EPT Disclosure
March 16 2007 - 8:05AM
UK Regulatory
RNS Number:1132T
UBS AG (EPT)
16 March 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 15 MARCH 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 33,061 0.00% 29,547 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 33,061 0.00% 29,547 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 595 1010p
PURCHASE 1662 1010
PURCHASE 1662 1010
PURCHASE 415 1010
PURCHASE 598 1010
PURCHASE 183 1010
PURCHASE 67 1010
PURCHASE 148 1010
PURCHASE 148 1010
PURCHASE 148 1010
PURCHASE 564 1010
PURCHASE 148 1010
PURCHASE 415 1010
PURCHASE 148 1010
PURCHASE 415 1010
SALE 21 1010
SALE 7432 1010
SALE 6253 1010
PURCHASE 50 1010.5
PURCHASE 2121 1010.5
PURCHASE 2000 1010.5
PURCHASE 538 1010.5
PURCHASE 816 1010.5
PURCHASE 6072 1010.5
PURCHASE 1524 1010.5
PURCHASE 2300 1010.5
PURCHASE 673 1010.5
SALE 3061 1010.5
SALE 700 1010.5
SALE 900 1010.5
SALE 992 1010.5
SALE 1521 1010.5
SALE 697 1010.5
SALE 1941 1010.5
SALE 3500 1010.5
SALE 233 1010.5
SALE 9896 1010.5
PURCHASE 3000 1011
PURCHASE 3727 1011
PURCHASE 3164 1011
PURCHASE 697 1011
PURCHASE 600 1011
PURCHASE 600 1011
PURCHASE 1463 1011
PURCHASE 3577 1011
PURCHASE 1477 1011
PURCHASE 900 1011
PURCHASE 3992 1011
PURCHASE 600 1011
PURCHASE 3659 1011
PURCHASE 2082 1011
PURCHASE 145 1011
SALE 1690 1011
SALE 1351 1011
SALE 2293 1011
SALE 1314 1011
SALE 2000 1011
SALE 749 1011
SALE 6552 1011
SALE 3500 1011
SALE 500 1011
PURCHASE 1849 1011.5
PURCHASE 432 1011.5
PURCHASE 2524 1011.5
PURCHASE 251 1011.5
PURCHASE 2775 1011.5
PURCHASE 1669 1011.5
PURCHASE 1367 1011.5
PURCHASE 2600 1011.5
PURCHASE 636 1011.5
PURCHASE 2202 1011.5
PURCHASE 5066 1011.5
PURCHASE 259 1011.5
SALE 2506 1011.5
SALE 724 1011.5
PURCHASE 1064 1012
PURCHASE 1590 1012
PURCHASE 3526 1012
PURCHASE 3000 1012
PURCHASE 1276 1012
PURCHASE 6364 1012
PURCHASE 224 1012
PURCHASE 3753 1012
PURCHASE 1381 1012
PURCHASE 1247 1012
SALE 266 1012
SALE 2674 1012
SALE 26 1012
SALE 1100 1012
PURCHASE 585 1012.5
PURCHASE 585 1012.5
PURCHASE 3000 1012.5
PURCHASE 2062 1012.5
PURCHASE 1700 1012.5
PURCHASE 635 1012.5
PURCHASE 168 1012.5
PURCHASE 700 1012.5
PURCHASE 380 1012.5
PURCHASE 358 1012.5
PURCHASE 3354 1012.5
SALE 99 1012.5
SALE 403 1012.5
SALE 523 1012.5
SALE 2275 1012.5
PURCHASE 664 1013
PURCHASE 1500 1013
PURCHASE 9871 1013
PURCHASE 946 1013
PURCHASE 156 1013
PURCHASE 3000 1013
PURCHASE 1285 1013
PURCHASE 2412 1013
PURCHASE 4498 1013
PURCHASE 6641 1013
PURCHASE 375 1013
PURCHASE 662 1013
PURCHASE 736 1013
PURCHASE 1304 1013
PURCHASE 2573 1013
PURCHASE 28 1013
PURCHASE 845 1013
PURCHASE 5617 1013
PURCHASE 497 1013
SALE 827 1013
SALE 197 1013
SALE 1000 1013
SALE 741 1013
SALE 1377 1013
SALE 1520 1013
SALE 470 1013
SALE 2393 1013
SALE 1200 1013
SALE 900 1013
SALE 1412 1013
SALE 736 1013
SALE 44 1013
SALE 456 1013
SALE 73 1013
SALE 5000 1013
SALE 2500 1013
SALE 1462 1013
SALE 950 1013
SALE 1491 1013
SALE 132 1013
SALE 1900 1013
PURCHASE 1114 1013.5
PURCHASE 754 1013.5
PURCHASE 800 1013.5
PURCHASE 2600 1013.5
PURCHASE 34 1013.5
PURCHASE 500 1013.5
PURCHASE 266 1013.5
