General Electric Company Director/PDMR Shareholding (2063U)
November 22 2023 - 2:00AM
UK Regulatory
TIDMGEC
RNS Number : 2063U
General Electric Company
21 November 2023
4
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE OMB APPROVAL
COMMISSION OMB Number: 3235-0287
Washington, D.C. 20549 Estimated average burden
hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934
or Section 30(h) of the Investment
Company Act of 1940
Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue.
See Instruction 1(b).
1. Name and Address of 2. Issuer Name 5. Relationship of Reporting Person(s) to Issuer
Reporting Person and Ticker or (Check all applicable) Director 10% Owner
(*)Holston Michael J Trading Symbol X Officer (give title below) Other (specify below)
GENERAL ELECTRIC Senior Vice President
(Last) (First) (Middle) CO [ GE ]
GENERAL ELECTRIC COMPANY
ONE FINANCIAL CENTER, SUITE
3700
(Street)BOSTON MA 02111
(City) (State) (Zip)
3. Date of
Earliest
Transaction
(Month/Day/Year)
11/20/2023
4. If Amendment, 6. Individual or Joint/Group Filing (Check Applicable Line)X Form filed by One Reporting Person
Date of Original Form filed by More than One Reporting Person
Filed
(Month/Day/Year)
Rule 10b5-1(c) Transaction Indication
Check this box to indicate that a transaction was made pursuant to a contract,
instruction
or written plan that is intended to satisfy the affirmative defense conditions of
Rule 10b5-1(c).
See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title 2. Transaction 2A. Deemed 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. 7. Nature of
of Date Execution Date, Code (Instr. 8) or Disposed Of (D) (Instr. Securities Ownership Indirect
Security (Month/Day/Year) if any 3, 4 and 5) Beneficially Form: Beneficial
(Instr. (Month/Day/Year) Owned Direct Ownership
3) Following (D) or (Instr. 4)
Reported Indirect
Transaction(s) (I)
(Instr. 3 and (Instr.
4) 4)
Code V Amount (A) Price
or
(D)
Common
Stock 11/20/2023 S 15,000 D $ 119.79 (1) 61,940 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title 2. 3. Transaction 3A. Deemed 4. Transaction 5. Number of 6. Date Exercisable and 7. Title and 8. Price 9. Number of 10. 11. Nature
of Conversion Date Execution Date, Code (Instr. Derivative Expiration Date Amount of of derivative Ownership of Indirect
Derivative or (Month/Day/Year) if any 8) Securities (Month/Day/Year) Securities Derivative Securities Form: Beneficial
Security Exercise (Month/Day/Year) Acquired (A) or Underlying Security Beneficially Direct Ownership
(Instr. 3) Price of Disposed of (D) Derivative (Instr. 5) Owned (D) or (Instr. 4)
Derivative (Instr. 3, 4 and Security (Instr. 3 Following Indirect
Security 5) and 4) Reported (I)
Transaction(s) (Instr.
(Instr. 4)
4)
Amount or
Date Number of
Code V (A) (D) Exercisable Expiration Date Title Shares
Explanation of Responses:
1. The price reported is a weighted average price. These shares were sold in multiple transactions
ranging from $119.76 to $119.89, inclusive. The Reporting Person undertakes to provide to
the Company, any security holder of the Company, or the staff of the Securities and Exchange
Commission, upon request, full information regarding the number of shares sold at each separate
price within the range.
Remarks:
/s/ Brandon Smith, attorney in fact for Michael J. Holston 11/21/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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END
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