
Lenhold B.V. is the AIFM to Res Privata N.V. (an AIF) and controls that
entity. Lenhold B.V. is controlled by Lennard Christian Zwart.
Place of completion London, UK
Date of completion 14 March 2023
--------------
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END
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