DJ CFA SOURCE: SEC 13F-HR
FILER: D. E. Shaw & Co. LP
QUARTER ENDED: 09/30/2013
SEC RECEIVED: 11/14/2013
Up to 200 of the largest sales of D. E. Shaw & Co. LP are
listed below, ordered by the number of shares sold during the three
months ended Sep. 30.
Company Name Value Holdings Change
PFIZER INC COM $122,604,907 4,268,230 (11,160,583)
HUDSON CITY BANCORP INC COM $169,103 18,704 (6,435,249)
HEWLETT PACKARD CO COM $15,447,632 735,952 (4,646,942)
CISCO SYSTEMS INC COM $34,316,082 1,464,559 (4,023,322)
FREEPORT MCMORAN COPPER CL B $142,187,466 4,298,291 (3,188,335)
EMC CORP/MA COM $107,173,566 4,193,019 (3,175,772)
CITIGROUP INC COM $245,662,547 5,064,163 (3,080,599)
EBAY INC COM $128,968,580 2,311,472 (2,859,722)
BARRICK GOLD CORP COM $79,937,224 4,293,084 (2,682,709)
UNITED STATES STEEL CORP COM $10,148,564 492,888 (2,638,067)
ZYNGA INC CL A $1,550,722 422,425 (2,587,192)
PETROBRAS ADR $8,299,263 535,782 (1,996,366)
COMCAST CORP CL A $56,095,269 1,243,384 (1,759,763)
VODAFONE GROUP PLC ADR $200,491,735 5,699,026 (1,668,330)
MCDONALDS CORP COM $50,404,419 523,900 (1,649,753)
APPLE INC COM $916,233,883 1,921,833 (1,617,059)
EXPRESS SCRIPTS HOLDING CO CO $96,537,842 1,562,101 (1,551,405)
TIBCO SOFTWARE INC COM $4,645,071 181,519 (1,544,708)
ON SEMICONDUCTOR CORP COM $6,309,304 863,224 (1,541,613)
AT&T INC COM $114,834,457 3,395,460 (1,494,609)
OFFICE DEPOT INC COM $5,322,312 1,101,928 (1,386,911)
ELECTRONIC ARTS INC COM $16,923,426 662,365 (1,321,733)
DIRECTV COM $121,062,032 2,025,126 (1,306,543)
WENDYS CO COM $38,802,776 4,575,799 (1,303,877)
FORD MOTOR CO COM $43,018,567 2,550,004 (1,283,500)
SOUTHWESTERN ENERGY CO COM $10,871,799 298,840 (1,252,328)
WELLS FARGO & CO COM $240,070,853 5,810,040 (1,239,195)
ARCELORMITTAL NY REG CL A $2,192,969 160,422 (1,183,765)
ROYAL DUTCH SHELL PLC ADR A $6,789,998 103,380 (1,134,749)
VISA INC CL A $116,803,378 611,216 (1,087,924)
APOLLO GROUP CL A NON-VTG $2,244,275 107,846 (1,083,464)
ADOBE SYSTEMS INC COM $96,842,857 1,864,514 (1,042,404)
NEWMONT MINING CORP COM $51,350,558 1,827,422 (1,023,740)
TIME WARNER INC COM $83,923,018 1,275,232 (995,331)
TIVO INC COM $6,811,796 547,572 (983,566)
CELGENE CORP COM $74,004,102 480,119 (966,771)
SIBANYE GOLD LTD ADR $3,205,270 615,215 (962,351)
AMERICAN CAPITAL AGENCY CORP $1,482,061 65,636 (954,927)
MYRIAD GENETICS INC COM $5,562,497 236,702 (948,399)
MBIA INC COM $10,062,985 983,674 (946,156)
MASCO CORP COM $7,682,548 361,022 (934,980)
ACTIVISION BLIZZARD INC COM $9,547,098 572,368 (929,687)
CSX CORP COM $4,770,703 185,342 (924,805)
HCP INC COM $20,031,471 489,169 (923,416)
NETAPP INC COM $5,181,441 121,573 (897,862)
PHILIP MORRIS INTERNATIONAL IN $152,264,878 1,758,458 (886,860)
AMGEN INC COM $55,727,346 497,899 (875,710)
