HaloSource Inc TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES (3852X)
November 18 2014 - 1:10PM
UK Regulatory
TIDMHAL TIDMHALO
RNS Number : 3852X
HaloSource Inc
18 November 2014
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying HaloSource Inc.
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------------------------- -----------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights x
--------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
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Other (please
specify):
------------------- ------------------------------------------------------------ -------
3. Full name of person(s) subject Woodford Investment Management LLP
to the (WIM)
notification obligation: (iii)
-------------------------------------------- --------------------------------------------
4. Full name of shareholder(s) Clients of WIM
(if different from 3.):(iv)
-------------------------------------------- --------------------------------------------
5. Date of the transaction and date 14.11.14
on
which the threshold is crossed
or
reached: (v)
-------------------------------------------- --------------------------------------------
6. Date on which issuer notified: 14.11.14
-------------------------------------------- --------------------------------------------
7. Threshold(s) that is/are crossed
or 5, 10, 11 ,12 ,13 ,14 ,15 ,16 ,17 ,18
reached: (vi, vii) ,19%
-------------------------------------------- --------------------------------------------
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- ------------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- -------------- ------------------ ------------- -------------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- --- ------- ------ ----- --- ------------- --------------- --------- ------------- --------------
USU4063G1077 1,383,628 1,383,628 42,944,928 42,944,928 19.5%
-------------- ------------------ ------------- --------------- --------- ------------- --------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------- --------------- --------------------------------- --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------ ------------- ------------------ ------------------------------ -------------------------
Nominal Delta
--------------- ------------ ------------- ------------------ ------------------------------ ------------ -----------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
-------------------------------------------------------------- -----------------------------------------------------------
42,944,928 19.5%
-------------------------------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------
Woodford Investment Management LLP as Investment Manager
Proxy Voting:
--------------------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------- ---------------------------
11. Number of voting rights proxy holder will
cease
to hold:
--------------------------------------------------- ---------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
--------------------------------------------------- ---------------------------
13. Additional information:
---------------------------------------- --------------------------------------
14. Contact name: Jon Webb
---------------------------------------- --------------------------------------
15. Contact telephone number: 01865 809023
---------------------------------------- --------------------------------------
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares(xxii)
A: Identity of the persons or legal entity subject to the notification
obligation
-------------------------------------------------------------------------------
Full name Woodford Investment Management LLP
(including legal form of legal entities)
------------------------------------------ -----------------------------------
Contact address 9400 Garsington Rd, Oxford
(registered office for legal entities) OX4 2HN United Kingdom
------------------------------------------ -----------------------------------
Phone number & email 01865 809023
jon.webb@woodfordfunds.com
------------------------------------------ -----------------------------------
Other useful information
(at least legal representative for
legal persons)
------------------------------------------ -----------------------------------
B: Identity of the notifier, if applicable
-------------------------------------------------------------------------------
Full name
------------------------------------------ -----------------------------------
Contact address
------------------------------------------ -----------------------------------
Phone number & email
------------------------------------------ -----------------------------------
Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------ -----------------------------------
C: Additional information
-------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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