Form 8.3 - Dhir India Investments Plc (1311V)
January 06 2012 - 6:04AM
UK Regulatory
TIDMDHIR
RNS Number : 1311V
UBS Global Asset Management*
06 January 2012
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Identity of the person whose UBS Global Asset Management
positions/dealings are being disclosed: *
---------------------------------------------- ----------------------------
(b) Owner or controller of interests
and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle
companies is insufficient
---------------------------------------------- ----------------------------
(c) Name of offeror/offeree in relation Dhir India Investment
to whose relevant securities this PLC
form relates:
Use a separate form for each offeror/offeree
---------------------------------------------- ----------------------------
(d) If an exempt fund manager connected
with an offeror/offeree, state this
and specify identity of offeror/offeree:
---------------------------------------------- ----------------------------
(e) Date position held/dealing undertaken: 20 Dec 2011
---------------------------------------------- ----------------------------
(f) Has the discloser previously NO
disclosed, or are they today disclosing,
under the Code in respect of any
other party to this offer?
---------------------------------------------- ----------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 10p ordinary
----------------------------- ------------------------------------------------
Interests Short positions
----------------------------- ----------------------- -----------------------
Number % Number %
----------------------------- -------------- ------- -------------- -------
(1) Relevant securities
owned and/or controlled: 923,410 5.54 0 0.00
----------------------------- -------------- ------- -------------- -------
(2) Derivatives (other
than options): 0 0.00 0 0.00
----------------------------- -------------- ------- -------------- -------
(3) Options and agreements
to purchase/sell: 0 0.00 0 0.00
----------------------------- -------------- ------- -------------- -------
TOTAL: 923,410 5.54 0 0.00
----------------------------- -------------- ------- -------------- -------
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or
agreements to purchase or sell relevant securities, should be given
on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors'
and other executive options)
Class of relevant security
in relation to which subscription
right exists:
-----------------------------------
Details, including nature
of the rights concerned and
relevant percentages:
-----------------------------------
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
------------------ -------------- --------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing reference unit
security e.g. CFD a long/short position, securities
increasing/reducing
a long/short position
---------- ------------- ------------------------ ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying option etc. received
etc. relates per unit
------------- ------------- ------------- --------------- ---------- ---------------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of securities Exercise price
security e.g. call option per unit
------------------ -------------------- --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per
security e.g. subscription, unit (if applicable)
conversion
------------------ -------------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any
agreement or understanding, formal or informal, relating
to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making
the disclosure and any party to the offer or any person
acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings,
state "none"
------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under
any option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
-------------------------------------------------------------------
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
---------------------------------------------------- ---
Date of disclosure: 06/01/2012
--------------------- -------------------
Contact name: Miss Kirsty Lahmar
--------------------- -------------------
Telephone number: +44 20 7901 5887
--------------------- -------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
* this report is on behalf of:
UBS AG (UBS Global Asset Management operating in
Switzerland)
UBS Global Asset Management (Americas) Inc
UBS Global Asset Management (Australia) Ltd
UBS Global Asset Management (UK) Ltd
UBS Global Asset Management (Canada) Inc
UBS Global Asset Management (Hong Kong) Ltd
UBS Global Asset Management (Singapore) Ltd
UBS Global Asset Management (Taiwan) Ltd
This information is provided by RNS
The company news service from the London Stock Exchange
END
RETKMGGMGVLGZZM
Dhir India (LSE:DHIR)
Historical Stock Chart
From Oct 2024 to Nov 2024
Dhir India (LSE:DHIR)
Historical Stock Chart
From Nov 2023 to Nov 2024
