TIDMARM
RNS Number : 3113G
Edgewood Management LLC
04 August 2016
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Edgewood Management LLC
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(b) Owner or controller of interests and short positions disclosed, if different from 1(a): Edgewood Management LLC
The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: ARM Holdings PLC
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected with an offeror/offeree, state this and specify
identity
of offeror/offeree:
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(e) Date position held/dealing undertaken: 3 August 2016
For an opening position disclosure, state the latest practicable date prior to the
disclosure
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(f) In addition to the company in 1(c) above, is the discloser making disclosures in NO
respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
------------------------------------------------------------------------------- -------------------------------------
Interests Short positions
------------------------------------------------------------------------------- ----------------- ------------------
Number % Number %
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(1) Relevant securities owned and/or controlled: 22,401,012 1.5
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(2) Cash-settled derivatives:
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
------------------------------------------------------------------------------- ----------- ---- ------------- ---
TOTAL: 22,401,012 1.5
------------------------------------------------------------------------------- ----------- ---- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
----------------------------------------------------------------------------
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales *
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sell 177 USD 67.37
--------------------------- -------------- --------------------- ---------------
ADR Sell 909,196 USD 67.36
--------------------------- -------------- --------------------- ---------------
*This trade activity was on 3 August 2016. Please refer to page
4 reflecting the trade activity between 18 July and 2 August.
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 4 August 2016
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Contact name: Olivia Fleming
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Telephone number: +1 212-313-6057
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
avg
7/18/2016 quantity price
----------- ------------------------ --------------
sell 52 66.8600
----------- ------------------------ --------------
sell 1,683 66.6693
----------- ------------------------ --------------
sell 39 66.8695
----------- ------------------------ --------------
avg
7/19/2016 quantity price
----------- ------------------------ --------------
sell 1,850,000 65.6015
----------- ------------------------ --------------
avg
7/20/2016 quantity price
----------- ------------------------ --------------
sell 1,713 65.9100
----------- ------------------------ --------------
sell 16,476 66.2801
----------- ------------------------ --------------
sell 19,784 66.2544
----------- ------------------------ --------------
sell 30,238 66.2759
----------- ------------------------ --------------
sell 34,052 66.2793
----------- ------------------------ --------------
sell 54,705 66.2011
----------- ------------------------ --------------
sell 72,297 66.2459
----------- ------------------------ --------------
sell 530,439 65.5309
----------- ------------------------ --------------
sell 161 66.0000
----------- ------------------------ --------------
sell 3 65.9968
----------- ------------------------ --------------
avg
7/21/2016 quantity price
----------- ------------------------ --------------
sell 194 66.3210
----------- ------------------------ --------------
sell 413 66.2334
----------- ------------------------ --------------
sell 463 66.3500
----------- ------------------------ --------------
sell 781 66.4600
----------- ------------------------ --------------
sell 817 66.4110
----------- ------------------------ --------------
sell 1,356 66.3417
----------- ------------------------ --------------
sell 1,774 66.4256
----------- ------------------------ --------------
sell 2,912 66.4684
----------- ------------------------ --------------
sell 4,935 66.3325
----------- ------------------------ --------------
sell 6,292 66.2179
----------- ------------------------ --------------
sell 25,986 66.3575
----------- ------------------------ --------------
sell 28,875 66.3244
----------- ------------------------ --------------
sell 9 66.0800
----------- ------------------------ --------------
sell 89 66.1100
----------- ------------------------ --------------
sell 134 66.1600
----------- ------------------------ --------------
sell 656 66.3704
----------- ------------------------ --------------
sell 1,000 66.1905
----------- ------------------------ --------------
sell 2,227 66.4100
----------- ------------------------ --------------
sell 27,726 66.3126
----------- ------------------------ --------------
sell 72,514 66.1434
----------- ------------------------ --------------
sell 18,991 66.2751
----------- ------------------------ --------------
avg
7/22/2016 quantity price
----------- ------------------------ --------------
sell 5 65.7700
----------- ------------------------ --------------
sell 15 65.7700
----------- ------------------------ --------------
sell 20 65.8200
----------- ------------------------ --------------
sell 21 65.7800
----------- ------------------------ --------------
buy 122 65.7280
----------- ------------------------ --------------
sell 464 65.7497
----------- ------------------------ --------------
sell 472 65.7800
----------- ------------------------ --------------
sell 732 65.7900
----------- ------------------------ --------------
no wrap
----------- ------------------------ --------------
avg
7/25/2016 quantity price
----------- ------------------------ --------------
sell 3 66.0801
----------- ------------------------ --------------
sell 18 66.1400
----------- ------------------------ --------------
sell 24 66.1400
----------- ------------------------ --------------
buy 5,034 66.1765
----------- ------------------------ --------------
sell 66 66.1695
----------- ------------------------ --------------
avg
7/26/2016 quantity price
----------- ------------------------ --------------
sell 100 66.2200
----------- ------------------------ --------------
sell 211 66.0500
----------- ------------------------ --------------
no wrap
----------- ------------------------ --------------
avg
7/27/2016 quantity price
----------- ------------------------ --------------
sell 29 66.0601
----------- ------------------------ --------------
sell 1,358 65.8767
----------- ------------------------ --------------
no wrap
----------- ------------------------ --------------
avg
7/28/2016 quantity price
----------- ------------------------ --------------
buy 14,694 65.8167
----------- ------------------------ --------------
sell 13 65.8350
----------- ------------------------ --------------
sell 17 65.7900
----------- ------------------------ --------------
sell 22 65.8300
----------- ------------------------ --------------
buy 14,870 65.9513
----------- ------------------------ --------------
no wrap
----------- ------------------------ --------------
avg
7/29/2016 quantity price
----------- ------------------------ --------------
sell 218 66.6600
----------- ------------------------ --------------
sell 30 66.5300
----------- ------------------------ --------------
buy 84 66.6299
----------- ------------------------ --------------
sell 159 66.1500
----------- ------------------------ --------------
buy 1,183 66.6099
----------- ------------------------ --------------
sell 57 66.5384
----------- ------------------------ --------------
avg
8/1/2016 quantity price
----------- ------------------------ --------------
buy 53 66.0400
----------- ------------------------ --------------
sell 242 66.1209
----------- ------------------------ --------------
buy 444 66.1899
----------- ------------------------ --------------
buy 738 66.1969
----------- ------------------------ --------------
sell 190 66.1488
----------- ------------------------ --------------
avg
8/2/2016 quantity price
----------- ------------------------ --------------
sell 372 66.7908
----------- ------------------------ --------------
sell 450,000 66.7407
----------- ------------------------ --------------
buy 23 66.6000
----------- ------------------------ --------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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