PURCHASE 9785 1013.5
PURCHASE 81 1013.5
SALE 643 1013.5
SALE 643 1013.5
SALE 71 1013.5
SALE 2400 1013.5
SALE 50 1013.5
SALE 625 1013.5
SALE 754 1013.5
SALE 8752 1013.5
SALE 863 1013.5
SALE 800 1013.5
SALE 2952 1013.5
PURCHASE 259 1014
PURCHASE 1100 1014
PURCHASE 241 1014
PURCHASE 5235 1014
PURCHASE 2475 1014
PURCHASE 1147 1014
PURCHASE 1098 1014
PURCHASE 704 1014
PURCHASE 1639 1014
PURCHASE 1235 1014
PURCHASE 2100 1014
PURCHASE 386 1014
PURCHASE 700 1014
PURCHASE 700 1014
PURCHASE 2954 1014
PURCHASE 501 1014
SALE 1130 1014
SALE 3460 1014
SALE 4001 1014
SALE 1350 1014
SALE 4513 1014
PURCHASE 1000 1014.5
PURCHASE 1200 1014.5
PURCHASE 1000 1014.5
PURCHASE 256 1014.5
PURCHASE 686 1014.5
SALE 296 1014.5
SALE 1797 1014.5
SALE 3405 1014.5
SALE 50 1014.5
PURCHASE 1383 1015
PURCHASE 800 1015
PURCHASE 500 1015
PURCHASE 1642 1015
PURCHASE 310 1015
PURCHASE 1414 1015
PURCHASE 49 1015
PURCHASE 1427 1015
PURCHASE 258 1015
PURCHASE 651 1015
PURCHASE 491 1015
SALE 481 1015
SALE 1100 1015
SALE 229 1015
SALE 3771 1015
SALE 64 1015
SALE 536 1015
SALE 583 1015
SALE 1800 1015
SALE 1314 1015
SALE 881 1015
SALE 1704 1015
SALE 945 1015
SALE 1160 1015
PURCHASE 257 1015.5
PURCHASE 2825 1015.5
PURCHASE 445 1015.5
PURCHASE 444 1015.5
PURCHASE 2256 1015.5
PURCHASE 1200 1015.5
PURCHASE 1677 1015.5
PURCHASE 257 1015.5
PURCHASE 366 1015.5
PURCHASE 1600 1015.5
PURCHASE 1649 1015.5
PURCHASE 651 1015.5
PURCHASE 554 1015.5
PURCHASE 1400 1015.5
PURCHASE 1245 1015.5
PURCHASE 1055 1015.5
PURCHASE 256 1015.5
PURCHASE 2000 1015.5
PURCHASE 9 1015.5
SALE 4599 1015.5
SALE 700 1015.5
SALE 1500 1015.5
SALE 28 1015.5
SALE 351 1015.5
SALE 321 1015.5
SALE 114 1015.5
SALE 459 1015.5
SALE 541 1015.5
SALE 1700 1015.5
SALE 629 1015.5
SALE 1400 1015.5
SALE 3438 1015.5
PURCHASE 257 1016
PURCHASE 419 1016
PURCHASE 2130 1016
PURCHASE 472 1016
PURCHASE 675 1016
PURCHASE 421 1016
PURCHASE 700 1016
PURCHASE 406 1016
PURCHASE 810 1016
PURCHASE 405 1016
PURCHASE 700 1016
PURCHASE 1838 1016
PURCHASE 1796 1016
PURCHASE 507 1016
PURCHASE 725 1016
PURCHASE 1000 1016
SALE 821 1016
SALE 715 1016
SALE 1300 1016
SALE 700 1016
SALE 394 1016
SALE 406 1016
SALE 2100 1016
SALE 656 1016
SALE 3340 1016
SALE 1838 1016
SALE 520 1016
SALE 1079 1016
SALE 1521 1016
PURCHASE 417 1016.5
PURCHASE 1583 1016.5
PURCHASE 606 1016.5
PURCHASE 994 1016.5
PURCHASE 171 1016.5
PURCHASE 98 1016.5
PURCHASE 651 1016.5
PURCHASE 652 1016.5
PURCHASE 82 1016.5
PURCHASE 100 1016.5
PURCHASE 600 1016.5
SALE 1641 1016.5
SALE 987 1016.5
SALE 1271 1016.5
SALE 1100 1016.5
SALE 1900 1016.5
SALE 600 1016.5
SALE 171 1016.5
SALE 1197 1016.5
SALE 2150 1016.5
SALE 80 1016.5
SALE 735 1016.5
SALE 628 1017
SALE 600 1017
SALE 494 1017
SALE 2306 1017
SALE 23 1017
SALE 901 1017
SALE 765 1017
SALE 2547 1017
SALE 173 1017.5
SALE 289 1017.5
SALE 286 1017.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 16 MARCH 2007
Contact name JOSEPH EVANS
Telephone number 020 7567 8286
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMBDGDXUGBGGRL
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