TIDMARM
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree ARM HOLDINGS PLC
in relation to whose
relevant securities
this form relates:
(c) Name of the party to the ARM HOLDINGS PLC
offer with which exempt
principal trader is connected
(d) Date position held/dealing 21 July 2016
undertaken:
(e) In addition to the NO
company in 1(b)
above, is the exempt principal
trader making disclosures
in respect
of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant
securities
owned
and/or 7,670,005 0.54% 3,513,265 0.25%
controlled:
(2) Cash-settled
derivatives:
1,285,488 0.09% 5,411,984 0.38%
(3) Stock-settled
derivatives
(including
options)
and agreements 0 0.00% 0 0.00%
to
purchase/DEALING:
TOTAL: 8,955,493 0.64% 8,925,249 0.63%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors'
and other employee options)
Class of relevant security in relation
to which subscription right exists:
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchase/DEALING Total number of Highest price Lowest price
relevant per unit per unit
security securities paid/received paid/received
ORD Purchase 1,553,173 16.8000 GBP 16.717 GBP
ORD Sale 1,567,956 16.7973 GBP 16.7423 GBP
ADR Purchase 600 66.1950 USD 66.1625 USD
ADR Sale 600 66.1950 USD 66.1625 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 260 16.7734 GBP
ORD CFD Long 282 16.7473 GBP
ORD SWAP Long 5,671 16.7423 GBP
ORD SWAP Long 6,798 16.7738 GBP
ORD CFD Long 11,248 16.7466 GBP
ORD CFD Long 28,362 16.7586 GBP
ORD SWAP Long 37,046 16.7498 GBP
ORD CFD Long 49,264 16.7558 GBP
ORD SWAP Long 61,377 16.7628 GBP
ORD CFD Short 300 16.7712 GBP
ORD CFD Short 411 16.7212 GBP
ORD SWAP Short 1,000 16.8016 GBP
ORD SWAP Short 8,580 16.7589 GBP
ORD CFD Short 11,248 16.7782 GBP
ORD SWAP Short 11,565 16.7664 GBP
ORD SWAP Expires Short 22,400 16.7167 GBP
21/10/2017
ORD CFD Short 36,590 16.7777 GBP
ORD CFD Short 46,468 16.7718 GBP
ORD SWAP Short 60,595 16.7704 GBP
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry date Option
relevant description purchasing, of price e.g. money
security e.g. selling, securities per unit American, paid/
call varying to European received
option etc. which etc. per
option unit
relates
(ii) Exercise
Class of relevant Product Exercising/ Number Exercise price
security description exercised of securities per unit
e.g. call against
option
(d) Other dealings (including subscribing for new
securities)
Class of relevant Nature of dealing Details Price per unit (if
security e.g. subscription, applicable)
conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal or
informal, relating to relevant securities which
may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any
party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there
are no such agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the
exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Jul 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
View source version on businesswire.com:
http://www.businesswire.com/news/home/DEALING/en/
This information is provided by Business Wire
(END) Dow Jones Newswires
July 22, 2016 06:57 ET (10:57 GMT)
ARM Holdings (LSE:ARM)
Historical Stock Chart
From Dec 2024 to Jan 2025
ARM Holdings (LSE:ARM)
Historical Stock Chart
From Jan 2024 to Jan 2025
