RNS Number : 5697W
Morgan Stanley & Co. Int'l plc
16 July 2024
 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

Morgan Stanley & Co. International plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Hargreaves Lansdown plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Hargreaves Lansdown plc

(d) Date dealing undertaken:

15 July 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

N/A

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

0.4p ordinary

PURCHASES

230,546

11.1200 GBP

10.9400 GBP

0.4p ordinary

SALES

129,626

11.1201 GBP

10.9400 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

0.4p ordinary

CFD

increasing a long position

1,676

11.0050 GBP

0.4p ordinary

CFD

increasing a long position

182

11.0131 GBP

0.4p ordinary

CFD

increasing a long position

284

11.0217 GBP

0.4p ordinary

CFD

increasing a long position

1,988

11.0336 GBP

0.4p ordinary

CFD

increasing a long position

433

11.0439 GBP

0.4p ordinary

CFD

increasing a long position

1,972

11.1031 GBP

0.4p ordinary

CFD

increasing a long position

16,887

11.1065 GBP

0.4p ordinary

CFD

increasing a long position

572

11.1200 GBP

0.4p ordinary

CFD

increasing a long position

224

11.1200 GBP

0.4p ordinary

CFD

increasing a short position

13

11.0053 GBP

0.4p ordinary

CFD

increasing a short position

86

11.0055 GBP

0.4p ordinary

CFD

increasing a short position

2,751

11.0130 GBP

0.4p ordinary

CFD

increasing a short position

798

11.0156 GBP

0.4p ordinary

CFD

increasing a short position

2,049

11.0418 GBP

0.4p ordinary

CFD

increasing a short position

263

11.0459 GBP

0.4p ordinary

CFD

increasing a short position

12,171

11.0776 GBP

0.4p ordinary

CFD

increasing a short position

14,054

11.0776 GBP

0.4p ordinary

CFD

increasing a short position

3,279

11.0776 GBP

0.4p ordinary

CFD

increasing a short position

662

11.0776 GBP

0.4p ordinary

CFD

increasing a short position

28,740

11.0830 GBP

0.4p ordinary

CFD

increasing a short position

8,109

11.1054 GBP

0.4p ordinary

CFD

increasing a short position

22,334

11.1200 GBP

0.4p ordinary

CFD

increasing a short position

175

11.1200 GBP

0.4p ordinary

CFD

reducing a long position

224

10.9755 GBP

0.4p ordinary

CFD

reducing a long position

433

10.9828 GBP

0.4p ordinary

CFD

reducing a long position

5,051

11.0306 GBP

0.4p ordinary

CFD

reducing a long position

1,546

11.0313 GBP

0.4p ordinary

CFD

reducing a long position

2,332

11.0320 GBP

0.4p ordinary

CFD

reducing a long position

3

11.0350 GBP

0.4p ordinary

CFD

reducing a long position

28

11.0354 GBP

0.4p ordinary

CFD

reducing a long position

74

11.0355 GBP

0.4p ordinary

CFD

reducing a long position

382

11.0404 GBP

0.4p ordinary

CFD

reducing a long position

9

11.0489 GBP

0.4p ordinary

CFD

reducing a long position

807

11.0553 GBP

0.4p ordinary

CFD

reducing a long position

1,676

11.0624 GBP

0.4p ordinary

CFD

reducing a long position

8,474

11.0808 GBP

0.4p ordinary

CFD

reducing a long position

1,348

11.0838 GBP

0.4p ordinary

CFD

reducing a long position

12,683

11.0838 GBP

0.4p ordinary

CFD

reducing a long position

5,804

11.1154 GBP

0.4p ordinary

CFD

reducing a long position

276

11.1200 GBP

0.4p ordinary

CFD

reducing a long position

25

11.1200 GBP

0.4p ordinary

CFD

reducing a long position

179

11.1200 GBP

0.4p ordinary

CFD

reducing a long position

900

11.1200 GBP

0.4p ordinary

CFD

reducing a long position

574

11.1200 GBP

0.4p ordinary

CFD

reducing a short position

900

11.0487 GBP

0.4p ordinary

CFD

reducing a short position

300

11.0488 GBP

0.4p ordinary

CFD

reducing a short position

1,437

11.1064 GBP

0.4p ordinary

CFD

reducing a short position

858

11.1066 GBP

0.4p ordinary

CFD

reducing a short position

176

11.1200 GBP

0.4p ordinary

CFD

reducing a short position

28,294

11.1200 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

N/A

N/A

N/A

N/A

N/A

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

N/A

N/A

N/A

N/A

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

 

Date of disclosure:

16 July 2024
Contact name:

Craig Horsley
Telephone number:

+44 141 245-7736

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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