GAFISA SA ADR $2,971,170 925,598 (851,475)
BROADCOM CORP CL A $8,658,389 332,759 (834,472)
INTERNATIONAL GAME TECHNOLOGY $14,591,812 770,830 (831,967)
FORTINET INC COM $31,118,651 1,535,965 (820,868)
COGNIZANT TECHNOLOGY SOLUTIONS $37,585,667 457,692 (814,755)
HERBALIFE LTD COM $92,048,328 1,319,311 (812,581)
TJX COMPANIES INC COM $30,914,069 548,219 (807,356)
EQUITY RESIDENTIAL SBI $105,830,535 1,975,556 (795,707)
BAXTER INTERNATIONAL INC COM $2,559,020 38,956 (758,036)
PEPSICO INC COM $61,866,185 778,191 (754,343)
LOUISIANA PACIFIC CORP COM $25,698,621 1,460,979 (753,636)
KODIAK OIL & GAS CORP COM $3,980,234 330,036 (748,236)
CIT GROUP INC COM $144,204,892 2,956,836 (747,702)
SOUTHWEST AIRLINES CO COM $148,789 10,219 (713,079)
WPX ENERGY INC CL A $43,591,312 2,263,308 (704,463)
TYCO INTERNATIONAL LTD COM $134,242,361 3,837,689 (702,791)
EXXON MOBIL CORP COM $213,606,346 2,482,640 (700,774)
EXACT SCIENCES CORP COM $22,663,056 1,920,598 (695,404)
MARATHON OIL CORP COM $7,273,631 208,533 (688,362)
PROLOGIS INC COM $52,334,724 1,391,141 (684,202)
TAKE TWO INTERACTIVE SOFTWARE $1,465,901 80,677 (677,476)
LOWES COS INC COM $51,258,211 1,076,627 (663,817)
MICRON TECHNOLOGY INC COM $24,705,883 1,414,270 (653,049)
PROCTER & GAMBLE CO COM $42,783,562 565,995 (641,015)
TESSERA TECHNOLOGIES INC COM $20,380,376 1,053,794 (639,754)
PANDORA MEDIA INC COM $1,417,332 56,400 (636,616)
KCG HOLDINGS INC CL A $838,328 96,693 (633,019)
FIDELITY NATIONAL INFO SERVICE $18,631,635 401,198 (629,470)
ORBITZ WORLDWIDE INC COM $21,990,654 2,283,557 (624,408)
ANADARKO PETROLEUM CORP COM $224,784,820 2,417,301 (623,502)
VIACOM INC CL B $16,345,490 195,567 (615,549)
NEVSUN RESOURCES LTD COM $3,244,714 1,023,569 (605,085)
AOL INC COM $91,723,554 2,652,503 (603,682)
IAC INTERACTIVECORP COM $15,606,426 285,466 (583,617)
COVIDIEN PLC COM $10,336,582 169,619 (579,475)
SCHLUMBERGER NV COM $79,790,405 903,015 (579,242)
LIBERTY INTERACTIVE CORP INT $58,578,890 2,495,905 (574,615)
SEQUENOM INC COM $1,109,519 415,550 (571,967)
FUELCELL ENERGY INC COM $1,082,458 839,115 (557,630)
CALPINE CORP COM NEW $5,669,460 291,789 (553,430)
AMEREN CORP COM $23,795,615 682,997 (541,821)
SANDISK CORP COM $13,432,716 225,722 (531,776)
XYLEM INC COM $11,969,206 428,543 (530,418)
SAFEWAY INC COM $932,317 29,144 (528,804)
CELL THERAPEUTICS INC COM $834,186 514,612 (528,050)
MARSH & MCLENNAN COS INC COM $20,170,618 463,160 (519,083)
HCA HOLDINGS INC COM $81,469,658 1,905,723 (516,215)
AMERICAN TOWER CORP CL A $191,821,976 2,587,643 (513,663)
LSI CORP COM $57,071,379 7,293,467 (511,009)
NIELSEN HOLDINGS NV ORD $25,259,376 692,987 (508,080)
NORFOLK SOUTHERN CORP COM $4,877,459 63,057 (506,048)
CHICAGO BRIDGE & IRON CO NV C $74,130,824 1,093,859 (503,349)
