EPT Disclosure
March 28 2007 - 7:42AM
UK Regulatory
RNS Number:8803T
UBS AG (EPT)
28 March 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 27 MARCH 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 31,978 0.00% 36,208 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 31,978 0.00% 36,208 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 1580 1020.5 p
PURCHASE 3034 1020.5
PURCHASE 1544 1021
PURCHASE 2868 1021
PURCHASE 3494 1021.5
PURCHASE 1724 1021.5
SALE 53 1021.5
SALE 3858 1021.5
PURCHASE 1222 1022
SALE 800 1022
SALE 4241 1022.5
SALE 541 1022.5
SALE 500 1022.5
PURCHASE 2620 1023
PURCHASE 600 1023
PURCHASE 3188 1023
PURCHASE 407 1023.5
PURCHASE 3788 1024
PURCHASE 2461 1024
PURCHASE 1202 1024
PURCHASE 2314 1024
SALE 1000 1024
SALE 285 1024.5
SALE 3322 1024.5
PURCHASE 2563 1025
PURCHASE 37 1025
PURCHASE 1229 1025
PURCHASE 2601 1025
SALE 800 1025
SALE 1841 1025
SALE 300 1025
SALE 1249 1025
SALE 1926 1025
SALE 37 1025
PURCHASE 500 1025.5
PURCHASE 2055 1025.5
PURCHASE 145 1025.5
PURCHASE 3175 1025.5
PURCHASE 2437 1025.5
PURCHASE 2645 1025.5
SALE 10 1025.5
SALE 2500 1025.5
SALE 3200 1025.5
SALE 500 1025.5
SALE 398 1025.5
SALE 2500 1025.5
SALE 37 1025.5
SALE 800 1025.5
SALE 2 1025.5
SALE 1300 1025.5
SALE 1037 1025.5
SALE 450 1025.5
SALE 1000 1025.5
SALE 2178 1025.5
SALE 168 1025.5
SALE 150 1025.5
PURCHASE 700 1026
PURCHASE 2446 1026
PURCHASE 1670 1026
PURCHASE 3167 1026
PURCHASE 2790 1026
PURCHASE 1470 1026
PURCHASE 2319 1026
PURCHASE 1211 1026
SALE 876 1026
SALE 346 1026
SALE 1738 1026
SALE 600 1026
SALE 2500 1026
SALE 623 1026
SALE 207 1026
SALE 913 1026
SALE 9746 1026
SALE 8600 1026
SALE 1038 1026
SALE 962 1026
PURCHASE 8000 1026.5
PURCHASE 1741 1026.5
PURCHASE 2912 1026.5
PURCHASE 6829 1026.5
PURCHASE 2733 1026.5
PURCHASE 2621 1026.5
PURCHASE 668 1026.5
PURCHASE 2619 1026.5
PURCHASE 1100 1026.5
SALE 793 1026.5
SALE 1400 1026.5
SALE 3699 1026.5
SALE 1377 1026.5
SALE 500 1027
SALE 2800 1027
PURCHASE 713 1027.5
PURCHASE 1400 1027.5
SALE 3300 1027.5
PURCHASE 907 1028
PURCHASE 23 1028
PURCHASE 1151 1028
SALE 280 1028
PURCHASE 380 1028.5
PURCHASE 2022 1028.5
PURCHASE 1781 1029
PURCHASE 2810 1029
PURCHASE 1108 1029
PURCHASE 2365 1029
PURCHASE 2105 1029
PURCHASE 3280 1029
PURCHASE 860 1029
SALE 329 1029
PURCHASE 1084 1029.5
PURCHASE 1534 1029.5
SALE 86 1029.5
SALE 1300 1029.5
PURCHASE 1785 1030
PURCHASE 3015 1030
PURCHASE 2480 1030
SALE 178 1030
SALE 9141 1030
SALE 178 1030
SALE 91 1030
SALE 1700 1030
SALE 182 1030
SALE 547 1030
SALE 1600 1030
SALE 2000 1030
SALE 4817 1030
PURCHASE 497 1030.5
PURCHASE 469 1030.5
PURCHASE 587 1030.5
PURCHASE 13 1030.5
PURCHASE 2400 1030.5
SALE 150 1030.5
SALE 1600 1030.5
SALE 3212 1030.5
SALE 620 1030.5
SALE 4000 1030.5
SALE 2066 1030.5
PURCHASE 694 1031
PURCHASE 959 1031
PURCHASE 4690 1031
PURCHASE 924 1031
PURCHASE 2432 1031
PURCHASE 2300 1031
SALE 8 1031
SALE 2699 1031
SALE 2300 1031
SALE 497 1031
SALE 1400 1031
SALE 400 1031
SALE 181 1031
PURCHASE 301 1031.5
SALE 179 1031.5
SALE 1117 1031.5
SALE 117 1031.5
PURCHASE 619 1032
PURCHASE 1246 1032
PURCHASE 869 1032
PURCHASE 500 1032
SALE 4200 1032
SALE 869 1032
SALE 422 1032
PURCHASE 1635 1032.5
PURCHASE 1730 1033
PURCHASE 540 1033.5
PURCHASE 1200 1033.5
SALE 1400 1033.5
PURCHASE 1532 1035.5
PURCHASE 2446 1035.5
PURCHASE 236 1035.5
PURCHASE 2600 1035.5
PURCHASE 158 1035.5
PURCHASE 1801 1035.5
PURCHASE 800 1037
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 28 MARCH 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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