EPT Disclosure
June 18 2007 - 7:19AM
UK Regulatory
RNS Number:5277Y
Citigroup Global Markets UK EqtyLtd
18 June 2007
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader Citigroup Global Markets UK Equity Limited
Company dealt in Alliance Boots Plc
Class of relevant security to which the Ord/Equity
dealings being disclosed relate (Note 1)
Date of dealing 15 June 2007
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
Long Short
Number Number
(%) (%)
(1) Relevant securities 22,781,226 (2.31%) 1,250,000 (0.15%)
(2) Derivatives (other than options) (0.00%) (0.00%)
(3) Options and agreements to purchase/sell (0.00%) (0.00%)
Total 22,781,226 (2.31%) 1,250,000 (0.15%)
(b) Interests and short positions in relevant securities of the
company, other than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities (0.00%) (0.00%)
(2) Derivatives (other than options) (0.00%) (0.00%)
(3) Options and agreements to purchase/sell (0.00%) (0.00%)
Total (0.00%) (0.00%)
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase Number of securities Price per unit (Note 4)
GBP
Total
Sales Number of securities Price per unit (Note 4)
GBP
Total
(b) Derivatives transactions (other than options)
Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money
purchasing, to which the option American,
e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per
unit (Note 4)
Call Option Purchasing 500,000 GBP 10.0 American 15-06-07 GBP 1.30
Call Option Purchasing 750,000 GBP 10.5 American 15-06-07 GBP 0.80
Call Option Selling 500,000 GBP 10.0 American 15-06-07 GBP 1.28
Call Option Selling 1,000,000 GBP 10.5 American 15-06-07 GBP 0.78
(ii) Exercising
Product name, e.g. call option Number of securities Exercise price per unit (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating
to the voting rights of any relevant securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
Date of disclosure 18 June 2007
Contact name Neil Kober
Telephone number 020 7508 9050
Name of offeree/offeror with which connected Kohlberg Kravis Roberts & Co
Nature of connection (Note 9) Financial Advisor
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
EMMILFLLRSITLID
Alliance Boots (LSE:AB.)
Historical Stock Chart
From Jun 2024 to Jul 2024
Alliance Boots (LSE:AB.)
Historical Stock Chart
From Jul 2023 to Jul 2024