ISHARES MSCI EMERGING MARKETS $20,603,976 505,557 (500,000)
ALPHA NATURAL RESOURCES INC C $1,097,081 184,074 (498,062)
PVH CORP COM $29,751,073 250,662 (491,429)
TOTAL SYSTEMS SERVICES INC CO $1,413,396 48,042 (490,258)
EBIX INC COM $139,399 14,024 (490,005)
CROWN CASTLE INTERNATIONAL COR $3,483,823 47,704 (489,633)
BIOMARIN PHARMACEUTICAL INC C $42,616,962 590,508 (489,398)
CHENIERE ENERGY INC COM $16,302,430 477,517 (486,337)
WILLIAMS COMPANIES INC COM $52,914,017 1,455,281 (480,104)
LAM RESEARCH CORP COM $7,377,203 144,086 (478,342)
KROGER CO COM $9,208,008 228,260 (474,140)
NORTHEAST UTILITIES COM $52,527,791 1,273,401 (473,040)
DIGITALGLOBE INC COM $27,551,802 871,341 (472,754)
WALTER ENERGY INC COM $12,826,394 914,212 (470,284)
ARRAY BIOPHARMA INC COM $425,859 68,466 (466,617)
ARCHER DANIELS MIDLAND CO COM $2,873,483 77,999 (465,414)
INTERPUBLIC GROUP OF COS COM $3,105,594 180,768 (464,969)
FRANKLIN RESOURCES INC COM $224,695 4,445 (464,185)
FORTUNE BRANDS HOME & SECURITY $4,883,990 117,319 (462,838)
JETBLUE AIRWAYS CORP COM $1,344,291 201,694 (460,960)
PACKAGING CORP OF AMERICA COM $3,908,895 68,469 (460,752)
CONAGRA FOODS INC COM $9,113,924 300,393 (457,749)
PATTERSON UTI ENERGY INC COM $8,564,700 400,594 (452,572)
REGENCY CENTERS CORP COM $53,815,774 1,113,046 (447,924)
VALE SA ADR $10,249,901 656,624 (441,562)
CHESAPEAKE ENERGY CORP COM $10,372,885 400,807 (438,649)
JOY GLOBAL INC COM $11,487,828 225,075 (422,929)
POOL CORP COM POOL (18,689)
HERITAGE COMMERCE CORP COM HTBK (18,591)
MYR GROUP INC COM MYRG (18,562)
DURECT CORP COM DRRX (18,512)
KLA TENCOR CORP COM KLAC (18,408)
ENVESTNET INC COM ENV (18,293)
DIAGEO PLC ADR DEO (18,260)
TETRAPHASE PHARMACEUTICALS INC TTPH (18,170)
DSW INC CL A DSW (18,160)
21VIANET GROUP INC ADR A VNET (18,099)
CTS CORP COM CTS (17,691)
CHEESECAKE FACTORY INC COM CAKE (17,200)
AMERICAN RAILCAR INDUSTRIES IN ARII (17,102)
FALCONSTOR SOFTWARE INC COM FALC (16,842)
WESBANCO INC COM WSBC (16,645)
TIFFANY & CO COM TIF (16,319)
PIPER JAFFRAY COMPANIES COM PJC (15,824)
ITRON INC COM ITRI (15,728)
CBIZ INC COM CBZ (15,657)
CBOE HOLDINGS INC COM CBOE (15,484)
WISCONSIN ENERGY CORP COM WEC (15,427)
GASLOG LTD COM GLOG (15,410)
CARNIVAL PLC ADR CUK (15,367)
REVLON INC CL A REV (15,141)
ADVISORY BOARD CO COM ABCO (15,127)
UNI PIXEL INC COM UNXL (15,062)
AVNET INC COM AVT (15,050)
CH ROBINSON WORLDWIDE INC COM CHRW (14,946)
RUBICON TECHNOLOGY INC COM RBCN (14,788)
FIRSTENERGY CORP COM FE (14,400)
WIPRO LTD ADR WIT (14,304)
SEADRILL LTD ORD SDRL (14,250)
13F data provided by: FactSet Research Systems Inc.; Please send
questions to lionsharesinfo@factset.com. Copyright, FactSet
Research Systems, 2013. All Rights Reserved.
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