TIDMHGG
RNS Number : 8824D
Henderson Group plc
02 May 2017
Update of number of securities quoted on ASX,
Voting Rights and Capital
2 May 2017
The attached form provides an update to the number of CDIs
quoted on the ASX and the net transfers to the CDI register during
April 2017.
In conformity with Rule 5.6.1 of the UK Disclosure and
Transparency Rules we would also like to notify the market of the
following:
On 30 April 2017, Henderson Group plc's capital consisted of
1,131,842,110 shares with voting rights. Henderson Group plc holds
nil shares in Treasury.
The above figure, 1,131,842,110, may be used by shareholders as
the denominator for the calculations by which they will determine
if they are required to notify their interest in, or a change to
their interest in, Henderson Group plc under the FCA's Disclosure
and Transparency Rules.
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99,
1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entity
Henderson Group plc.
----------------------
ABN
67 133 992 766
----------------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities CHESS Depositary Interests
issued or to be (CDIs)
issued
Number of +securities
issued or to be
issued (if known)
or maximum number At 31 March
2 which may be issued 740,480,379 2017
21,751,657 Net transfers
At 30 April
762,232,036 2017
3 Principal terms CDIs over fully paid
of the +securities ordinary shares quoted
(eg, if options, on the London Stock Exchange
exercise price (LSE)
and expiry date;
if partly paid
+securities, the
amount outstanding
and due dates
for payment; if
+convertible securities,
the conversion
price and dates
for conversion)
--------------------------------
4 Do the +securities Yes
rank equally in
all respects from
the date of allotment
with an existing
+class of quoted
+securities?
If the additional
securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
------------------------------
5 Issue price or N/A
consideration
------------------------------
Purpose of the Net transfers of securities
issue between CDIs and ordinary
6 (If issued as shares listed on LSE
consideration
for the acquisition
of assets, clearly
identify those
assets)
---------------------------------------
7 Dates of entering Various dates during
+securities into April 2017
uncertificated
holdings or despatch
of certificates
Number +Class
---------------------------- ---------
Number and +class
of all +securities
quoted on ASX
(including the
securities in
8 clause 2 if applicable) 762,232,036 CDIs
---------------------------- ---------
Number +Class
-------------- -----------------
Number and +class
of all +securities
not quoted on
ASX (including Fully paid
the securities ordinary shares
in clause 2 if quoted on
9 applicable) 1,131,842,110 the LSE
-------------- -----------------
10 Dividend policy Same as existing securities
(in the case of
a trust, distribution
policy) on the
increased capital
(interests)
---------------------------------
Part 2 -- Bonus issue or pro rata issue
11 Is security holder
approval required?
12 Is the issue renounceable
or non-renounceable?
13 Ratio in which
the +securities
will be offered
14 +Class of +securities
to which the offer
relates
15 +Record date to
determine entitlements
16 Will holdings
on different registers
(or subregisters)
be aggregated
for calculating
entitlements?
17 Policy for deciding
entitlements in
relation to fractions
18 Names of countries
in which the entity
has +security
holders who will
not be sent new
issue documents
Note: Security
holders must be
told how their
entitlements are
to be dealt with.
Cross reference:
rule 7.7.
19 Closing date for
receipt of acceptances
or renunciations
20 Names of any underwriters
21 Amount of any
underwriting fee
or commission
22 Names of any brokers
to the issue
23 Fee or commission
payable to the
broker to the
issue
24 Amount of any
handling fee payable
to brokers who
lodge acceptances
or renunciations
on behalf of +security
holders
25 If the issue is
contingent on
+security holders'
approval, the
date of the meeting
26 Date entitlement
and acceptance
form and prospectus
or Product Disclosure
Statement will
be sent to persons
entitled
27 If the entity
has issued options,
and the terms
entitle option
holders to participate
on exercise, the
date on which
notices will be
sent to option
holders
28 Date rights trading
will begin (if
applicable)
29 Date rights trading
will end (if applicable)
30 How do +security
holders sell their
entitlements in
full through a
broker?
31 How do +security
holders sell part
of their entitlements
through a broker
and accept for
the balance?
32 How do +security
holders dispose
of their entitlements
(except by sale
through a broker)?
33 +Despatch date
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) X Securities described in Part 1
(b) All other securities
Example: restricted securities at the
end of the escrowed period, partly
paid securities that become fully paid,
employee incentive share securities
when restriction ends, securities issued
on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you
are providing the information
or documents
35 If the +securities are +equity securities,
the names of the 20 largest holders
of the additional +securities, and
the number and percentage of additional
+securities held by those holders
36 If the +securities are +equity securities,
a distribution schedule of the additional
+securities setting out the number
of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
39 Class of +securities
for which quotation
is sought
---------
40 Do the +securities
rank equally in
all respects from
the date of allotment
with an existing
+class of quoted
+securities?
If the additional
securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request
for quotation
now
Example: In the
case of restricted
securities, end
of restriction
period
(if issued upon
conversion of
another security,
clearly identify
that other security)
---------
Number +Class
------- ---------
42 Number and +class
of all +securities
quoted on ASX
(including the
securities in
clause 38)
------- ---------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- We warrant that if confirmation is required under section
1017F of the Corporations Act in relation to the +securities to be
quoted, it has been provided at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document not available now, will give
it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here:
............................................................ Date:
2 May 2017
(Director/Deputy Company Secretary)
Print name: Matthew Purkis
== == == == ==
This information is provided by RNS
The company news service from the London Stock Exchange
END
TVRZMGGKLZLGNZG
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