EPT Disclosure
June 06 2007 - 7:35AM
UK Regulatory
RNS Number:8687X
UBS AG (EPT)
06 June 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 5 JUNE 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 333,299 0.03% 3,600 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 333,299 0.03% 3,600 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 700 1124 pence
SALE 4000 1124
SALE 8896 1124
SALE 1093 1124
SALE 7 1124
SALE 32 1124
SALE 3968 1124
SALE 1125 1124
SALE 1438 1124
SALE 4000 1124
SALE 1176 1124
SALE 1095 1124
SALE 1729 1124
SALE 8896 1124
SALE 8896 1124
SALE 2200 1124
SALE 4000 1124.5
SALE 8892 1124.5
PURCHASE 492 1124.5
PURCHASE 2500 1124.5
PURCHASE 72 1124.5
PURCHASE 236 1124.5
SALE 977 1124.5
PURCHASE 3300 1124.5
PURCHASE 1429 1124.5
PURCHASE 1800 1124.5
SALE 41 1124.5
PURCHASE 746 1124.5
PURCHASE 100 1124.5
PURCHASE 736 1124.5
PURCHASE 1600 1124.5
PURCHASE 8892 1124.5
SALE 602 1124.5
SALE 214 1124.5
PURCHASE 2500 1124.5
SALE 5000 1124.5
PURCHASE 4000 1124.5
PURCHASE 8892 1124.5
PURCHASE 929 1124.5
PURCHASE 140 1124.5
PURCHASE 1215 1124.5
PURCHASE 681 1124.5
PURCHASE 3214 1124.5
PURCHASE 792 1124.5
PURCHASE 421 1124.5
PURCHASE 1500 1124.5
PURCHASE 2951 1124.5
PURCHASE 1049 1124.5
PURCHASE 800 1124.5
PURCHASE 215 1124.5
PURCHASE 8677 1124.5
SALE 8888 1125
SALE 3300 1125
PURCHASE 8888 1125
PURCHASE 1600 1125
PURCHASE 4000 1125
PURCHASE 1600 1125
PURCHASE 6373 1125
PURCHASE 915 1125
PURCHASE 600 1126.5
SALE 5800 1127
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 6 JUNE 2007
Contact name NIMISHA SACHDEV
Telephone number 020 7568 9289
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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