Blue Capital Alternative Income Fd Holding(s) in Company (0559U)
July 09 2018 - 10:09AM
UK Regulatory
TIDMBCAI TIDMSLA
RNS Number : 0559U
Blue Capital Alternative Income Fd
09 July 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)(i)
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1a. Identity of the issuer Blue Capital Alternative
or the underlying issuer Income Fund Limited
of existing shares to which
voting rights are attached:
------------------------------------------------ ---------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer X
-------------------------------------------------------------------------------------- -------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)(iii) : This is a corrective X
disclosure to highlight the full chain of controlled
undertakings through which the voting rights and/or
the financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity detailed within Section 9.
In addition, disclosures at underlying intermediate
holding company and selected investment management
entity levels have previously not been submitted.
However, disclosures have previously been submitted
at the required aggregated parent level of Standard
Life Aberdeen plc's affiliated investment management
entities with delegated voting rights on behalf
of multiple managed portfolios.
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3. Details of person subject to the notification obligation
Name Aggregate of Standard Life
Aberdeen plc affiliated investment
management entities with
delegated voting rights on
behalf of multiple managed
portfolios
City and country of registered Edinburgh, Scotland
office (if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
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Name
------------------------------------------------ ---------------------------------------------------
City and country of registered
office (if applicable)
------------------------------------------------ ---------------------------------------------------
5. Date on which the threshold 05/07/2018
was crossed or reached(vi)
:
------------------------------------------------ ---------------------------------------------------
6. Date on which issuer notified 09/07/2018
(DD/MM/YYYY):
------------------------------------------------ ---------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
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% of voting % of voting Total of Total number
rights attached rights through both in % of voting
to shares financial (8.A + 8.B) rights of
(total of instruments issuer(vii)
8. A)
---------------------- ------------------------ ----------------- ----------------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 9.94 0.00 9.94 175,448,523
---------------------- ------------------------ ----------------- ----------------- -------------
Position
of previous
notification
(if
applicable) 9.13 0.00 9.13
---------------------- ------------------------ ----------------- ----------------- -------------
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reached(viii)
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A: Voting rights attached to shares
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Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code
(if possible)
---------------------- ------------------------------------- -----------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of (Art 10 of
Directive Directive Directive Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
--------------------- --------------------- -------------- ------------------------------ ---------------
BMG1189R1043 N/A 17,446,934 N/A 9.94
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL
8. A 17,446,934 9.94
---------------------- ------------------------------------- -----------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date(x) Conversion rights that rights
Period(xi) may be acquired
if the instrument
is
Exercised/converted.
---------------------- --------------------- -------------- ------------------------------ ---------------
SUBTOTAL 8.
B 1
-------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
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Type of Expiration Exercise/ Physical Number % of voting
financial date(x) Conversion or cash of voting rights
instrument Period settlement(xii) rights
(xi)
--------------------- ---------------------- -------------- ----------------- ----------- ---------------
SUBTOTAL
8.B.2
----------------- ----------- ---------------
9. Information in relation to the person subject to
the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuer(xiii)
Full chain of controlled undertakings through which X
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or
legal entity(xiv) (please add additional rows as
necessary)
------------------------------------------------------------------ ---------------------
Name(xv) % of voting % of voting Total of both
rights rights through if it equals
if it financial instruments or is higher
equals if it equals than the notifiable
or is or is higher threshold
higher than the notifiable
than the threshold
notifiable
threshold
--------------------------- ------------ ----------------------- ---------------------
Standard Life Aberdeen
plc
--------------------------- ------------ ----------------------- ---------------------
Aberdeen Asset Management
PLC
--------------------------- ------------ ----------------------- ---------------------
Aberdeen Asset Managers
Limited 9.94 0.00 9.94
--------------------------- ------------ ----------------------- ---------------------
Standard Life Aberdeen
plc
--------------------------- ------------ ----------------------- ---------------------
Aberdeen Asset Management
PLC
--------------------------- ------------ ----------------------- ---------------------
Aberdeen Private
Wealth Management
Limited
--------------------------- ------------ ----------------------- ---------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder N/A
----------------------------------------- ----------------------------------------------
The number and % of voting N/A
rights held
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The date until which the N/A
voting rights will be held
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11. Additional information(xvi)
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In reference to section 9, the shares detailed are managed
by the named discretionary investment management entity
within multiple portfolios on behalf of underlying clients,
based on investment management agreements whereby the
client has delegated the exercise of the voting power
to the referenced investment manager.
In addition, this disclosure also highlights that the
voting rights held indirectly by the underlying intermediate
holding company, Aberdeen Asset Management PLC, is above
a notifiable threshold. As at the date detailed in Section
5, Aberdeen Asset Management PLC effectively held the
delegated voting rights to 9.94% of the shares in Blue
Capital Alternative Income Fund Limited.
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Place of completion Aberdeen, United Kingdom
-------------------- -------------------------
Date of completion 09/07/2018
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This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
HOLSSMFLUFASESW
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