EPT Disclosure
May 16 2007 - 7:54AM
UK Regulatory
RNS Number:7019W
Citigroup Global Markets UK EqtyLtd
16 May 2007
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Citigroup Global Markets UK Equity Limited
Company dealt in Alliance Boots Plc
Class of relevant security to which the Ord/Equity
dealings being disclosed relate (Note 1)
Date of dealing 15 May 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number Number
(%) (%)
(1) Relevant securities 21,281,226
(2.20%) (0.00%)
(2) Derivatives (other than options)
(0.00%) (0.00%)
(3) Options and agreements to purchase/sell 1,500,000 3,250,000
(0.11%) (0.35%)
Total 22,781,226 3,250,000
(2.31%) (0.35%)
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(0.00%) (0.00%)
(2) Derivatives (other than options)
(0.00%) (0.00%)
(3) Options and agreements to purchase/sell
(0.00%) (0.00%)
Total
(0.00%) (0.00%)
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase Number of securities Price per unit (Note 4)
Total
Sales Number of securities Price per unit (Note 4)
57,431 GBP 11.2275
Total 57,431
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per
unit (Note 4)
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8)
YES
Date of disclosure 16 May 2007
Contact name Neil Kober
Telephone number 020 7508 9050
Name of offeree/offeror with which connected Kohlberg Kravis Roberts & Co
Nature of connection (Note 9) Financial Advisor
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 8
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1, Form 8.1(b)(ii) or Form 8.3, as
appropriate)
OPEN POSITIONS (Note 1)
Product name, Written or Number of securities Exercise price Type, e.g. Expiry date
purchased to which the option or (Note 2) American,
e.g. call option derivative relates European etc.
Call Option Purchased 500,000 GBP 10.0000 American 15 June 2007
Call Option Purchased 1,000,000 GBP 10.5000 American 15 June 2007
Put Option Purchased 2,000,000 GBP 9.5000 American 15 June 2007
Call Option Written 500,000 GBP 10.0000 American 15 June 2007
Call Option Written 750,000 GBP 10.5000 American 15 June 2007
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rule 8 and its
Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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