TIDMCAS
RNS Number : 9349Y
Crusader Resources
28 August 2018
28 August 2018
Crusader Resources
("Company" or "Crusader")
Appendix 3B and Appendix 3Y
Crusader Resources Limited (ASX:CAS, AIM:CAS) announces that the
following Appendix 3B and Appendix 3Y information has been released
on the Australian Securities Exchange ("ASX"), as required under
the listing rules of the ASX.
For further information, please contact:
Mr. Paul Stephen Investor Relations
Executive Director Office (Aus): +61 8 9320 7500
Office (Aus): +61 8 9320 7500 Email: admin@crusaderresources.com
Email: paul@crusaderresources.com
Smith & Williamson Corporate Camarco
Finance Limited
Nominated Adviser Financial PR
Azhic Basirov / Katy Birkin Gordon Poole / Nick Hennis
/ Ben Jeynes / Monique Perks
+44(0)207 131 4000 +44(0)20 3757 4997 / +44(0)20
3781 8330
Hannam & Partners
Joint Broker
Neil Passmore / Andrew Chubb
/ Ernie Bell
+44 (0)20 7907 8500
Appendix 3B
New issue announcement
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98,
01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05,
01/08/12, 04/03/13
Name of entity
Crusader Resources Limited
ABN
94 106 641 963
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities (a) Unlisted options lapsed
issued or to be issued (b) Unlisted options lapsed
2 Number of +securities (a) 1,246,550
issued or to be issued
(if known) or maximum
number which may be
issued
(b) 1,885,000
3 Principal terms of (a) Unlisted Options (exercisable
the +securities (e.g. $0.41 each, expiring 20 August
if options, exercise 2018)
price and expiry date; (b)Unlisted Options (exercisable
if partly paid +securities, $0.52 each, expiring 14 August
the amount outstanding 2018)
and due dates for
payment; if +convertible
securities, the conversion
price and dates for
conversion)
4 Do the +securities
rank equally in all
respects from the
+issue date with an
existing +class of
quoted +securities?
If the additional
+securities do not
rank equally, please
state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
5 Issue price or consideration
Purpose of the issue Options lapsed
(If issued as consideration
6 for the acquisition
of assets, clearly
identify those assets)
Is the entity an +eligible No
entity that has obtained
6a security holder approval
under rule 7.1A?
If Yes, complete sections
6b - 6h in relation
to the +securities
the subject of this
Appendix 3B, and comply
with section 6i
The date the security
holder resolution
6b under rule 7.1A was
passed
Number of +securities
issued without security
6c holder approval under
rule 7.1
Number of +securities
issued with security
6d holder approval under
rule 7.1A
Number of +securities
issued with security
6e holder approval under
rule 7.3, or another
specific security
holder approval (specify
date of meeting)
Number of +securities
issued under an exception
6f in rule 7.2
If +securities issued
under rule 7.1A, was
6g issue price at least
75% of 15 day VWAP
as calculated under
rule 7.1A.3? Include
the +issue date and
both values. Include
the source of the
VWAP calculation.
If +securities were
issued under rule
6h 7.1A for non-cash
consideration, state
date on which valuation
of consideration was
released to ASX Market
Announcements
Calculate the entity's
remaining issue capacity
6i under rule 7.1 and
rule 7.1A - complete
Annexure 1 and release
to ASX Market Announcements
7 +Issue dates Options lapsed 14 and 20 August
Note: The issue date 2018
may be prescribed
by ASX (refer to the
definition of issue
date in rule 19.12).
For example, the issue
date for a pro rata
entitlement issue
must comply with the
applicable timetable
in Appendix 7A.
Cross reference: item
33 of Appendix 3B.
Number +Class
Number and +class
of all +securities
quoted on ASX (including
the +securities in Fully paid ordinary
8 section 2 if applicable) 502,150,521 shares.
