EPT Disclosure
April 16 2007 - 7:53AM
UK Regulatory
RNS Number:9098U
UBS AG (EPT)
16 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 13th April 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 24,280 0.00% 108,496 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 24,280 0.00% 108,496 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 140 1050.5 pence
SALE 166 1051
SALE 2450 1051.5
SALE 183 1051.5
SALE 204 1052
PURCHASE 3300 1052
SALE 1400 1052
SALE 208 1052
SALE 194 1052
PURCHASE 550 1052
PURCHASE 250 1052
PURCHASE 500 1052
SALE 142 1052
SALE 138 1052
PURCHASE 1700 1052.5
SALE 159 1052.5
PURCHASE 408 1052.5
PURCHASE 92 1052.5
PURCHASE 500 1052.5
PURCHASE 2000 1052.5
SALE 1500 1052.5
SALE 20 1052.5
SALE 177 1052.5
SALE 301 1052.5
PURCHASE 135 1052.5
SALE 184 1053
PURCHASE 3056 1053
PURCHASE 3440 1053
PURCHASE 3000 1053
SALE 174 1053.5
SALE 1800 1053.5
SALE 4186 1053.5
SALE 161 1053.5
PURCHASE 1127 1053.5
SALE 168 1054
SALE 18 1054
SALE 1300 1054
SALE 9487 1054
SALE 3950 1054
SALE 50 1054
SALE 1100 1054
SALE 600 1054
SALE 1000 1054
SALE 1200 1054
PURCHASE 3300 1054
PURCHASE 6000 1054
SALE 4338 1054
SALE 5149 1054
SALE 100 1054.5
SALE 3607 1054.5
SALE 330 1054.5
SALE 28 1054.5
PURCHASE 21 1054.5
PURCHASE 4709 1054.5
PURCHASE 1250 1054.5
PURCHASE 132 1054.5
PURCHASE 1598 1054.5
PURCHASE 510 1054.5
PURCHASE 8 1054.5
PURCHASE 599 1054.5
PURCHASE 2923 1054.5
PURCHASE 1200 1054.5
PURCHASE 1000 1054.5
PURCHASE 500 1054.5
SALE 800 1055
SALE 386 1055
SALE 114 1055
PURCHASE 700 1055
SALE 700 1055
PURCHASE 1150 1055
PURCHASE 1742 1055
SALE 426 1055
PURCHASE 1000 1055
PURCHASE 6000 1055.5
PURCHASE 516 1055.5
PURCHASE 1789 1055.5
SALE 3098 1055.5
SALE 1482 1055.5
PURCHASE 2224 1056.5
PURCHASE 1200 1056.5
SALE 2416 1056.5
SALE 327 1056.5
SALE 300 1056.5
SALE 589 1056.5
SALE 7500 1056.5
SALE 2500 1056.5
SALE 2500 1056.5
SALE 168 1056.5
SALE 1933 1056.5
SALE 1627 1056.5
SALE 2100 1056.5
PURCHASE 420 1057
PURCHASE 1080 1057
PURCHASE 20 1057
PURCHASE 207 1057
PURCHASE 643 1057
PURCHASE 500 1057
PURCHASE 30 1057
PURCHASE 700 1057
SALE 540 1057
PURCHASE 9460 1057
PURCHASE 9460 1057
SALE 1402 1057
PURCHASE 808 1057
PURCHASE 492 1057
SALE 8101 1057.5
SALE 5170 1057.5
SALE 3300 1057.5
SALE 970 1057.5
SALE 603 1057.5
SALE 358 1057.5
SALE 427 1057.5
PURCHASE 4385 1058
PURCHASE 423 1058.5
SALE 800 1058.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 16 APRIL 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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