EPT Disclosure
April 10 2007 - 7:18AM
UK Regulatory
RNS Number:5890U
UBS AG (EPT)
10 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 5th April 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 27,961 0.00% 28,793 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 27,961 0.00% 28,793 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
PURCHASE 101 1016.5 pence
PURCHASE 399 1016.5
SALE 3600 1020
SALE 108 1020.5
PURCHASE 2400 1021
PURCHASE 400 1021
PURCHASE 400 1021
PURCHASE 1470 1021
SALE 1557 1021.5
SALE 2095 1021.5
SALE 1751 1022
SALE 610 1022
SALE 2262 1022
SALE 156 1022
SALE 1400 1022.5
SALE 9 1022.5
SALE 691 1022.5
SALE 42 1022.5
SALE 823 1022.5
PURCHASE 3300 1023
SALE 2200 1023
SALE 160 1023.5
SALE 261 1024
SALE 1854 1024
SALE 490 1024.5
SALE 2000 1024.5
SALE 1510 1024.5
SALE 267 1025
SALE 233 1025
PURCHASE 9751 1025.5
SALE 876 1025.5
SALE 2000 1025.5
SALE 2000 1025.5
SALE 875 1025.5
SALE 2000 1025.5
SALE 2000 1025.5
PURCHASE 5000 1026
PURCHASE 4746 1026
PURCHASE 910 1026
PURCHASE 9741 1026.5
PURCHASE 188 1027
PURCHASE 2000 1027
SALE 9737 1027
PURCHASE 400 1028
PURCHASE 100 1028
PURCHASE 1426 1028
PURCHASE 200 1028
PURCHASE 2000 1028
SALE 9727 1028
PURCHASE 3300 1028.5
PURCHASE 344 1028.5
SALE 2324 1028.5
SALE 3300 1028.5
SALE 1331 1028.5
SALE 514 1028.5
PURCHASE 5000 1029
PURCHASE 500 1029
PURCHASE 2000 1029
PURCHASE 413 1029
PURCHASE 490 1029
PURCHASE 1433 1029
PURCHASE 650 1029
PURCHASE 4647 1029
PURCHASE 2000 1029
PURCHASE 1220 1029
PURCHASE 650 1029
SALE 1546 1029
SALE 1572 1029
SALE 6942 1029
SALE 559 1029
SALE 1107 1029
SALE 1834 1029
PURCHASE 2747 1029.5
PURCHASE 475 1029.5
SALE 500 1029.5
SALE 1600 1029.5
SALE 1324 1029.5
SALE 100 1029.5
SALE 500 1030
SALE 7074 1030
SALE 2134 1030
SALE 1616 1030
SALE 2064 1030
PURCHASE 540 1030.5
PURCHASE 164 1030.5
PURCHASE 496 1030.5
SALE 1837 1030.5
SALE 2 1030.5
PURCHASE 3000 1031
SALE 852 1031
SALE 800 1031.5
SALE 1500 1031.5
SALE 1200 1031.5
SALE 500 1032
SALE 71 1033
SALE 429 1033
SALE 2000 1033.5
SALE 600 1033.5
SALE 2000 1033.5
SALE 2000 1033.5
SALE 2000 1033.5
SALE 1075 1033.5
SALE 1000 1034
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 10 APRIL 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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