EPT Disclosure
June 12 2007 - 7:47AM
UK Regulatory
RNS Number:2009Y
UBS AG (EPT)
12 June 2007
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader UBS AG London Branch
Company dealt in Alliance Boots Plc
Class of relevant security to which the 37 7/39p ordinary
dealings being disclosed relate (Note 1)
Date of dealing 11 JUNE 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 4,509,233 0.47% 8,329 0.00%
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total 4,509,233 0.47% 8,329 0.00%
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements to
purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
SALE 3900 1124 pence
PURCHASE 4000 1124.5
PURCHASE 1423 1124.5
PURCHASE 131729 1124.5
PURCHASE 1472 1124.5
PURCHASE 6337 1124.5
PURCHASE 408 1124.5
PURCHASE 2236 1124.5
PURCHASE 50000 1124.5
PURCHASE 769 1124.5
PURCHASE 1230 1124.5
PURCHASE 2200 1124.5
PURCHASE 14706 1124.5
PURCHASE 603 1124.5
PURCHASE 2200 1124.5
PURCHASE 600 1124.5
PURCHASE 22100 1124.5
PURCHASE 4192 1124.5
PURCHASE 100000 1124.5
PURCHASE 2397 1124.5
PURCHASE 150000 1124.5
PURCHASE 500 1124.5
PURCHASE 16788 1124.5
PURCHASE 100000 1124.5
PURCHASE 15309 1124.5
PURCHASE 100000 1124.5
PURCHASE 500 1124.5
PURCHASE 17380 1124.5
PURCHASE 100000 1124.5
PURCHASE 2403 1124.5
PURCHASE 392 1124.5
PURCHASE 400 1124.5
PURCHASE 18000 1124.5
PURCHASE 700 1124.5
PURCHASE 18000 1124.5
PURCHASE 18000 1124.5
PURCHASE 3100 1124.5
SALE 8892 1124.5
SALE 3300 1124.5
SALE 3300 1124.5
SALE 1136 1124.5
SALE 2164 1124.5
PURCHASE 3100 1125
PURCHASE 3100 1125
PURCHASE 4000 1125
PURCHASE 3279 1125
PURCHASE 455 1125
PURCHASE 2845 1125
PURCHASE 4000 1125
SALE 1935 1125
PURCHASE 3100 1125.5
PURCHASE 593 1125.5
PURCHASE 48 1125.5
PURCHASE 459 1125.5
PURCHASE 200 1125.5
PURCHASE 700 1125.5
PURCHASE 67 1125.5
PURCHASE 533 1125.5
PURCHASE 100 1125.5
SALE 115 1125.5
SALE 1649 1125.5
SALE 2300 1125.5
SALE 768 1125.5
SALE 1768 1125.5
SALE 3100 1125.5
SALE 4835 1125.5
(b) Derivatives transactions (other than options)
Product name, e.g Long/short (Note 5) Number of securities Price per unit
CFD (Note 6) (Note 4)
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, e.g. Expiry Option
name,e.g. selling, securities price American, date money paid/
call purchasing, to which the European received per
option varying etc option etc. unit (Note
relates 4)
(Note 6)
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if applicable)
(Note 7)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any
derivative referred to on this form is referenced. If none, this should be
stated.
..............................................................................
..............................................................................
Is a Supplemental Form 38.5(b) attached? (Note 8)
NO
Date of disclosure 12 JUNE 2007
Contact name LOUISE ROBINSON
Telephone number 020 7567 8762
Name of offeree/offeror with which connected Alliance Boots Plc
Nature of connection (Note 9) CONNECTED ADVISER
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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