EPT Disclosure
April 18 2007 - 7:08AM
UK Regulatory
RNS Number:0673V
UBS AG (EPT)
18 April 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 17th April 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 9,052 0.00% 95,848 0.01%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 9,052 0.00% 95,848 0.01%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 700 1049.5 pence
SALE 24 1049.5
SALE 3276 1049.5
SALE 700 1050
SALE 199 1050
SALE 181 1050
SALE 2200 1050
SALE 9523 1050
SALE 512 1050
SALE 9011 1050
PURCHASE 3300 1050.5
PURCHASE 7500 1050.5
PURCHASE 6841 1050.5
PURCHASE 303 1050.5
SALE 1600 1050.5
SALE 233 1050.5
SALE 221 1050.5
SALE 3300 1050.5
SALE 485 1050.5
SALE 9519 1050.5
SALE 9519 1050.5
PURCHASE 1000 1051
PURCHASE 2 1051
PURCHASE 38 1051
PURCHASE 3260 1051
PURCHASE 424 1051
PURCHASE 1476 1051
PURCHASE 825 1051
PURCHASE 575 1051
PURCHASE 2700 1051
PURCHASE 700 1051
PURCHASE 600 1051
PURCHASE 18 1051
PURCHASE 758 1051
PURCHASE 1524 1051
PURCHASE 2232 1051
PURCHASE 4741 1051
PURCHASE 266 1051
PURCHASE 168 1051
PURCHASE 783 1051
PURCHASE 1324 1051
PURCHASE 5169 1051
PURCHASE 1578 1051
SALE 237 1051
SALE 212 1051
SALE 408 1051
SALE 616 1051
PURCHASE 57 1051.5
PURCHASE 1591 1051.5
PURCHASE 1584 1051.5
PURCHASE 1462 1051.5
PURCHASE 505 1051.5
PURCHASE 33 1051.5
SALE 4000 1051.5
SALE 3300 1051.5
SALE 225 1051.5
SALE 106 1051.5
SALE 1500 1051.5
SALE 1694 1051.5
SALE 210 1052
SALE 344 1052
PURCHASE 900 1052.5
SALE 3500 1052.5
SALE 162 1052.5
PURCHASE 3326 1053
PURCHASE 674 1053
PURCHASE 1217 1053
PURCHASE 1383 1053
SALE 158 1053
SALE 500 1053
SALE 3300 1053.5
SALE 209 1054
SALE 161 1054.5
SALE 189 1054.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 18 APRIL 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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