GoldmanSachs International Form 8.5 (EPT/RI) - Amendment (3180G)
August 04 2016 - 11:45AM
UK Regulatory
TIDMARM
RNS Number : 3180G
GoldmanSachs International
04 August 2016
Amendment - due to the amendment of Equity and Derivative
transactions, the disclosure made on 02 Aug for dealings on 01 Aug
has been updated. Sections 2(a) and 2(b) have been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal (GS) GOLDMAN SACHS
trader: INTERNATIONAL
-------------------------------- -------------------
(b) Name of offeror/offeree ARM HOLDINGS PLC
in relation to whose relevant
securities this form relates:
Use a separate form for
each offeror/offeree
-------------------------------- -------------------
(c) Name of the party to ARM HOLDINGS PLC
the offer with which exempt
principal trader is connected:
-------------------------------- -------------------
(d) Date dealing undertaken: 01 August 2016
-------------------------------- -------------------
(e) In addition to the company N/A
in 1(b) above, is the exempt
principal trader making
disclosures in respect of
any other party to the offer?
If it is a cash offer or
possible cash offer, state
"N/A"
-------------------------------- -------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest Lowest
relevant sales of securities price per price per
security unit paid/received unit paid/received
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Purchases 2,869,687 16.7549 16.6990
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
0.05p ordinary Sales 4,376,351 16.7400 16.7100
GBP GBP
--------------- ----------- --------------- -------------------- --------------------
ADR / (1.00 Purchases 357,070 66.1500 66.1434
: 3.00) (1,071,210) USD USD
--------------- ----------- --------------- -------------------- --------------------
ADR / (1.00 Sales 357,070 66.1500 66.1434
: 3.00) (1,071,210) USD USD
--------------- ----------- --------------- -------------------- --------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number Price
relevant description e.g. opening/closing of reference per unit
security e.g. CFD a long/short securities
position, increasing/reducing
a long/short
position
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 3,910 16.7050
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 144 16.7050
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 3,324 16.7050
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 490 16.7050
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 1,656 16.7050
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 691 16.7102
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 12,796 16.7157
long position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 28,140 16.7175
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 394 16.7193
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 170 16.7193
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 2,704 16.7217
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a long 45,635 16.7223
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 992 16.7234
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 2,354 16.7234
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 172 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 4 16.7300
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a long 30,000 16.7300
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Reducing a 36 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 175,338 16.7325
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 61,140 16.7325
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 181,451 16.7369
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 181,451 16.7369
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 68,549 16.7369
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 7,500 16.7464
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Increasing 52,500 16.7464
a short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 1,782 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 119,162 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 101,272 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 50,472 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 14,912 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 1,428 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 57,346 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary CFD Opening a short 4,364 16.7549
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP^ Reducing a 1,000,000 16.7200
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 574,000 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 109,000 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 136,000 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Opening a short 569 16.7300
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Reducing a 398,000 16.7300
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP Opening a short 5,219 16.7300
position GBP
--------------- ------------- ------------------------------- -------------- ----------
0.05p ordinary SWAP^ Reducing a 231,180 16.7400
short position GBP
--------------- ------------- ------------------------------- -------------- ----------
^Please note this product is part of a basket of securities for
which ARM HOLDINGS PLC is a component
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of securities price e.g. date money
relevant e.g. selling, to which per American, paid/
security call varying etc. option unit European received
option relates etc. per
unit
---------- ------------- -------------- --------------- --------- ----------- ------- ----------
(ii) Exercise
Class of Product Exercising Number Exercise
relevant description / exercised of securities price per
security e.g. call against unit
option
---------- ------------- ------------- --------------- -----------
(d) Other dealings (including subscribing for new securities)
Class of Nature of dealing Details Price per
relevant e.g. subscription, unit (if
security conversion applicable)
---------- -------------------- -------- -------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement,
or any agreement or understanding, formal
or informal, relating to relevant securities
which may be an inducement to deal or refrain
from dealing entered into by the exempt principal
trader making the disclosure and any party
to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent
should not be included. If there are no such
agreements, arrangements or understandings,
state "none"
---------------------------------------------------
NONE
---------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or
understanding, formal or informal, between
the exempt principal trader making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities
under any option; or
(ii) the voting rights or future acquisition
or disposal of any relevant securities to
which any derivative is referenced:
If there are no such agreements, arrangements
or understandings, state "none"
---------------------------------------------------
NONE
---------------------------------------------------
Date of disclosure: 04 August 2016
--------------------- -------------------------
Contact name: Joanna Foley and Lindsay
Matcham
--------------------- -------------------------
+44(20) 7051 9996 /
Telephone number: +44(20) 7774 4316
--------------------- -------------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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