AFH Financial Group Plc Holding(s) in Company (2790C)
June 17 2021 - 7:24AM
UK Regulatory
TIDMAFHP TIDMAFHB
RNS Number : 2790C
AFH Financial Group Plc
17 June 2021
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer
and to the FCA in Microsoft Word format if possible) (i)
1a. Identity of the issuer or AFH Financial Group PLC
the underlying issuer of existing
shares to which voting rights are
attached (ii) :
-------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark
with an "X" if appropriate)
Non-UK issuer
-----------------
2. Reason for the notification (please mark the appropriate box
or boxes with an "X")
An acquisition or disposal of voting rights
-----------------
An acquisition or disposal of financial instruments
-----------------
An event changing the breakdown of voting rights X
-----------------
Other (please specify) (iii) :
-----------------
3. Details of person subject to the notification obligation (iv)
Name Slater Investments
City and country of registered London, United-Kingdom
office (if applicable)
4. Full name of shareholder(s) (if different from 3.) (v)
Name
-------------------------------------------------------------
City and country of registered
office (if applicable)
-------------------------------------------------------------
5. Date on which the threshold 16/06/2021
was crossed or reached (vi) :
-------------------------------------------------------------
6. Date on which issuer notified 16/06/2021
(DD/MM/YYYY):
-------------------------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting Total of both Total number of
rights attached rights through in % (8.A voting rights
to shares financial instruments + 8.B) of issuer (vii)
(total of (total of 8.B
8. A) 1 + 8.B 2)
---------------------- ----------------------- ----------------- -----------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 11.550000 0.000000 11.550000 5577529
---------------------- ----------------------- ----------------- -----------------
Position of
previous notification
(if
applicable) 12.170000 0.000000 12.170000 5203234
---------------------- ----------------------- ----------------- -----------------
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reached (viii)
A: Voting rights attached to shares
Class/type of Number of voting rights % of voting rights
shares (ix)
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of (Art 9 of Directive (Art 10
2004/109/EC) Directive 2004/109/EC) of Directive
(DTR5.1) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.2.1) (DTR5.2.1)
-------------------
GB00B4W5WQ08 286627 5290902 0.590000 10.960000
-------------------- ------------------- ----------------------------- --------------
SUBTOTAL 8. A 5577529 11.550000%
----------------------------------------- ---------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date Conversion Period rights that may rights
(x) (xi) be acquired if
the instrument
is
exercised/converted.
-------------------- ------------------- ----------------------------- --------------
SUBTOTAL 8. B
1
------------------- ----------------------------- --------------
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial Expiration Exercise/ Physical Number of % of voting
instrument date (x) Conversion or cash voting rights rights
Period (xi) settlement
(xii)
--------------------- ------------------- ------------ ---------------
SUBTOTAL
8.B.2
------------ ---------------
9. Information in relation to the person subject to the notification
obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled X
by any natural person or legal entity and does not control any
other undertaking(s) holding directly or indirectly an interest
in the (underlying) issuer (xiii)
Full chain of controlled undertakings through which the voting
rights and/or the
financial instruments are effectively held starting with the
ultimate controlling natural person or legal entity (xiv) (please
add additional rows as necessary)
Name (xv) % of voting rights % of voting rights Total of both if
if it equals or through financial it equals or is
is higher than instruments if higher than the
the notifiable it equals or is notifiable threshold
threshold higher than the
notifiable threshold
--------------------- ------------------------ ----------------------
Mark Slater -
Slater Investments 11.550000 11.550000
--------------------- ------------------------ ----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
------------------------------------------------
The number and % of voting rights
held
------------------------------------------------
The date until which the voting
rights will be held
------------------------------------------------
11. Additional information (xvi)
Last boundary crossing was 24/01/2020 where % of total voting rights
was 12.17%.
Place of completion London, United-Kingdom
Date of completion 16/06/2021
-----------------------
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