-----------------------------------
Number +Class
9 Number and +class
of all +securities 8,741,258 Options exercisable
not quoted on ASX at $0.286 each
(including the expiring 31 December
+securities 2018
in section 2 if
applicable) 1,000,000 Options exercisable
at $0.15 each
expiring 19 May
2023
1,000,000
Options exercisable
at $0.20 each
expiring 19 May
1,000,000 2023
Options exercisable
at $0.30 each
5,000,000 expiring 19 May
2023
Options exercisable
at $0.195 each
5,000,000 expiring 23 December
2019
Options exercisable
75,377,144 at $0.26 each
expiring 23 December
2019
17,622,977 Options exercisable
at $0.055 each
expiring 31 May
2020
Performance Rights
- expire 20 Nov
2022 if vesting
conditions not
satisfied
-----------------------------------
10 Dividend policy (in
the case of a trust,
distribution policy)
on the increased
capital
(interests)
Part 2 -- Pro rata issue
11 Is security holder
approval required?
12 Is the issue renounceable
or non-renounceable?
13 Ratio in which the
+securities will be
offered
14 +Class of +securities
to which the offer
relates
15 +Record date to determine
entitlements
16 Will holdings on different
registers (or subregisters)
be aggregated for calculating
entitlements?
17 Policy for deciding
entitlements in relation
to fractions
18 Names of countries
in which the entity
has security holders
who will not be sent
new offer documents
Note: Security holders
must be told how their
entitlements are to
be dealt with.
Cross reference: rule
7.7.
19 Closing date for receipt
of acceptances or renunciations
20 Names of any underwriters
21 Amount of any underwriting
fee or commission
22 Names of any brokers
to the issue
23 Fee or commission payable
to the broker to the
issue
24 Amount of any handling
fee payable to brokers
who lodge acceptances
or renunciations on
behalf of security
holders
25 If the issue is contingent
on security holders'
approval, the date
of the meeting
26 Date entitlement and
acceptance form and
offer documents will
be sent to persons
entitled
27 If the entity has issued
options, and the terms
entitle option holders
to participate on exercise,
the date on which notices
will be sent to option
holders
28 Date rights trading
will begin (if applicable)
29 Date rights trading
will end (if applicable)
30 How do security holders
sell their entitlements
in full through a broker?
31 How do security holders
sell part of their
entitlements through
a broker and accept
for the balance?
32 How do security holders
dispose of their entitlements
(except by sale through
a broker)?
33 +Issue date
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of +securities
(tick one)
(a) x +Securities described in Part 1
(b) All other +securities
Example: restricted securities at the end of the
escrowed period, partly paid securities that become
fully paid, employee incentive share securities
when restriction ends, securities issued on expiry
or conversion of convertible securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you are providing
the information or documents
35 If the +securities are +equity securities, the
names of the 20 largest holders of the additional
+securities, and the number and percentage of
additional +securities held by those holders
36 If the +securities are +equity securities, a distribution
schedule of the additional +securities setting
out the number of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional +securities
Entities that have ticked box 34(b)
38 Number of +securities
for which +quotation
is sought
39 +Class of +securities
for which quotation
is sought
40 Do the +securities
rank equally in all
respects from the +issue
date with an existing
+class of quoted +securities?
If the additional +securities
do not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request
for quotation now
Example: In the case
of restricted securities,
end of restriction
period
(if issued upon conversion
of another +security,
clearly identify that
other +security)
Number +Class
42 Number and +class of
all +securities quoted
on ASX (including the
+securities in clause
38)
----------------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document is not available now, we will
give it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here:
........................................................... Date 27
August 2018
(Director/Company secretary)
Print name: Andrew Beigel
== == == == ==
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity CRUSADER RESOURCES LIMITED
ABN 94 106 641 963
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director Paul Richard Stephen
Date of last notice 29 April 2016
----------------------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Direct and Indirect
Nature of indirect interest The Stephen Superfund (Trustee
(including registered holder) and Member)
Note: Provide details of the Blue Bone Enterprises (WA)
circumstances giving rise to Pty Ltd (Shareholder)
the relevant interest.
