TR1 - Major interest in shares - PC
October 13 2010 - 12:21PM
UK Regulatory
TIDMDOO
RNS Number : 3529U
D1 Oils Plc
13 October 2010
+----------------+--------------------+--+----+----------------------------+--------+
| | |
+----------------------------------------+------------------------------------------+
| | |
+----------------------------------------+------------------------------------------+
| |
+-----------------------------------------------------------------------------------+
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
+-----------------------------------------------------------------------------------+
| | |
+---------------------------------------------+-------------------------------------+
| 1. Identity of the issuer or the underlying | D1 Oils plc |
| issuer | |
| of existing shares to which voting rights | |
| are | |
| attached: ii | |
+---------------------------------------------+-------------------------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+-----------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | YES |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of qualifying financial instruments which may | YES |
| result in the acquisition of shares already issued to which voting | |
| rights are attached | |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of instruments with similar economic effect | |
| to qualifying financial instruments | |
+--------------------------------------------------------------------------+--------+
| An event changing the breakdown of voting rights | |
+--------------------------------------------------------------------------+--------+
| Other (please | | |
| specify): | | |
+----------------+---------------------------------------------------------+--------+
| 3. Full name of person(s) subject | (a) Principle Capital Investments Limited |
| to the | (formerly Principle Capital Investment |
| notification obligation: iii | Trust plc) (26,473,330 shares) |
| | |
| | (b) Principle Capital, L.P. (8,415,759 |
| | shares) |
| | |
| | |
+-------------------------------------+---------------------------------------------+
| 4. Full name of shareholder(s) | |
| (if different from 3.):iv | |
| | (b) Chase Nominees Limited |
| | |
| | |
| | |
+-------------------------------------+---------------------------------------------+
| 5. Date of the transaction and date | Date of transaction 13 |
| on | October 2010 |
| which the threshold is crossed or | |
| reached: v | Date at which threshold is crossed in |
| | relation to the shares listed at 8A: 22 |
| | November 2010 |
| | |
| | Date at which threshold is crossed in |
| | relation to the qualifying financial |
| | instruments listed at 8B: |
| | 13 October 2010 |
| | |
+-------------------------------------+---------------------------------------------+
| 6. Date on which issuer notified: | 13 October 2010 |
+-------------------------------------+---------------------------------------------+
| 7. Threshold(s) that is/are crossed | 27%,26%,25%.......below 3% |
| or | |
| reached: vi, vii | |
+-------------------------------------+---------------------------------------------+
| | | | | | |
+----------------+--------------------+--+----+----------------------------+--------+
+-------------+-----------------+----+------+------------+--+--+----------------------+-+------+----+------------+------+---------------------+----+--+------------+
| 8. Notified details: |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Class/type | Situation previous | Resulting situation after the triggering transaction |
| of | to the triggering | on 12 October 2010 |
| shares | transaction | |
| if possible | | |
| using | | |
| the ISIN | | |
| CODE | | |
+ +------------------------------------------------+---------------------------------------------------------------------------------------------------+
| | Number | Number | Number | Number | % of voting rights x |
| | of | of | of shares | of | |
| | Shares | Voting | | voting | |
| | | Rights | | rights | |
+ + + +------------------------+------------------------+-------------------------------------------------+
| | | | Direct | Direct xi | Indirect | Direct | Indirect |
| | | | | | xii | | |
+-------------+-----------------------------+------------------+------------------------+-----------+------------+---------------------------------+---------------+
| GBP0.01 | 34,889,089 | 34,889,089 | 17,389,089 | | 17,389,089 | | 13.73 |
| Ordinary | | | | | | | |
+-------------+ + + + + + + +
| | | | | | | | |
+-------------+-----------------------------+------------------+------------------------+-----------+------------+---------------------------------+---------------+
| |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion Period | rights that may be | rights |
| | | xiv | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+------------------------------------+-------------------+-------------------------------------+----------------------------------------------+--------------------+
| Call Option | 31/3/2011 | Any time | 17,389,089 | 0 |
+------------------------------------+-------------------+-------------------------------------+----------------------------------------------+--------------------+
| |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Exercise | Expiration | Exercise/ | Number of voting | % of voting rights |
| instrument | price | date xvii | Conversion | rights instrument | xix, xx |
| | | | period | refers to | |
| | | | xviii | | |
+-------------------------------+-----------+---------------+---------------------------+-------------------------------+------------------------------------------+
| | | | | | Nominal | Delta |
| | | | | | | |
+ + + + + +-----------------------------+------------+
| | | | | | | |
+-------------------------------+-----------+---------------+---------------------------+-------------------------------+-----------------------------+------------+
| |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+-------------------------------------------------------------------------------------+----------------------------------------------------------------------------+
| 34,889,089 | 27.55 |
+-------------------------------------------------------------------------------------+----------------------------------------------------------------------------+
| | | | | | | | | | | | | | | | | |
+-------------+-----------------+----+------+------------+--+--+----------------------+-+------+----+------------+------+---------------------+----+--+------------+
+--------------------------------------+-----------+------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: xxi |
+---------------------------------------------------------------------------------+
| |
| |
+---------------------------------------------------------------------------------+
| |
+---------------------------------------------------------------------------------+
| Proxy Voting: |
+---------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | |
+--------------------------------------------------+------------------------------+
| 11. Number of voting rights proxy holder will | |
| cease | |
| to hold: | |
+--------------------------------------------------+------------------------------+
| 12. Date on which proxy holder will cease to | |
| hold | |
| voting rights: | |
+--------------------------------------------------+------------------------------+
| |
+---------------------------------------------------------------------------------+
| 13. Additional information: | The option referred to at 8B above can |
| | be exercised by the purchaser at any |
| | time until expiry on 31 March 2011. |
| | |
+--------------------------------------+------------------------------------------+
| 14. Contact name: | Principle Capital Fund Managers Ltd |
| | Brian Padgett |
+--------------------------------------+------------------------------------------+
| 15. Contact telephone number: | +4122 908 1190 |
+--------------------------------------+------------------------------------------+
| | | |
+--------------------------------------+-----------+------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLBUBDGRSBBGGX
D1 Oils (LSE:DOO)
Historical Stock Chart
From Jun 2024 to Jul 2024
D1 Oils (LSE:DOO)
Historical Stock Chart
From Jul 2023 to Jul 2024
