UBS AG (EPT) Form 8.5 (EPT/RI) - Replacement 2 (9924E)
July 22 2016 - 6:23AM
UK Regulatory
TIDMARM
RNS Number : 9924E
UBS AG (EPT)
22 July 2016
Amendment 2 (Latest)
This announcement replaces the previous amendment 8563E at 09:45
am on the 21st July 2016. Amendments made to 2 (a) Purchases and
Sales (b) Cash-settled derivative transactions
Amendment 1:
This announcement replaces the previous announcement 7472E at
11:40 am on the 20th July 2016. Amendments made to 2 (a) Purchases
and Sales (b) Cash-settled derivative transactions
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
------------------------------------------------------------- -------------------------------------------------------
(b) Name of offeror/offeree in relation to whose relevant ARM Holdings Plc
securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------------------- -------------------------------------------------------
(c) Name of the party to the offer with which exempt ARM Holdings Plc offeree to SoftBank Group Corporation
principal trader is connected:
------------------------------------------------------------- -------------------------------------------------------
(d) Date dealing undertaken: 19 July 2016
------------------------------------------------------------- -------------------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt NO
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------------------------------- -------------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
----------------------- ----------------- ------------------------ ----------------------- -----------------------
0.05p ordinary Buy 7662408 16.97405 GBP 16.62900 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
0.05p ordinary Sell 3920946 21.91111 USD 16.62900 GBP
----------------------- ----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 2808 16.673123 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 63545 21.90431308 USD
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 29201 16.6507034 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 1560 16.7
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 4010 21.91110789 USD
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 1873 16.706175 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 30900 16.676162 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 14000 16.700203 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 175202 17.4291
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 36698 16.66719848 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 92627 16.66719833 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 1 16.73
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 404691 16.6507033 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 6467 16.66719808 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 594 16.69678451 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 27356 16.678645 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 9705 16.67144049 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 21723 16.64430327 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 112814 16.63660414 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 31100 16.675175
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 297000 16.675208 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 37500 16.675209
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 32000 16.675405 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Long 23000 16.675713 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 167400 16.703364 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 143300 16.7064
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 143100 16.708013 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 47700 16.701685 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 145000 16.69
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 108701 16.63
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 100000 16.73672
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 120000 16.743383 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 13687 16.678956 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 45000 16.70669
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 45000 16.67666
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 70000 16.671012 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 330000 16.68726106 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 200000 16.706359 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 200000 16.6726441 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 220000 16.687106 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 220000 16.685311 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 6000 16.72061583 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 100000 16.691543 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 115000 16.7167
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 30000 16.695
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 2680 16.67723134 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 233733 16.6784393122 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 220167 16.7
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 250000 16.692676 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 455221 16.71497394 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 350000 16.66998 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 124525 16.718355 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 350000 16.69743977 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 118500 16.675933 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 150000 16.88569
GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 100000 16.9740519 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 130000 16.717143 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 200000 16.68746357 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
0.05p ordinary CFD Short 250000 16.684668 GBP
------------------------ -------------------- ------------------------ ------------------------ ------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 22 July 2016
--------------------- --------------------
Contact name: Tahmidul Haque
--------------------- --------------------
Telephone number: +44 (0)20 7568 1245
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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