------------------------------------------------
Date of change 14 August 2018
------------------------------------------------
No. of securities held prior
to change 458,333 Unlisted Options ($0.43,
Paul Stephen 7/8/17)
500,000 Unlisted Options ($0.52,
14/8/18)
The Stephen Superfund
2,009,495 Ordinary Shares
50,000 Unlisted Options ($0.15,
Blue Bone Enterprises (WA) 31/12/17)
Pty Ltd
3,068,571 Ordinary Shares
------------------------------------------------
Class Unlisted Options ($0.52, 14/8/18)
Unlisted Options ($0.43, 7/8/17)
Unlisted Options ($0.15, 31/12/17)
Number acquired Nil
-------------------------------------------------
Number disposed 1,008,333 Options lapsed
-------------------------------------------------
Value/Consideration N/A
Note: If consideration is non-cash,
provide details and estimated
valuation
-------------------------------------------------
No. of securities held after
change
2,009,495 Ordinary Shares
The Stephen Superfund
3,068,571 Ordinary Shares
Blue Bone Enterprises (WA)
Pty Ltd
-------------------------------------------------
Nature of change Options lapsed
Example: on-market trade, off-market
trade, exercise of options,
issue of securities under dividend
reinvestment plan, participation
in buy-back
-------------------------------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities
to which interest related
prior to change
Interest acquired
Interest disposed
Value/Consideration
Interest after change
Part 3 - +Closed period
Were the interests in the securities No
or contracts detailed above traded
during a +closed period where prior
written clearance was required?
If so, was prior written clearance
provided to allow the trade to proceed
during this period?
---
If prior written clearance was provided,
on what date was this provided?
---
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Crusader Resources Limited
ABN 94 106 641 963
We (the entity) give ASX the following information under listing
rule 3.19A.2 and as agent for the director for the purposes of
section 205G of the Corporations Act.
Name of Director John Richard Evans
Date of last notice 15 August 2014
--------------------------------
Part 1 - Change of director's relevant interests in
securities
In the case of a trust, this includes interests in the trust
made available by the responsible entity of the trust
Note: In the case of a company, interests which come within
paragraph (i) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Direct or indirect interest Direct
Nature of indirect interest
(including registered holder)
Note: Provide details of the
circumstances giving rise to
the relevant interest.
-----------------------------------------------
Date of change 14 August 2018
-----------------------------------------------
No. of securities held prior 330,000 Unlisted Options ($0.52,
to change 14/8/18)
330,000 Unlisted Options ($0.43,
7/8/17)
-----------------------------------------------
Class Unlisted Options ($0.52, 14/8/18)
Unlisted Options ($0.43, 7/8/17)
-----------------------------------------------
Number acquired N/A
-----------------------------------------------
Number disposed 660,000 lapsed
-----------------------------------------------
Value/Consideration N/A
Note: If consideration is non-cash,
provide details and estimated
valuation
-----------------------------------------------
No. of securities held after nil
change
-----------------------------------------------
Nature of change Options lapsed
Example: on-market trade, off-market
trade, exercise of options,
issue of securities under dividend
reinvestment plan, participation
in buy-back
-----------------------------------------------
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within
paragraph (ii) of the definition of "notifiable interest of a
director" should be disclosed in this part.
Detail of contract
Nature of interest
Name of registered holder
(if issued securities)
Date of change
No. and class of securities
to which interest related
prior to change
Note: Details are only
required for a contract
in relation to which
the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration
is non-cash, provide
details and an estimated
valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities No
or contracts detailed above traded
during a +closed period where prior
written clearance was required?
If so, was prior written clearance N/A
provided to allow the trade to proceed
during this period?
----
If prior written clearance was provided, N/A
on what date was this provided?
----
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