EPT Disclosure
April 02 2007 - 8:21AM
UK Regulatory
RNS Number:2237U
UBS AG (EPT)
02 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 30 MARCH 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 32,028 0.00% 48,401 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 32,028 0.00% 48,401 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 4500 1017.5 pence
SALE 2500 1017.5
SALE 5000 1018
SALE 340 1018.5
SALE 1059 1018.5
SALE 584 1019
PURCHASE 9261 1019
PURCHASE 3076 1021
PURCHASE 2356 1021
SALE 6372 1021.5
SALE 2500 1021.5
SALE 6562 1022
SALE 2200 1022
SALE 1022 1022
PURCHASE 800 1022.5
PURCHASE 1572 1022.5
PURCHASE 1000 1022.5
PURCHASE 728 1022.5
PURCHASE 2388 1022.5
SALE 2708 1022.5
SALE 3300 1022.5
PURCHASE 3404 1023
PURCHASE 600 1023
PURCHASE 602 1023
PURCHASE 198 1023
SALE 165 1023.5
SALE 9605 1023.5
SALE 2500 1023.5
SALE 4490 1023.5
PURCHASE 951 1024
PURCHASE 149 1024
PURCHASE 9765 1024
PURCHASE 837 1024
PURCHASE 1811 1024
PURCHASE 4335 1024
SALE 1600 1024
PURCHASE 9765 1024
PURCHASE 2 1024
PURCHASE 2275 1024
PURCHASE 1723 1024
PURCHASE 3819 1024
SALE 3300 1024.5
PURCHASE 3300 1024.5
PURCHASE 968 1024.5
PURCHASE 2295 1024.5
SALE 460 1024.5
SALE 2840 1024.5
SALE 2085 1024.5
SALE 815 1024.5
PURCHASE 4597 1025
PURCHASE 2170 1025
PURCHASE 2989 1025
SALE 3300 1025
SALE 9756 1025
PURCHASE 3100 1025.5
PURCHASE 2000 1025.5
PURCHASE 600 1025.5
PURCHASE 2306 1025.5
SALE 6993 1025.5
SALE 538 1025.5
SALE 2700 1025.5
SALE 6513 1025.5
SALE 2000 1026
PURCHASE 2387 1026
PURCHASE 4652 1026
PURCHASE 2707 1026
SALE 8984 1026
SALE 762 1026
PURCHASE 9746 1026
PURCHASE 4000 1026
PURCHASE 319 1026
PURCHASE 200 1026
PURCHASE 881 1026
PURCHASE 19 1026
PURCHASE 2505 1026
PURCHASE 438 1026
SALE 3300 1026
SALE 159 1026.5
PURCHASE 8013 1026.5
PURCHASE 1728 1026.5
PURCHASE 809 1026.5
PURCHASE 100 1026.5
PURCHASE 320 1026.5
PURCHASE 1628 1026.5
PURCHASE 1352 1026.5
PURCHASE 2000 1026.5
PURCHASE 7741 1026.5
SALE 4000 1027
SALE 716 1027
SALE 7500 1027
SALE 1521 1027
SALE 3300 1027.5
SALE 2486 1027.5
SALE 7246 1027.5
PURCHASE 280 1027.5
PURCHASE 2244 1027.5
PURCHASE 1955 1027.5
PURCHASE 4550 1027.5
PURCHASE 256 1027.5
PURCHASE 447 1027.5
PURCHASE 1217 1027.5
PURCHASE 1083 1027.5
PURCHASE 984 1027.5
PURCHASE 49 1027.5
PURCHASE 4316 1027.5
PURCHASE 447 1027.5
PURCHASE 2770 1027.5
PURCHASE 1166 1027.5
SALE 881 1028
SALE 1717 1028
SALE 9727 1028
PURCHASE 100 1028.5
PURCHASE 2031 1028.5
PURCHASE 4710 1028.5
PURCHASE 1911 1028.5
PURCHASE 141 1028.5
PURCHASE 573 1028.5
PURCHASE 88 1028.5
PURCHASE 82 1028.5
PURCHASE 4563 1028.5
SALE 3287 1028.5
SALE 1955 1028.5
SALE 2350 1028.5
SALE 1800 1028.5
SALE 330 1028.5
PURCHASE 2357 1028.5
SALE 2347 1029
SALE 9718 1029
SALE 2664 1029
SALE 9718 1029
PURCHASE 1154 1029
PURCHASE 4195 1029
PURCHASE 960 1029
PURCHASE 945 1029
PURCHASE 3230 1029
SALE 3665 1029
SALE 1274 1029
SALE 348 1029.5
SALE 2952 1029.5
PURCHASE 140 1029.5
PURCHASE 3160 1029.5
SALE 4000 1030
SALE 1600 1030
SALE 2052 1030
SALE 5356 1030
SALE 2300 1030
SALE 2663 1030.5
SALE 600 1030.5
SALE 2579 1031
PURCHASE 2800 1031.5
PURCHASE 500 1031.5
PURCHASE 1345 1031.5
PURCHASE 155 1031.5
PURCHASE 34 1031.5
PURCHASE 3266 1031.5
SALE 2200 1032
SALE 324 1032
SALE 29 1032
SALE 1738 1032
SALE 2609 1032
PURCHASE 4000 1032
PURCHASE 3300 1032.5
SALE 596 1033.5
SALE 1994 1033.5
SALE 600 1033.5
SALE 1462 1034
SALE 1170 1034
SALE 1609 1034
SALE 2438 1034.5
PURCHASE 4000 1034.5
SALE 3300 1034.5
SALE 2300 1034.5
SALE 2589 1034.5
PURCHASE 14 1034.5
SALE 2657 1034.5
PURCHASE 3771 1034.5
PURCHASE 343 1035
PURCHASE 2790 1037
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 02 APRIL 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMBDGDSBDGGGRD
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