20 February 2014
The Manager
Company Announcements
Australian Securities Exchange Limited
Level 6, 20 Bridge Street
Sydney NSW 2000
By e-lodgement
Initial and Final Directors Interest Notices
Please find attached the relevant Appendix 3X's and 3Y's in relation to the
recent Board appointments and resignations
For and behalf of the Board
Dr Paul D'Sylva
Interim Executive Chairman
For further information please contact:
Media (Australia)
David Tasker
Professional Public Relations
T: +61 8 9388 0944
Nominated Advisor
Stuart Laing
RFC Ambrian Limited
T: +61 8 9480 2500
Brokers
Jonathan Williams
RFC Ambrian Ltd
T : +44 203 440 6817
About Continental Coal Limited
Continental Coal Limited (ASX:CCC/AIM: COOL) is a South African thermal coal
producer with a portfolio of projects located in South Africa's major coal
fields including two operating mines, the Vlakvarkfontein and Penumbra Coal
Mines, producing approx. 2Mtpa of thermal coal for the export and domestic
markets. A Feasibility Study was also completed on a proposed third mine, the
De Wittekrans Coal Project.
Forward Looking Statement
This communication includes certain statements that may be deemed
"forward-looking statements" and information. All statements in this
communication, other than statements of historical facts, that address future
production, reserve potential, exploration drilling, exploitation activities
and events or developments that the Company expects to take place in the future
are forward-looking statements and information. Although the Company believes
the expectations expressed in such forward-looking statements and information
are based on reasonable assumptions, such statements are not guarantees of
future performance and actual results or developments may differ materially
from those in the forward-looking statements and information. Factors that
could cause actual results to differ materially from those in forward-looking
statements include market prices, exploitation and exploration successes,
drilling and development results, production rates and operating costs,
continued availability of capital and financing and general economic, market or
business conditions. Investors are cautioned that any such statements are not
guarantees of future performance and actual results or developments may differ
materially from those stated.
Appendix 3X
Initial Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.1
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Ashley Paul D'Sylva
Date of appointment 13 February 2014
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of Securities
interest
N/A
Note: Provide details of the
circumstances giving rise to
the relevant interest.
N/A
Part 3 - Director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract Settlement Agreement
Fees for closing Investment Amount
$300k representing 6% of Investment
Amount of $5m
70m 3 year options with strike price
equal to issue price of shares under
the Company's Proposed Rights Issue -
subject to shareholder approval
Nature of interest Indirect
Name of registered holder TBA
(if issued securities)
No. and class of securities As Above
to which interest relates
Appendix 3X
Initial Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.1
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Peter Neil Landau
Date of appointment 13 February 2014
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of Securities
interest
N/A
Note: Provide details of the
circumstances giving rise to
the relevant interest.
N/A
Part 3 - Director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Appendix 3X
Initial Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.1
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of Director Dr Lars Schernikau
Date of appointment 13 February 2014
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of Securities
interest
N/A
Note: Provide details of the
circumstances giving rise to
the relevant interest.
N/A
Part 3 - Director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Detail of contract $2m Convertible Bridge Loan - 30 Jan
2014
3,030,304 Bridge Promissory Notes
Face Value: $1.00 per note
Issue price: $0.66 per note
Maturity: 4 months from date of issue
40m Collateral Ordinary Fully Paid
shares held by Settlement Agent
Nature of interest Indirect
Name of registered holder Indirect - ERAG Energie & Rohstoff AG
(if issued securities) LaVo Verwaltungsgesellschaft mbH
No. and class of securities As Above
to which interest relates
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.3
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of director Michael James Kilbride
Date of last notice 26 April 2013
Date that director ceased to be 13 February 2014
director
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
613,000 fully paid ordinary shares
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of securities
interest
Note: Provide details of the
circumstances giving rise to
the relevant interest
Nil
Part 3 - Director's interests in contracts
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Date of this Notice: 20 February 2014
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.3
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of director Lodewyk Daniel Turvey
Date of last notice 28 November 2013
Date that director ceased to be 13 February 2014
director
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of securities
interest
3,258,175 fully paid ordinary shares
Note: Provide details of the
circumstances giving rise to
the relevant interest
ISI Nominees Limited
<ADMAGT>
c/- AFM Investor Services
International Ltd
Part 3 - Director's interests in contracts
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Date of this Notice: 20 February 2014
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.3
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of director Johan Pieter Bloemsma
Date of last notice 2 March 2012
Date that director ceased to be 13 February 2014
director
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of securities
interest
Note: Provide details of the
circumstances giving rise to
the relevant interest
Nil
Part 3 - Director's interests in contracts
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Date of this Notice: 20 February 2014
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.3
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of director Ronald Patrick Chamberlain
Date of last notice 4 October 2013
Date that director ceased to be 13 February 2014
director
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of securities
interest
Note: Provide details of the
circumstances giving rise to
the relevant interest
Nil
Part 3 - Director's interests in contracts
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Date of this Notice: 20 February 2014
Appendix 3Z
Final Director's Interest Notice
Information or documents not available now must be given to ASX as soon as
available. Information and documents given to ASX become ASX's property and may
be made public.
Introduced 30/9/2001.
Name of entity Continental Coal Limited
ABN 13 009 125 651
We (the entity) give ASX the following information under listing rule 3.19A.3
and as agent for the director for the purposes of section 205G of the
Corporations Act.
Name of director Zacharias Bernardus Swanepoel
Date of last notice 14 May 2013
Date that director ceased to be 13 February 2014
director
Part 1 - Director's relevant interests in securities of which the director is
the registered holder
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
Number & class of securities
Nil
Part 2 - Director's relevant interests in securities of which the director is
not the registered holder
Note: In the case of a company, interests which come within paragraph (ii) of
the definition of "notifiable interest of a director" should be disclosed in
this part.
In the case of a trust, this includes interests in the trust made available by
the responsible entity of the trust
Name of holder & nature of Number & class of securities
interest
Note: Provide details of the
circumstances giving rise to
the relevant interest
Nil
Part 3 - Director's interests in contracts
Detail of contract N/A
Nature of interest N/A
Name of registered holder N/A
(if issued securities)
No. and class of securities N/A
to which interest relates
Date of this Notice: 20 February 2014
South Africa Australia
T +27 11 881 1420 F +27 862064487 W T +61 8 9488 5220 F +61 8 9324 3400 W
www.conticoal.com www.conticoal.com
9th Floor Fredman Towers, 13 Fredman Ground Floor, 1 Havelock Street, West
Drive, Sandton 2196 Perth, WA 6005
PO Box 787646, Sandton 2146 PO Box 684, West Perth, WA 6872
Interim Executive Chairman: Dr Paul D'Sylva Interim Executive Director: Mr
Peter Landau
Non-Executive Directors: Mr Connie Molusi and Dr Lars Schernikau