TIDMARM
RNS Number : 3228G
Edgewood Management LLC
04 August 2016
FORM 8.3
AMED
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Edgewood Management LLC
---------------------------------------------------------- ----------------------------------------------------------
(b) Owner or controller of interests and short positions Edgewood Management LLC
disclosed, if different from 1(a):
The naming of nominee or vehicle companies is
insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
---------------------------------------------------------- ----------------------------------------------------------
(c) Name of offeror/offeree in relation to whose relevant ARM Holdings PLC
securities this form relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------- ----------------------------------------------------------
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity
of offeror/offeree:
---------------------------------------------------------- ----------------------------------------------------------
(e) Date position held/dealing undertaken: 3 August 2016 (in addition Edgewood Management LLC has
For an opening position disclosure, state the latest dealt on previous dates during the
practicable date prior to the disclosure offer period as attached at the end of the form)
---------------------------------------------------------- ----------------------------------------------------------
(f) In addition to the company in 1(c) above, is the NO
discloser making disclosures in respect If YES, specify which:
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------------------------- ----------------------------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security:
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Interests Short positions
------------------------------------------------------------------------------- ----------------- ------------------
Number % Number %
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(1) Relevant securities owned and/or controlled: 22,401,012 1.5
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(2) Cash-settled derivatives:
------------------------------------------------------------------------------- ----------- ---- ------------- ---
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
------------------------------------------------------------------------------- ----------- ---- ------------- ---
TOTAL: 22,401,012 1.5
------------------------------------------------------------------------------- ----------- ---- ------------- ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
----------------------------------------------------------------------------
Details, including nature of the rights concerned and relevant percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 177 USD 67.37
--------------------------- -------------- --------------------- ---------------
ADR Sale 909,196 USD 67.36
--------------------------- -------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
------------------------- -------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
------------- ------------- ------------- ------------- -------------- ------------- ------------ -------------
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
----------------------- -------------------- ----------------------- --------------------- -----------------------
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
--------------------------- ------------------------------- -------- -------------------------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
---------------------------------------------------------------------------------------------
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 4 August 2016
--------------------- ----------------
Contact name: Olivia Fleming
--------------------- ----------------
Telephone number: +1 212-313-6057
--------------------- ----------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
18 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 52 66.86 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 1683 66.67 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 39 66.87 USD
--------------------------- -------------- --------------------- ---------------
19 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 1,850,000 65.60 USD
--------------------------- -------------- --------------------- ---------------
20 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 1713 65.91 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 16476 66.28 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 19784 66.25 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 30238 66.27 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 34052 66.28 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 54705 66.20 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 72297 66.25 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 530439 65.53 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 161 66.00 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 3 65.99 USD
--------------------------- -------------- --------------------- ---------------
21 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 194 66.32 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 413 66.23 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 463 66.35 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 781 66.46 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 817 66.41 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 1356 66.34 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 1774 66.43 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 2912 66.47 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 4935 66.33 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 6292 66.22 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 25986 66.36 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 28875 66.32 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 9 66.08 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 89 66.11 USD
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ADR Sale 134 66.16 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 656 66.37 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 1000 66.19 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 2227 66.41 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 27726 66.31 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 72514 66.14 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 18991 66.28 USD
--------------------------- -------------- --------------------- ---------------
22 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 20 65.77 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 20 65.82 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 21 65.78 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 122 65.73 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 464 65.75 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 472 65.78 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 732 65.79 USD
--------------------------- -------------- --------------------- ---------------
25 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 3 66.08 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 42 66.14 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 5034 66.18 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 66 66.17 USD
--------------------------- -------------- --------------------- ---------------
26 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 100 66.22 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 211 66.05 USD
--------------------------- -------------- --------------------- ---------------
27 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 29 66.06 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 1358 65.88 USD
--------------------------- -------------- --------------------- ---------------
28 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Purchase 14,694 65.82 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 13 65.84 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 17 65.79 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 22 65.83 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 14,870 65.95 USD
--------------------------- -------------- --------------------- ---------------
29 July 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Sale 218 66.66 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 30 66.53 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 84 66.63 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 159 66.15 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 1183 66.61 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 57 66.54 USD
--------------------------- -------------- --------------------- ---------------
1 August 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ---------------
ADR Purchase 53 66.04 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 242 66.12 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 444 66.19 USD
--------------------------- -------------- --------------------- ---------------
ADR Purchase 738 66.20 USD
--------------------------- -------------- --------------------- ---------------
ADR Sale 190 66.15 USD
--------------------------- -------------- --------------------- ---------------
2 August 2016
Class of relevant security Purchase/sale Number of securities Price per unit
--------------------------- -------------- --------------------- ------------------
ADR Sale 372 66.79 USD
--------------------------- -------------- --------------------- ------------------
ADR Sale 450,000 66.74 USD
--------------------------- -------------- --------------------- ------------------
ADR Purchase 23 66.60 USD
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This information is provided by RNS
The company news service from the London Stock Exchange
END
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