EPT Disclosure
May 11 2007 - 7:52AM
UK Regulatory
RNS Number:4549W
UBS AG (EPT)
11 May 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 10th MAY 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 4,447 0.00% 535,808 0.05%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 4,447 0.00% 535,808 0.05%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 8920 1121 pence
SALE 4000 1121
SALE 12031 1121
SALE 2865 1121.5
SALE 3020 1121.5
SALE 3326 1121.5
SALE 3026 1121.5
SALE 2354 1121.5
SALE 3699 1121.5
PURCHASE 400 1121.5
SALE 1730 1121.5
SALE 44 1121.5
SALE 1844 1121.5
SALE 1617 1121.5
SALE 1889 1121.5
SALE 2800 1121.5
SALE 2900 1121.5
SALE 2736 1121.5
PURCHASE 925 1121.5
PURCHASE 1078 1121.5
PURCHASE 1540 1121.5
SALE 4000 1121.5
SALE 4000 1121.5
SALE 3409 1121.5
SALE 5507 1121.5
PURCHASE 446 1121.5
PURCHASE 2654 1121.5
PURCHASE 225 1121.5
SALE 4000 1121.5
PURCHASE 2230 1121.5
PURCHASE 749 1121.5
PURCHASE 121 1121.5
PURCHASE 1094 1121.5
PURCHASE 1116 1121.5
PURCHASE 851 1121.5
PURCHASE 178 1121.5
PURCHASE 14 1121.5
PURCHASE 1138 1121.5
SALE 2900 1121.5
PURCHASE 380 1121.5
PURCHASE 3000 1121.5
PURCHASE 404 1121.5
PURCHASE 363 1122
PURCHASE 4000 1122
PURCHASE 5944 1122
PURCHASE 112 1122
PURCHASE 125 1122
PURCHASE 127 1122
PURCHASE 118 1122
PURCHASE 113 1122
PURCHASE 106 1122
PURCHASE 4000 1122
PURCHASE 137 1122
PURCHASE 147 1122
PURCHASE 2500 1122
PURCHASE 1658 1122
PURCHASE 1627 1122
PURCHASE 1717 1122
PURCHASE 1534 1122
PURCHASE 573 1122
PURCHASE 4000 1122
PURCHASE 1700 1122
PURCHASE 268 1122
PURCHASE 318 1122
PURCHASE 6912 1122.5
PURCHASE 720 1123
PURCHASE 8904 1123
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 11 MAY 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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