BARCLAYS PLC FORM 38.5(b)- DRAGON OIL PLC
July 23 2015 - 7:14AM
UK Regulatory
TIDMDGO
FORM
38.5(b)
IRISH
TAKEOVER
PANEL
DISCLOSURE
UNDER
RULE
38.5(b)
OF THE
IRISH
TAKEOVER
PANEL ACT,
1997,
TAKEOVER
RULES,
2013
DEALINGS
BY
CONNECTED
EXEMPT
PRINCIPAL
TRADERS
WITHOUT
RECOGNISED
INTERMEDIARY
STATUS, OR
WITH
RECOGNISED
INTERMEDIARY
STATUS BUT
NOT
DEALING
IN A
CLIENT-SERVING
CAPACITY
1. KEY INFORMATION
Name of BARCLAYS CAPITAL SECURITIES LTD
exempt
principal
trader:
Company DRAGON OIL PLC
dealt
in
Class of EUR0.10 ordinary shares
relevant
security
to which
the
dealings
being
disclosed
relate
Date 22 July 2015
of dealing
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
Class of ORD
relevant
security:
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
1,057,584 0.21% 149,805 0.03%
(2) Derivatives (other than options):
137,280 0.03% 1,045,059 0.21%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,194,864 0.24% 1,194,864 0.24%
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
Class of
relevant
security:
Long Short
Number (%) Number (%)
(1) Relevant securities owned
(2) Derivatives (other than
options):
(3) Options and agreements to
purchase/sell:
(4) TOTAL:
3. DEALINGS
(a) Purchases and sales
Purchase/sell Number of Price per unit
securities
Purchase 667 7.1500 GBP
Purchase 1,400 7.1775 GBP
Purchase 3,554 7.1756 GBP
Purchase 7,896 10.2046 EUR
Purchase 11,196 7.1726 GBP
Sale 55 10.2450 EUR
Sale 56 7.1700 GBP
Sale 2,067 7.1686 GBP
Sale 2,463 7.1780 GBP
Sale 6,536 10.1999 EUR
Sale 100,000 7.1628 GBP
Sale 100,000 7.1692 GBP
(b) Derivatives transactions (other than options transactions)
Product Nature of transaction Number of relevant securities Price per unit
name
CFD Long 55 10.2430 EUR
CFD Long 85 7.1843 GBP
CFD Long 379 7.1689 GBP
SWAP Long 2,055 7.1790 GBP
CFD Long 100,000 7.1628 GBP
CFD Long 100,000 7.1692 GBP
CFD Short 85 10.2576 EUR
SWAP Short 4,720 7.1739 GBP
CFD Short 7,811 10.2061 EUR
SWAP Short 10,030 7.1731 GBP
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of Product description Number of Exercise price per
relevant
security securities unit
(d) Other dealings (including transactions in respect of new securities)
Nature Details Price per unit (if
of
transaction
applicable)
4. OTHER INFORMATION
Agreements,
arrangements
or
understandings
relating
to
options
or
derivatives
Full
details
of
any
agreement,
arrangement
or
understanding
between
the person
disclosing
and any
other
person
relating
to the
voting
rights
of
any
relevant
securities
under any
option
referred
to on this
form
or
relating
to the
voting
rights or
future
acquisition
or
disposal
of
any
relevant
securities
to which
any
derivative
referred
to
on this
form
is
referenced.
If none,
this
should
be stated.
Attachments
Is NO
a
Supplemental
Form
38.5(b)
attached?
Date 23 Jul 2015
of
disclosure:
Contact Jay Supaya
name:
Telephone 020 7773 0635
number:
Name Emirates National Oil Company
of
offeree/sell
with which
connected
Nature Financial Adviser
of
connection
View source version on businesswire.com:
http://www.businesswire.com/news/home/sell/en/
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