TIDMDIVA

RNS Number : 5287M

FRM Diversified Alpha Limited

17 August 2011

 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
------------------------------------------------------------------------------ 
 
 1. Identity of the issuer or the 
 underlying issuer of existing shares to 
 which voting rights are attached: (ii)          FRM Diversified Alpha Limited 
------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                              X 
---------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
---------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
---------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
---------------  ----------------------------------------------------  ------- 
 3. Full name of person(s) subject 
  to the 
  notification obligation: (iii)                                    Guy Thomas 
------------------------------------  ---------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
------------------------------------  ---------------------------------------- 
 5. Date of the transaction and date 
  on 
  which the threshold is crossed or 
  reached: (v)                                                   9 August 2011 
------------------------------------  ---------------------------------------- 
 6. Date on which issuer notified:                              10 August 2011 
------------------------------------  ---------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached: (vi, vii)                                                        3% 
------------------------------------  ---------------------------------------- 
 
 
 
 8. Notified details: 
-------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
-------------------------------------------------------------------------------------------------------------------- 
 Class/type of 
 shares if 
 possible        Situation previous 
 using the        to the triggering                 Resulting situation after the triggering 
 ISIN CODE        transaction                        transaction 
--------------  ---------------------------------  ----------------------------------------------------------------- 
                                Number 
                 Number          of 
                  of             Voting             Number of   Number of voting        % of voting rights 
                  Shares         Rights             shares       rights                  (x) 
--------------  -------------  ------------------  ----------  ----------------------  ----------------------------- 
                                                                Direct       Indirect 
                                                    Direct       (xi)         (xii)     Direct         Indirect 
--------------    ---  ------  ------  -----  ---  ----------  -----------  ---------  -------------  -------------- 
 Redeemable 
 participating 
 preference 
 shares 
 GG00B2RBZ002    Below 3%       Below 3%            232,416     232,416                 3.11% 
                -------------  ------------------  ----------  -----------  ---------  -------------  -------------- 
 
 
 B: Qualifying Financial Instruments 
-------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------- 
                                                                    Number of voting 
                                                                     rights that may 
                                                                     be 
                                        Exercise/                    acquired if the 
 Type of financial      Expiration       Conversion Period           instrument is               % of voting 
  instrument             date (xiii)     (xiv)                       exercised/ converted.        rights 
---------------------  --------------  --------------------------  ---------------------------  -------------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
-------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
-------------------------------------------------------------------------------------------------------------------- 
                                               Exercise/ 
 Type of                                        Conversion      Number of voting 
 financial         Exercise     Expiration      period           rights instrument          % of voting rights 
 instrument         price        date (xvii)    (xviii)          refers to                   (xix, xx) 
----------------  -----------  -------------  ---------------  --------------------------  ------------------------- 
                                                                                            Nominal       Delta 
----------------  -----------  -------------  ---------------  --------------------------  ------------  ----------- 
 
 
 Total (A+B+C) 
-------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                      Percentage of voting rights 
-----------------------------------------------------------  ------------------------------------------------------- 
 232,416                                                      3.11% 
-----------------------------------------------------------  ------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
------------------------------------------------------------------------------ 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------ 
 10. Name of the proxy holder: 
-------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
-------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
-------------------------------------------------  --------------------------- 
 
 13. Additional information: 
--------------------------------------  -------------------------------------- 
 14. Contact name:                                                  Guy Thomas 
--------------------------------------  -------------------------------------- 
 15. Contact telephone number: 
--------------------------------------  --------------------------------------

This information is provided by RNS

The company news service from the London Stock Exchange

END

HOLUBSRRAOAWAAR

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